Finding 387209 (2023-005)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-03-28

AI Summary

  • Core Issue: Two students were incorrectly charged a return of Title IV funds despite withdrawing after completing over 60% of the semester.
  • Impacted Requirements: The College must accurately calculate and apply return of Title IV funds as per federal regulations (34 CFR section 668).
  • Recommended Follow-Up: Implement a review process to prevent incorrect return of funds charges and ensure compliance with federal guidelines.

Finding Text

Identification of Federal Program – 84.063 Federal Pell Grant; Department of Education; P063P211643 Criteria – The College is to accurately calculate return of Title IV funds for withdrawn students who began attendance, allocate the return of Title IV funds as required, return Title IV funds timely, and notify borrowers of returned loans. (34 CFR section 668) Condition – During the audit, we selected eight students that withdrew after the completion of greater than 60% of the semester to determine that a return of funds was not required in the 2022-2023 fiscal year. Of that sample, two students withdrew more than 60% of the way through the semester but a return of funds was applied to the student’s account. Cause – This condition is a result of a review not being performed to ensure that all students that withdraw after more than 60% of the semester is completed do not have return of funds applied to their account. Effect – The return of funds amounts were applied to the student’s account even though they had completed more than 60% of the semester. Context – During our audit procedures where we verified that the return of funds was not applied to the students’ account if they had completed more than 60% of the semester, we noted that there was a return of funds charge for the two students identified above. College management was not able to provide an explanation why the return of funds were applied. Recommendation – We recommend the College establish a review process to ensure that when return of funds are not required, they are not applied to the student’s account. Views of Responsible Officials and Planned Corrective Actions – The Financial Aid Office is currently working on updating the Return of Funds procedures, that includes steps to ensure calculations are being processed properly.

Corrective Action Plan

The Financial Aid Office is currently working on updating the Return of Funds procedures, that includes steps to ensure calculations are being processed properly.

Categories

Student Financial Aid Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 387205 2023-007
    Significant Deficiency
  • 387206 2023-007
    Significant Deficiency
  • 387207 2023-006
    Significant Deficiency
  • 387208 2023-006
    Significant Deficiency
  • 387210 2023-004
    Significant Deficiency
  • 387211 2023-008
    Significant Deficiency
  • 387212 2023-008
    Significant Deficiency
  • 387213 2023-008
    Significant Deficiency
  • 387214 2023-008
    Significant Deficiency
  • 387215 2023-008
    Significant Deficiency
  • 387216 2023-008
    Significant Deficiency
  • 387217 2023-008
    Significant Deficiency
  • 387218 2023-008
    Significant Deficiency
  • 387219 2023-008
    Significant Deficiency
  • 387220 2023-008
    Significant Deficiency
  • 387221 2023-008
    Significant Deficiency
  • 387222 2023-008
    Significant Deficiency
  • 387223 2023-008
    Significant Deficiency
  • 387224 2023-008
    Significant Deficiency
  • 387225 2023-008
    Significant Deficiency
  • 387226 2023-008
    Significant Deficiency
  • 387227 2023-008
    Significant Deficiency
  • 387228 2023-008
    Significant Deficiency
  • 963647 2023-007
    Significant Deficiency
  • 963648 2023-007
    Significant Deficiency
  • 963649 2023-006
    Significant Deficiency
  • 963650 2023-006
    Significant Deficiency
  • 963651 2023-005
    Significant Deficiency
  • 963652 2023-004
    Significant Deficiency
  • 963653 2023-008
    Significant Deficiency
  • 963654 2023-008
    Significant Deficiency
  • 963655 2023-008
    Significant Deficiency
  • 963656 2023-008
    Significant Deficiency
  • 963657 2023-008
    Significant Deficiency
  • 963658 2023-008
    Significant Deficiency
  • 963659 2023-008
    Significant Deficiency
  • 963660 2023-008
    Significant Deficiency
  • 963661 2023-008
    Significant Deficiency
  • 963662 2023-008
    Significant Deficiency
  • 963663 2023-008
    Significant Deficiency
  • 963664 2023-008
    Significant Deficiency
  • 963665 2023-008
    Significant Deficiency
  • 963666 2023-008
    Significant Deficiency
  • 963667 2023-008
    Significant Deficiency
  • 963668 2023-008
    Significant Deficiency
  • 963669 2023-008
    Significant Deficiency
  • 963670 2023-008
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $3.00M
84.063 Federal Pell Grant Program $2.44M
84.047 Trio_upward Bound $355,705
84.425 Education Stabilization Fund $309,903
16.710 Public Safety Partnership and Community Policing Grants $237,953
84.048 Career and Technical Education -- Basic Grants to States $215,272
84.031 Higher Education_institutional Aid $156,078
17.268 H-1b Job Training Grants $87,346
84.007 Federal Supplemental Educational Opportunity Grants $65,745
84.033 Federal Work-Study Program $21,060
84.325 Special Education - Personnel Development to Improve Services and Results for Children with Disabilities $7,982
47.076 Education and Human Resources $7,406