Finding 369820 (2021-007)

Material Weakness
Requirement
N
Questioned Costs
$1
Year
2021
Accepted
2024-02-20
Audit: 291368
Auditor: Icl LLC

AI Summary

  • Core Issue: The Project failed to provide written requests and supporting invoices for Replacement Reserve withdrawals, totaling $144,346.60.
  • Impacted Requirements: This violates HUD Handbook 4370.2 TEV-1, which mandates proper documentation for fund withdrawals.
  • Recommended Follow-Up: Ensure all future requests include written documentation and invoices attached to Form HUD-9250 for HUD approval.

Finding Text

Criteria: Per HUD Handbook 4370.2 TEV-1, Financial Operations and Accounting Procedures for Insured Multifamily Projects: 2-7 Replacement Reserve D. “All requests, by the owner, for withdrawals from the Replacement Reserve account must be in writing and supported by invoices showing what was purchased and cost of the purchase. The request must list the items for which the withdrawal is requested, the number of each item and the dollar amount requested for each item. Condition: During our testing of the Replacement Reserve, we noted that the Project did not provide support of the request in writing with support invoices and Form HUD-9250 Fund Authorization noting HUD’s approval of the withdrawal for the Replacement Reserve. The following are the unsupported Replacement Reserve withdrawals totaling $144,346.60 Cause: The Project did not follow the HUD directive regarding proper procedures for withdrawing funds from the Replacement Reserve account. Effect: The Project ‘s Replacement Reserve is not in compliance with HUD’s directive. Recommendation: For the Replacement Reserve withdrawals, we recommend that Project provide the supporting request in writing with support invoices attached to Form HUD-9250 Fund Authorization to obtain approval from HUD. Views of Responsible Officials and Corrective Action Plan: No disagreements with the audit finding.

Corrective Action Plan

Corrective Action Plan: The Corporation plans has hired a management agent company that will ensure that insurance policies are available for examination purposes to determine that the Project has the proper insurance coverage. Responsible party: Ken Dickerson, Chairman Planned completion date for corrective action plan: Already remediated.

Categories

Questioned Costs HUD Housing Programs Procurement, Suspension & Debarment

Other Findings in this Audit

  • 369814 2021-001
    Material Weakness
  • 369815 2021-002
    Material Weakness Repeat
  • 369816 2021-003
    Material Weakness Repeat
  • 369817 2021-004
    Material Weakness
  • 369818 2021-005
    Material Weakness Repeat
  • 369819 2021-006
    Material Weakness Repeat
  • 369821 2021-008
    Material Weakness
  • 369822 2021-009
    Material Weakness
  • 369823 2021-010
    Material Weakness
  • 369824 2021-011
    Material Weakness
  • 369825 2021-012
    Material Weakness Repeat
  • 369826 2021-013
    Material Weakness
  • 369827 2021-014
    Material Weakness
  • 369828 2021-015
    Material Weakness
  • 369829 2021-016
    Material Weakness
  • 369830 2021-017
    Material Weakness
  • 369831 2021-018
    Material Weakness
  • 369832 2021-019
    Material Weakness
  • 369833 2021-020
    Material Weakness
  • 369834 2021-021
    Material Weakness
  • 369835 2021-022
    Material Weakness
  • 946256 2021-001
    Material Weakness
  • 946257 2021-002
    Material Weakness Repeat
  • 946258 2021-003
    Material Weakness Repeat
  • 946259 2021-004
    Material Weakness
  • 946260 2021-005
    Material Weakness Repeat
  • 946261 2021-006
    Material Weakness Repeat
  • 946262 2021-007
    Material Weakness
  • 946263 2021-008
    Material Weakness
  • 946264 2021-009
    Material Weakness
  • 946265 2021-010
    Material Weakness
  • 946266 2021-011
    Material Weakness
  • 946267 2021-012
    Material Weakness Repeat
  • 946268 2021-013
    Material Weakness
  • 946269 2021-014
    Material Weakness
  • 946270 2021-015
    Material Weakness
  • 946271 2021-016
    Material Weakness
  • 946272 2021-017
    Material Weakness
  • 946273 2021-018
    Material Weakness
  • 946274 2021-019
    Material Weakness
  • 946275 2021-020
    Material Weakness
  • 946276 2021-021
    Material Weakness
  • 946277 2021-022
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.157 Supportive Housing for the Elderly $2.81M
14.195 Section 8 Housing Assistance Payments Program $670,112