Finding 963649 (2023-006)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-03-28

AI Summary

  • Core Issue: The College failed to report student status changes accurately and on time to the National Student Loan Data System (NSLDS), affecting federal funding.
  • Impacted Requirements: Timely notification of enrollment changes is required by federal regulations (34 CFR sections 690.2 and 685.309).
  • Recommended Follow-Up: Implement a review process to ensure all status changes are reported accurately and within the required timeframe.

Finding Text

Identification of Federal Program – 84.063 Federal Pell Grant; Department of Education; P063P211643 and 84.268 Federal Direct Student Loan Program; Department of Education; P268K221643 Criteria – The College is to notify the Department of Education of changes in student enrollment information at the Campus Level and Program Level in a timely and accurate manner. (34 CFR section 690.2 and section 685.309) Condition – During the audit, we selected 25 students that had status changes during the 2022-2023 fiscal year, specifically for the time frame after February 28, 2023 due to the National Student Loan Data System (NSLDS) conversion issues occurring through that date. The following items were noted during out testing: 1) for three students in our sample (2 Pell and 1 Direct Student Loan), the status change date documented by the College did not agree with the status change date reported by NSLDs; 2) for one student in our sample (Direct Student Loan), the status change date was March 30, 2023 but the National Student Clearinghouse reported September 5, 2023, indicating that the notification of status change was not timely (within 60 days of status change); and 3) for one student in our sample (Direct Student Loan), the status change did not appear to have been reported to NSLDS. Cause – This condition is a result of a review not being performed to ensure that student status changes are reported accurately and timely. Effect – The student’s status changes are not being reported to NSLDS accurately or timely and may cause over/under federal funding in subsequent years. Context – During our audit procedures, we verified that changes in the student status were reported accurately and timely to the NSLDS. For three students, we were unable to determine the accurate date of the status change, for one student the status change was not reported timely, and for one student the status change was not reported. College management was not able to provide an explanation why the status change dates were different, late, and not reported. Recommendation – We recommend the College establish a review process to ensure that all status changes are reported accurately and timely to the NSLDS. Views of Responsible Officials and Planned Corrective Actions – The Registrars Office and Financial Aid Office are reviewing all current processes to ensure that status changes are being reported accurately. This includes students who may have requested a Refund Exception Appeal, which could have an impact on the date of determination the withdrawal occurred.

Categories

Student Financial Aid Reporting Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 387205 2023-007
    Significant Deficiency
  • 387206 2023-007
    Significant Deficiency
  • 387207 2023-006
    Significant Deficiency
  • 387208 2023-006
    Significant Deficiency
  • 387209 2023-005
    Significant Deficiency
  • 387210 2023-004
    Significant Deficiency
  • 387211 2023-008
    Significant Deficiency
  • 387212 2023-008
    Significant Deficiency
  • 387213 2023-008
    Significant Deficiency
  • 387214 2023-008
    Significant Deficiency
  • 387215 2023-008
    Significant Deficiency
  • 387216 2023-008
    Significant Deficiency
  • 387217 2023-008
    Significant Deficiency
  • 387218 2023-008
    Significant Deficiency
  • 387219 2023-008
    Significant Deficiency
  • 387220 2023-008
    Significant Deficiency
  • 387221 2023-008
    Significant Deficiency
  • 387222 2023-008
    Significant Deficiency
  • 387223 2023-008
    Significant Deficiency
  • 387224 2023-008
    Significant Deficiency
  • 387225 2023-008
    Significant Deficiency
  • 387226 2023-008
    Significant Deficiency
  • 387227 2023-008
    Significant Deficiency
  • 387228 2023-008
    Significant Deficiency
  • 963647 2023-007
    Significant Deficiency
  • 963648 2023-007
    Significant Deficiency
  • 963650 2023-006
    Significant Deficiency
  • 963651 2023-005
    Significant Deficiency
  • 963652 2023-004
    Significant Deficiency
  • 963653 2023-008
    Significant Deficiency
  • 963654 2023-008
    Significant Deficiency
  • 963655 2023-008
    Significant Deficiency
  • 963656 2023-008
    Significant Deficiency
  • 963657 2023-008
    Significant Deficiency
  • 963658 2023-008
    Significant Deficiency
  • 963659 2023-008
    Significant Deficiency
  • 963660 2023-008
    Significant Deficiency
  • 963661 2023-008
    Significant Deficiency
  • 963662 2023-008
    Significant Deficiency
  • 963663 2023-008
    Significant Deficiency
  • 963664 2023-008
    Significant Deficiency
  • 963665 2023-008
    Significant Deficiency
  • 963666 2023-008
    Significant Deficiency
  • 963667 2023-008
    Significant Deficiency
  • 963668 2023-008
    Significant Deficiency
  • 963669 2023-008
    Significant Deficiency
  • 963670 2023-008
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $3.00M
84.063 Federal Pell Grant Program $2.44M
84.047 Trio_upward Bound $355,705
84.425 Education Stabilization Fund $309,903
16.710 Public Safety Partnership and Community Policing Grants $237,953
84.048 Career and Technical Education -- Basic Grants to States $215,272
84.031 Higher Education_institutional Aid $156,078
17.268 H-1b Job Training Grants $87,346
84.007 Federal Supplemental Educational Opportunity Grants $65,745
84.033 Federal Work-Study Program $21,060
84.325 Special Education - Personnel Development to Improve Services and Results for Children with Disabilities $7,982
47.076 Education and Human Resources $7,406