Finding 946269 (2021-014)

Material Weakness
Requirement
B
Questioned Costs
$1
Year
2021
Accepted
2024-02-20
Audit: 291368
Auditor: Icl LLC

AI Summary

  • Core Issue: Payroll costs for the period 7/1/2021 to 12/22/2021 were not properly allocated in the Project’s records, leading to unallocated payroll expenses totaling $89,574.96.
  • Impacted Requirements: The Project failed to provide necessary personnel activity reports and reconcile payroll costs with federal tax returns, violating 2 CFR part 200.
  • Recommended Follow-Up: The Project should contact ADP to obtain the missing personnel reports for the period 7/1/2021 through 3/31/2022 to ensure compliance.

Finding Text

Criteria: Payroll transactions are in conformance with 2 CFR part 200. The Payroll charge is supported by personnel activity reports e.g., payroll journals, payroll cash requirements, time and attendance records, and salary distribution reports for nonprofit organizations. Condition: During our testing of Payroll, we noted Project terminated payroll service with QuickBooks as of the last payroll period ending 6/25/2021 and utilized the payroll services from ADP for the remainder of the 2021 calendar year. The payroll cost for the period 7/1/2021 through 12/22/2021 was recorded basis on the bank debits. Therefore, the payroll cost was not allocated in the Project’s books and records by account number & description per HUD’s Chart of Accounts but was recorded as Payroll Expenses-$11,366.18, Taxes-$19,929.63, & Wages -$58,297.15 totaling $89,574.96 of unallocated payroll. Condition (continued:) Also, the Project could not provide ADP payroll reports for the payroll period in question. To correct this, we utilized the payroll period ending 6/25/2021 to estimate the allocation of the payroll cost from 7/2021 through 12/22/2021 and 12/31/2021 accrued payroll and taxes. Effect: The Project could not provide personnel activity reports for the period 7/2021 through 12/22/2021 and 12/31/2021 accrual payroll and taxes and payroll cost per the books and records cannot be reconciled to the quarterly Form 941 Federal Employment Tax Returns. Cause Due to the turnover of Management Agent personnel, the Project’s personnel activity reports were unavailable for examination purposes. Recommendation: We recommend that Project contact ADP to obtain the missing personnel report for the period 7/1/2021 through 3/31/2022. Views of Responsible Officials and Corrective Action Plan: No disagreements with the audit finding.

Categories

Questioned Costs Allowable Costs / Cost Principles HUD Housing Programs

Other Findings in this Audit

  • 369814 2021-001
    Material Weakness
  • 369815 2021-002
    Material Weakness Repeat
  • 369816 2021-003
    Material Weakness Repeat
  • 369817 2021-004
    Material Weakness
  • 369818 2021-005
    Material Weakness Repeat
  • 369819 2021-006
    Material Weakness Repeat
  • 369820 2021-007
    Material Weakness
  • 369821 2021-008
    Material Weakness
  • 369822 2021-009
    Material Weakness
  • 369823 2021-010
    Material Weakness
  • 369824 2021-011
    Material Weakness
  • 369825 2021-012
    Material Weakness Repeat
  • 369826 2021-013
    Material Weakness
  • 369827 2021-014
    Material Weakness
  • 369828 2021-015
    Material Weakness
  • 369829 2021-016
    Material Weakness
  • 369830 2021-017
    Material Weakness
  • 369831 2021-018
    Material Weakness
  • 369832 2021-019
    Material Weakness
  • 369833 2021-020
    Material Weakness
  • 369834 2021-021
    Material Weakness
  • 369835 2021-022
    Material Weakness
  • 946256 2021-001
    Material Weakness
  • 946257 2021-002
    Material Weakness Repeat
  • 946258 2021-003
    Material Weakness Repeat
  • 946259 2021-004
    Material Weakness
  • 946260 2021-005
    Material Weakness Repeat
  • 946261 2021-006
    Material Weakness Repeat
  • 946262 2021-007
    Material Weakness
  • 946263 2021-008
    Material Weakness
  • 946264 2021-009
    Material Weakness
  • 946265 2021-010
    Material Weakness
  • 946266 2021-011
    Material Weakness
  • 946267 2021-012
    Material Weakness Repeat
  • 946268 2021-013
    Material Weakness
  • 946270 2021-015
    Material Weakness
  • 946271 2021-016
    Material Weakness
  • 946272 2021-017
    Material Weakness
  • 946273 2021-018
    Material Weakness
  • 946274 2021-019
    Material Weakness
  • 946275 2021-020
    Material Weakness
  • 946276 2021-021
    Material Weakness
  • 946277 2021-022
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.157 Supportive Housing for the Elderly $2.81M
14.195 Section 8 Housing Assistance Payments Program $670,112