Finding 1080524 (2023-004)

Significant Deficiency Repeat Finding
Requirement
E
Questioned Costs
$1
Year
2023
Accepted
2024-10-29
Audit: 326482
Organization: Cottey College (MO)
Auditor: Sikich CPA LLC

AI Summary

  • Core Issue: Cottey College failed to report actual loan disbursement dates for 5 out of 37 students, which is a significant compliance deficiency.
  • Impacted Requirements: This finding violates 34 CFR 668.164 (a)(1) regarding timely disbursement of Title IV funds.
  • Recommended Follow-Up: Cottey College should establish procedures to ensure accurate reporting of disbursement dates to the COD system.

Finding Text

2023-004 Student Financial Aid Cluster (a) Federal Supplemental Educational Opportunity Grant (b) Federal Work Study Grant (c) Federal Pell Grant Program (d) Federal Direct Loan Program, Assistance Listing No. (a) 84.007 (b) 84.033 (c) 84.063 (d) 84.268 - Year Ended June 30, 2023 Criteria: 34 CFR 668.164 (a)(1) states "Except as provided under paragraph (a)(2) of this section, a disbursement of title IV, HEA program funds occurs on the date that the institution credits the student's ledger account or pays the student or parent directly with - (i) Funds received form the Secretary; (ii) Institutional funds received from a lender under title IV, HEA program funds; Condition: Cottey College did not report actual loan disbursement dates to the Common Origination and Disbursement (COD) system for 5 of the 37 students in the sample (13.5%). We consider this condition to be a significant deficiency in internal control over compliance relating to the Eligibility compliance requirement and is a repeat finding shown in Section IV of this report as prior year finding 2022-003. Statistical sampling was not used in making sample selections. Questioned Costs: $16,444 Cause and Effect: Cottey College noted this was an error that occurred but did not occur with the entire batches. Recommendation: We recommend Cottey College implement procedures in order to report accurate disbursements dates for Direct Loans to COD. Views of Responsible Officials: Management agrees with this Single Audit Finding and response is included in the Corrective Action Plan.

Categories

Questioned Costs Student Financial Aid Eligibility Significant Deficiency Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $1.17M
84.063 Federal Pell Grant Program $705,134
84.033 Federal Work-Study Program $29,746
84.007 Federal Supplemental Educational Opportunity Grants $25,644