Finding 1166735 (2024-008)

Material Weakness Repeat Finding
Requirement
C
Questioned Costs
-
Year
2024
Accepted
2025-12-29

AI Summary

  • Core Issue: Reimbursement requests for federal grants lack proper supervisory approval and necessary documentation.
  • Impacted Requirements: Fails to meet 2 CFR 200.415(a), which mandates accurate financial reporting and documentation.
  • Recommended Follow-Up: Establish a formal approval process to ensure all requests have supervisor sign-off and required documents before submission.

Finding Text

Section III – Major Federal Awards Programs – Findings and Questioned Costs (Cont.) Finding 2024-008: Cash Management - Inadequate Authorization and Supporting Documentation for Reimbursement Requests (Material Weakness) Federal Program : Grants for Transportation of Veterans in Highly Rural Areas Assistance Listing Number : 64.035 Criteria: 2 CFR 200.415(a) requires that financial reports and reimbursement requests be certified as accurate and complete. Strong internal controls require appropriate documentation supporting all drawdown requests. Condition: Reimbursement requests lacked evidence of supervisory approval and did not consistently include required supporting documentation. Cause: A standardized approval workflow for reimbursement and drawdown requests has not been established. Effect: Inadequate documentation increases the risk of inaccurate reimbursement requests, which may result in disallowed costs or repayment obligations. Recommendation: Management should develop and implement a formal approval process requiring supervisor sign-off and attachment of all required supporting documentation prior to submission. Repeat Finding: This is not a repeat finding.

Corrective Action Plan

Section III – Major Federal Awards Programs – Findings and Questioned Costs (Cont.) Finding 2024-008: Cash Management - Inadequate Authorization and Supporting Documentation for Reimbursement Requests (Material Weakness) (Cont.) Corrective Action Plan (CAP) Explanation of Disagreement with Audit Findings: There is no disagreement with the audit finding. Actions Planned in Response to Finding: A standardized reimbursement packet and formal approval workflow will be created. All reimbursement requests will be routed for required approvals. Official Responsible for Ensuring CAP: Finance Manager will be responsible for overseeing the implementation of corrective actions. Planned Completion Date for CAP: The planned completion date is December 31, 2025. Plan to Monitor Completion of CAP: The Finance Department will conduct monthly reconciliations and reviews of reimbursement submissions.

Categories

Cash Management Allowable Costs / Cost Principles

Other Findings in this Audit

  • 1166733 2024-006
    Material Weakness Repeat
  • 1166734 2024-007
    Material Weakness Repeat
  • 1166736 2024-009
    Material Weakness Repeat
  • 1166737 2024-010
    Material Weakness Repeat
  • 1166738 2024-011
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
64.035 VETERANS TRANSPORTATION PROGRAM $1.08M
64.055 STAFF SERGEANT PARKER GORDON FOX SUICIDE PREVENTION GRANT PROGRAM $699,209