Finding 1222537 (2025-007)

Material Weakness Repeat Finding
Requirement
G
Questioned Costs
-
Year
2025
Accepted
2026-06-30

AI Summary

  • Core Issue: PRDE failed to provide the necessary GL-200 Report to validate compliance with the 5% administrative matching requirement for federal funds.
  • Impacted Requirements: This affects compliance with Perkins V regulations, risking potential loss of Federal funding.
  • Recommended Follow-Up: PRDE should improve data management and ensure the GL-200 Report is available to support compliance with the 5% matching requirement.

Finding Text

FINDING REFERENCE NUMBER 2025-007 FEDERAL PROGRAM (ALN – 84.048) CAREER AND TECHNICAL EDUCATION BASIC GRANT TO STATES (PERKINS V) U.S. DEPARTMENT OF EDUCATION AWARD NUMBERS V048220052 (Fiscal Years: 07/01/2022 – 09/30/2023) COMPLIANCE REQUIREMENT MATCHING, LEVEL OF EFFORT, EARMARKING TYPE OF FINDING INTERNAL CONTROL AND COMPLIANCE – MATERIAL WEAKNESS AND MATERIAL NONCOMPLIANCE CRITERIA According to the Section 112(b) of Perkins V 20 USC 2322 (b) – A state must match, from nonfederal sources and on a dollar-for-dollar basis, the funds reserved for administration of the state plan. The matching requirement may be applied overall, rather than line-by-line, to state administrative expenditures. As established in the PRDE State Plan, the state administration expenditure would be 5%. STATEMENT OF CONDITION During the performance of our audit procedures to validate compliance with the state funds administrative 5% matching established in the PRDE State Plan, we obtained from PRDE a detail of salary paid to employees during the year 2024-2025, which represented the 5% of administrative matching established in the State Plan. Then, to corroborate payment and the accountability of the salary amounts we requested PRDE to provide the GL-200 Report, which is an internal accounting report of the Government of Puerto Rico. It is used by government agencies to reconcile payroll, related costs, and expenditures of state and Federal funds using the Treasury Department's main system. Since the GL-200 Report was not provided by PRDE, we were unable to validate the disbursement of this administrative 5% matching state funds. This represents an scope limitation. QUESTIONED COSTS None. PERSPECTIVE INFORMATION This is a systemic deficiency. During the performance of our audit procedures to validate the matching requirement, the PRDE used to provide a detail named State Position – Matching Corresponding to the 5% Administration of the Carl D. Perkins Occupational and Technical Education Act. Then we proceeded to request evidence of the corresponding expenditures of this state funds for covering the percentage established for administrative matching in the State Plan. After numerous requests for this evidence, the PRDE was unable to provide this evidence. The amount reported as matching was $1,530,733.68. STATEMENT OF CAUSE Due to the lack of data management performed by the PRDE, the GL-200 Report could not be provided as requested to support the state expenditure for compliance with the 5% matching requirements established in the State Plan. POSSIBLE ASSERTED EFFECT The PRDE being unable to provide evidence documentation (GL-200 Report), could be incurred in non-compliance with the 5% matching requirement as established in the State Plan of the program. This situation could result in a loss of Federal funding. IDENTIFICATION OF REPEAT FINDING Not previously reported. RECOMMENDATIONS We recommend that the PRDE to proper identifies the supporting documentation (GL-200 Report) to properly be able to trace and identify the administrative matching data in order to support the compliance with the 5% matching as established in the State Plan for this program.

Corrective Action Plan

VIEWS OF RESPONSIBLE OFFICIALS The Puerto Rico Department of Education (PRDE) acknowledges the audit finding presented by the auditors regarding the 5% state administrative matching requirement under the Perkins V program (Assistance Listing No. 84.048). The PRDE respectfully clarifies that the GL-200 Report and the related supporting documentation for the administrative matching expenditures do exist and are available within the Department's accounting records, reconciled through the Treasury Department's main system. The PRDE maintains an ongoing compliance monitoring process over the 5% administrative matching requirement established in its State Plan, and the results of this monitoring have been shared both with the Perkins V program office at PRDE and with the U.S. Department of Education as the cognizant federal agency. The PRDE acknowledges, however, that the GL-200 Report was not provided to the auditors within the requested timeframe, which prevented the auditors from corroborating the disbursement of the matching funds during the course of their procedures. The Department recognizes that the timely retrieval and delivery of this type of supporting documentation to auditors is an area that requires strengthening going forward, and is committed to improving its internal coordination to ensure that documentation already maintained by the Department, such as the GL-200 Report, is made available promptly upon request in future audit cycles. IMPLEMENTATION DATE Fiscal Year 2025-2026 RESPONSIBLE PERSON Jorge L. Acosta Irizarry Director of Occupational and Technical Education Evelyn E. Rodríguez Cardé Director of Finance

Categories

Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 1222516 2025-001
    Material Weakness Repeat
  • 1222517 2025-001
    Material Weakness Repeat
  • 1222518 2025-002
    Material Weakness Repeat
  • 1222519 2025-003
    Material Weakness Repeat
  • 1222520 2025-003
    Material Weakness Repeat
  • 1222521 2025-003
    Material Weakness Repeat
  • 1222522 2025-004
    Material Weakness Repeat
  • 1222523 2025-004
    Material Weakness Repeat
  • 1222524 2025-004
    Material Weakness Repeat
  • 1222525 2025-004
    Material Weakness Repeat
  • 1222526 2025-004
    Material Weakness Repeat
  • 1222527 2025-004
    Material Weakness Repeat
  • 1222528 2025-004
    Material Weakness Repeat
  • 1222529 2025-004
    Material Weakness Repeat
  • 1222530 2025-005
    Material Weakness Repeat
  • 1222531 2025-005
    Material Weakness Repeat
  • 1222532 2025-005
    Material Weakness Repeat
  • 1222533 2025-005
    Material Weakness Repeat
  • 1222534 2025-005
    Material Weakness Repeat
  • 1222535 2025-006
    Material Weakness Repeat
  • 1222536 2025-006
    Material Weakness Repeat
  • 1222538 2025-008
    Material Weakness Repeat
  • 1222539 2025-008
    Material Weakness Repeat
  • 1222540 2025-009
    Material Weakness Repeat
  • 1222541 2025-009
    Material Weakness Repeat
  • 1222542 2025-009
    Material Weakness Repeat
  • 1222543 2025-009
    Material Weakness Repeat
  • 1222544 2025-009
    Material Weakness Repeat
  • 1222545 2025-009
    Material Weakness Repeat
  • 1222546 2025-009
    Material Weakness Repeat
  • 1222547 2025-009
    Material Weakness Repeat
  • 1222548 2025-009
    Material Weakness Repeat
  • 1222549 2025-009
    Material Weakness Repeat
  • 1222550 2025-009
    Material Weakness Repeat
  • 1222551 2025-009
    Material Weakness Repeat
  • 1222552 2025-009
    Material Weakness Repeat
  • 1222553 2025-009
    Material Weakness Repeat
  • 1222554 2025-009
    Material Weakness Repeat
  • 1222555 2025-009
    Material Weakness Repeat
  • 1222556 2025-009
    Material Weakness Repeat
  • 1222557 2025-009
    Material Weakness Repeat
  • 1222558 2025-009
    Material Weakness Repeat
  • 1222559 2025-009
    Material Weakness Repeat
  • 1222560 2025-009
    Material Weakness Repeat
  • 1222561 2025-009
    Material Weakness Repeat
  • 1222562 2025-009
    Material Weakness Repeat
  • 1222563 2025-010
    Material Weakness Repeat
  • 1222564 2025-010
    Material Weakness Repeat
  • 1222565 2025-010
    Material Weakness Repeat
  • 1222566 2025-011
    Material Weakness Repeat
  • 1222567 2025-004
    Material Weakness Repeat
  • 1222568 2025-010
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $541.61M
84.027 SPECIAL EDUCATION GRANTS TO STATES $167.15M
10.555 NATIONAL SCHOOL LUNCH PROGRAM $116.64M
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $79.69M
97.036 DISASTER GRANTS - PUBLIC ASSISTANCE (PRESIDENTIALLY DECLARED DISASTERS) $76.50M
84.938 DISASTER RECOVERY ASSISTANCE FOR EDUCATION $50.29M
84.287 TWENTY-FIRST CENTURY COMMUNITY LEARNING CENTERS $34.23M
10.558 CHILD AND ADULT CARE FOOD PROGRAM $33.13M
10.553 SCHOOL BREAKFAST PROGRAM $24.17M
84.002 ADULT EDUCATION - BASIC GRANTS TO STATES $11.64M
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $11.28M
10.559 SUMMER FOOD SERVICE PROGRAM FOR CHILDREN $10.36M
21.027 CORONAVIRUS STATE AND LOCAL FISCAL RECOVERY FUNDS $8.25M
84.365 ENGLISH LANGUAGE ACQUISITION STATE GRANTS $6.00M
84.173 SPECIAL EDUCATION PRESCHOOL GRANTS $4.97M
84.063 FEDERAL PELL GRANT PROGRAM $4.85M
84.369 GRANTS FOR STATE ASSESSMENTS AND RELATED ACTIVITIES $4.33M
14.228 COMMUNITY DEVELOPMENT BLOCK GRANTS/STATE'S PROGRAM AND NON-ENTITLEMENT GRANTS IN HAWAII $3.77M
84.196 EDUCATION FOR HOMELESS CHILDREN AND YOUTH $2.78M
84.041 IMPACT AID $2.53M
45.310 GRANTS TO STATES $2.27M
10.560 STATE ADMINISTRATIVE EXPENSES FOR CHILD NUTRITION $2.05M
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $1.50M
10.579 CHILD NUTRITION DISCRETIONARY GRANTS LIMITED AVAILABILITY $491,322
84.425 EDUCATION STABILIZATION FUND $404,070
84.013 TITLE I STATE AGENCY PROGRAM FOR NEGLECTED AND DELINQUENT CHILDREN AND YOUTH $175,345
10.541 CHILD NUTRITION-TECHNOLOGY INNOVATION GRANT $166,600
84.033 FEDERAL WORK-STUDY PROGRAM $99,808
84.007 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS $75,482
93.079 COOPERATIVE AGREEMENTS TO PROMOTE ADOLESCENT HEALTH THROUGH SCHOOL-BASED SURVEILLANCE AND RISK BEHAVIOR REDUCTION $10,000
10.582 FRESH FRUIT AND VEGETABLE PROGRAM $6,205
10.646 SUMMER ELECTRONIC BENEFIT TRANSFER PROGRAM FOR CHILDREN $4,478