Finding 963647 (2023-007)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-03-28

AI Summary

  • Core Issue: The fourth quarter report for the COVID-19 Higher Education Emergency Relief Funds was not filed or publicly posted by the deadline.
  • Impacted Requirements: Compliance with federal regulations requiring timely and accurate public reporting of HEERF funds (2 CFR sections 200.328 and 200.329).
  • Recommended Follow-Up: Establish clear policies and procedures to ensure timely completion and public posting of all HEERF quarterly reports moving forward.

Finding Text

Identification of Federal Program – 84.425F COVID-19 Higher Education Emergency Relief Funds – Institutional; Department of Education; P425F202028 and 84.425M COVID-19 Higher Education Emergency Relief Funds – Strengthening Institutions Program; Department of Education; P425M200851 Criteria – Quarterly Higher Education Emergency Relief Fund (HEERF) reports are to be publicly posted, accurate, and filed timely. (2 CFR section 200.328 and section 200.329) Condition – During the audit, we reviewed the four quarterly reporting dates for fiscal year 2022-2023 and noted that the fourth quarter report (June 30, 2023) was not filed or publicly posted. Cause – This condition is a result of policies and procedures not being in place to accurately monitor due dates for HEERF reporting. Effect – The fourth quarter report was not available for public review. Context – During our audit procedures, we verified that quarterly reports were publicly published on the College’s website. The fourth quarter (June 30, 2023) report was not listed. Management informed us that the report was not completed for the fourth quarter and was therefore not publicly published. Recommendation – We recommend the College establish policies and procedures to ensure that timely completion, filing, and public publication of the HEERF quarterly reports are performed. Views of Responsible Officials and Planned Corrective Actions – For the first three quarters of the fiscal year, the reports were timely completed and published online, per the grant requirements with a direct link to the documents. The fourth quarter has now been completed and published there, as well. There was a change in the Business Office, where the person responsible for management of this series of awards resigned from the College. We are actively searching to fill the position, Director of Finance, whose responsibilities will include grant management, overall. Though the awards are fully spent and ended at, June 30, 2023, still responsibilities to the grant for record-keeping and final annual reporting, exist. We acknowledge this and have incorporated these items into the calendar of reporting events for these awards.

Categories

Reporting

Other Findings in this Audit

  • 387205 2023-007
    Significant Deficiency
  • 387206 2023-007
    Significant Deficiency
  • 387207 2023-006
    Significant Deficiency
  • 387208 2023-006
    Significant Deficiency
  • 387209 2023-005
    Significant Deficiency
  • 387210 2023-004
    Significant Deficiency
  • 387211 2023-008
    Significant Deficiency
  • 387212 2023-008
    Significant Deficiency
  • 387213 2023-008
    Significant Deficiency
  • 387214 2023-008
    Significant Deficiency
  • 387215 2023-008
    Significant Deficiency
  • 387216 2023-008
    Significant Deficiency
  • 387217 2023-008
    Significant Deficiency
  • 387218 2023-008
    Significant Deficiency
  • 387219 2023-008
    Significant Deficiency
  • 387220 2023-008
    Significant Deficiency
  • 387221 2023-008
    Significant Deficiency
  • 387222 2023-008
    Significant Deficiency
  • 387223 2023-008
    Significant Deficiency
  • 387224 2023-008
    Significant Deficiency
  • 387225 2023-008
    Significant Deficiency
  • 387226 2023-008
    Significant Deficiency
  • 387227 2023-008
    Significant Deficiency
  • 387228 2023-008
    Significant Deficiency
  • 963648 2023-007
    Significant Deficiency
  • 963649 2023-006
    Significant Deficiency
  • 963650 2023-006
    Significant Deficiency
  • 963651 2023-005
    Significant Deficiency
  • 963652 2023-004
    Significant Deficiency
  • 963653 2023-008
    Significant Deficiency
  • 963654 2023-008
    Significant Deficiency
  • 963655 2023-008
    Significant Deficiency
  • 963656 2023-008
    Significant Deficiency
  • 963657 2023-008
    Significant Deficiency
  • 963658 2023-008
    Significant Deficiency
  • 963659 2023-008
    Significant Deficiency
  • 963660 2023-008
    Significant Deficiency
  • 963661 2023-008
    Significant Deficiency
  • 963662 2023-008
    Significant Deficiency
  • 963663 2023-008
    Significant Deficiency
  • 963664 2023-008
    Significant Deficiency
  • 963665 2023-008
    Significant Deficiency
  • 963666 2023-008
    Significant Deficiency
  • 963667 2023-008
    Significant Deficiency
  • 963668 2023-008
    Significant Deficiency
  • 963669 2023-008
    Significant Deficiency
  • 963670 2023-008
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $3.00M
84.063 Federal Pell Grant Program $2.44M
84.047 Trio_upward Bound $355,705
84.425 Education Stabilization Fund $309,903
16.710 Public Safety Partnership and Community Policing Grants $237,953
84.048 Career and Technical Education -- Basic Grants to States $215,272
84.031 Higher Education_institutional Aid $156,078
17.268 H-1b Job Training Grants $87,346
84.007 Federal Supplemental Educational Opportunity Grants $65,745
84.033 Federal Work-Study Program $21,060
84.325 Special Education - Personnel Development to Improve Services and Results for Children with Disabilities $7,982
47.076 Education and Human Resources $7,406