Finding 1166734 (2024-007)

Material Weakness Repeat Finding
Requirement
AB
Questioned Costs
-
Year
2024
Accepted
2025-12-29

AI Summary

  • Core Issue: Budget-to-actual reviews are not consistently done, leading to potential financial mismanagement.
  • Impacted Requirements: Compliance with 2 CFR 200.302(b)(5) and internal control frameworks like COSO is lacking.
  • Recommended Follow-Up: Establish a formal schedule for regular budget-to-actual reviews with clear documentation procedures.

Finding Text

Section III – Major Federal Awards Programs – Findings and Questioned Costs (Cont.) Finding 2024-007: Activities Allowed or Unallowed / Allowable Costs - Insufficient Budget-to-Actual Reviews (Material Weakness) Federal Program : Grants for Transportation of Veterans in Highly Rural Areas Assistance Listing Number : 64.035 Criteria: Under 2 CFR 200.302(b)(5) and established internal control frameworks such as COSO, entities must compare actual expenditures to budgeted amounts to ensure proper financial management and compliance with award terms. Condition: Budget-to-actual analyses were not consistently performed or documented for certain Federal programs. Cause: The Center lacks a formalized review schedule and adequate documentation procedures. Effect: Failure to identify variances may result in overspending, underspending, or misclassification of Federal program costs. Recommendation: Management should implement formal, periodic budget-to-actual reviews supported by standardized documentation requirements. Repeat Finding: This is not a repeat finding.

Corrective Action Plan

Section III – Major Federal Awards Programs – Findings and Questioned Costs (Cont.) Finding 2024-007: Activities Allowed or Unallowed / Allowable Costs - Insufficient Budget-to-Actual Reviews (Material Weakness) (Cont.) Corrective Action Plan (CAP) Explanation of Disagreement with Audit Findings: There is no disagreement with the audit finding. Actions Planned in Response to Finding: A monthly review checklist and variance analysis template will be adopted. Official Responsible for Ensuring CAP: Finance Manager will be responsible for overseeing the implementation of corrective actions. Planned Completion Date for CAP: The planned completion date is December 31, 2025. Plan to Monitor Completion of CAP: The internal audit function will conduct semiannual reviews to confirm adherence to established review procedures.

Categories

Allowable Costs / Cost Principles Material Weakness Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1166733 2024-006
    Material Weakness Repeat
  • 1166735 2024-008
    Material Weakness Repeat
  • 1166736 2024-009
    Material Weakness Repeat
  • 1166737 2024-010
    Material Weakness Repeat
  • 1166738 2024-011
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
64.035 VETERANS TRANSPORTATION PROGRAM $1.08M
64.055 STAFF SERGEANT PARKER GORDON FOX SUICIDE PREVENTION GRANT PROGRAM $699,209