Finding 586721 (2023-003)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-01-26

AI Summary

  • Core Issue: The school failed to report student withdrawal and graduation statuses accurately and on time to NSLDS.
  • Impacted Requirements: Violations of 34 CFR 685.305, 34 CFR 690.83, and NSLDS Enrollment Reporting Guide sections 4.4.6 and 5.1.
  • Recommended Follow-Up: Implement controls in the Student Financial Aid Office and Records and Registration to ensure timely and accurate reporting of student status changes.

Finding Text

Criteria: Per 34 CFR 685.305, the school must use the withdrawal date determined under 34 CFR 668.22(b) or (c), as applicable, for the purpose of reporting the date that the student has withdrawn from the school. In addition, per review of 34 CFR 690.83, an institution shall submit, in accordance with deadline dates established by the Secretary, through publication in the Federal Register, other reports and information the Secretary requires in connection with the funds advanced to it and shall comply with the procedures the Secretary finds necessary to ensure that the reports are correct. Per 4.4.6 of the NSLDS Enrollment Reporting Guide, “If the school has published, in its catalog, on its website, or in any promotional materials, the length of the program in weeks, months, or years, the program length reported must be the same as the program length that the school has published.” Per 5.1 of the NSLDS Enrollment Reporting Guide, institutions must “certify enrollment data at least every 60 days.” Condition/context: Of the 10 students selected for enrollment reporting testing: • One student’s withdrawn status was not reported to NSLDS. • Two students’ withdrawn and graduated statuses were not reported timely to NSLDS. • Two students’ program lengths were improperly reported as 3.214 years rather than two years. Cause: The Student Financial Aid Office and Records and Registration do not have controls in place to ensure the proper and timely reporting of student status changes. Effect: Improper reporting of student status changes could impact a student’s interest subsidy, repayment status, and/or Maximum Eligibility Period. Questioned costs: None. Identification as a repeat finding: No. Recommendation: The Student Financial Aid Office and Records and Registration should implement controls to ensure the proper, accurate, and timely reporting of student status changes and all related pertinent information. Views of responsible officials: Management concurs with the finding. See Exhibit I for the corrective action plan.

Categories

Student Financial Aid Eligibility Reporting

Other Findings in this Audit

  • 10269 2023-001
    Significant Deficiency
  • 10270 2023-002
    Significant Deficiency
  • 10271 2023-003
    Significant Deficiency
  • 10272 2023-004
    Significant Deficiency
  • 10273 2023-001
    Significant Deficiency
  • 10274 2023-001
    Significant Deficiency
  • 10275 2023-001
    Significant Deficiency
  • 10276 2023-002
    Significant Deficiency
  • 10277 2023-002
    Significant Deficiency
  • 10278 2023-002
    Significant Deficiency
  • 10279 2023-003
    Significant Deficiency
  • 10280 2023-003
    Significant Deficiency
  • 10281 2023-003
    Significant Deficiency
  • 10282 2023-004
    Significant Deficiency
  • 10283 2023-004
    Significant Deficiency
  • 10284 2023-004
    Significant Deficiency
  • 586711 2023-001
    Significant Deficiency
  • 586712 2023-002
    Significant Deficiency
  • 586713 2023-003
    Significant Deficiency
  • 586714 2023-004
    Significant Deficiency
  • 586715 2023-001
    Significant Deficiency
  • 586716 2023-001
    Significant Deficiency
  • 586717 2023-001
    Significant Deficiency
  • 586718 2023-002
    Significant Deficiency
  • 586719 2023-002
    Significant Deficiency
  • 586720 2023-002
    Significant Deficiency
  • 586722 2023-003
    Significant Deficiency
  • 586723 2023-003
    Significant Deficiency
  • 586724 2023-004
    Significant Deficiency
  • 586725 2023-004
    Significant Deficiency
  • 586726 2023-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $2.02M
84.063 Federal Pell Grant Program $1.85M
21.027 Coronavirus State and Local Fiscal Recovery Funds $621,500
84.334 Gaining Early Awareness and Readiness for Undergraduate Programs $544,389
84.425 Education Stabilization Fund $181,556
93.859 Biomedical Research and Research Training $170,466
84.048 Career and Technical Education -- Basic Grants to States $159,704
93.575 Child Care and Development Block Grant $141,824
84.007 Federal Supplemental Educational Opportunity Grants $26,100
84.033 Federal Work-Study Program $16,734
11.307 Economic Adjustment Assistance $9,388
47.076 Education and Human Resources $7,105
84.002 Adult Education - Basic Grants to States $2,446
45.129 Promotion of the Humanities_federal/state Partnership $876
81.089 Fossil Energy Research and Development $634