Finding 1166733 (2024-006)

Material Weakness Repeat Finding
Requirement
AB
Questioned Costs
-
Year
2024
Accepted
2025-12-29

AI Summary

  • Core Issue: The chart of accounts does not properly separate allowable and unallowable costs, risking noncompliance with federal regulations.
  • Impacted Requirements: Non-Federal entities must follow 2 CFR 200.302(b)(3) by maintaining clear records and segregating unallowable costs.
  • Recommended Follow-Up: Revise the chart of accounts and update policies to ensure clear differentiation of costs, along with staff training.

Finding Text

Section III – Major Federal Awards Programs – Findings and Questioned Costs Finding 2024-006: Activities Allowed or Unallowed / Allowable Costs - Inadequate Chart of Accounts Segregation for Unallowable Costs (Material Weakness) Federal Program : Grants for Transportation of Veterans in Highly Rural Areas Assistance Listing Number : 64.035 Criteria: Under 2 CFR 200.302(b)(3), non-Federal entities must maintain records that adequately identify the source and application of funds and must segregate unallowable costs to ensure compliance with cost principles. Condition: The chart of accounts does not sufficiently segregate unallowable costs from allowable program expenditures. Certain unallowable expenditures were coded to general operating accounts without clear differentiation. Cause: The Center lacks a detailed coding structure and written policies requiring explicit identification and segregation of unallowable costs. Effect: There is increased risk that unallowable costs could be charged to Federal awards, leading to potential noncompliance, questioned costs, or improper reimbursement requests. Recommendation: Management should implement a revised chart of accounts that clearly differentiates allowable vs. unallowable costs, supported by updated written policies and staff training. Repeat Finding: This is not a repeat finding.

Corrective Action Plan

Section III – Major Federal Awards Programs – Findings and Questioned Costs (Cont.) Finding 2024-006: Activities Allowed or Unallowed / Allowable Costs - Inadequate Chart of Accounts Segregation for Unallowable Costs (Material Weakness) (Cont.) Corrective Action Plan (CAP) Explanation of Disagreement with Audit Findings: There is no disagreement with the audit finding. Actions Planned in Response to Finding: Management will implement a comprehensive redesign of the chart of accounts, including the creation of new account codes and subaccounts to clearly identify unallowable costs. In addition, management will ensure that staff receive training on the revised coding structure. Official Responsible for Ensuring CAP: Finance Manager will be responsible for overseeing the implementation of corrective actions. Planned Completion Date for CAP: The planned completion date is December 31, 2025. Plan to Monitor Completion of CAP: The Finance Department will conduct quarterly internal reviews to ensure the proper use of the revised account codes and to verify the accuracy of cost classifications.

Categories

Allowable Costs / Cost Principles

Other Findings in this Audit

  • 1166734 2024-007
    Material Weakness Repeat
  • 1166735 2024-008
    Material Weakness Repeat
  • 1166736 2024-009
    Material Weakness Repeat
  • 1166737 2024-010
    Material Weakness Repeat
  • 1166738 2024-011
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
64.035 VETERANS TRANSPORTATION PROGRAM $1.08M
64.055 STAFF SERGEANT PARKER GORDON FOX SUICIDE PREVENTION GRANT PROGRAM $699,209