Finding 579985 (2023-001)

Significant Deficiency
Requirement
E
Questioned Costs
$1
Year
2023
Accepted
2023-12-06
Audit: 5557
Organization: University of Dallas (TX)
Auditor: Forvis LLP

AI Summary

  • Core Issue: A student who qualified for a Pell Grant was not awarded the funds due to a failure in eligibility reassessment.
  • Impacted Requirements: Compliance with federal regulations requiring Pell Grants to be awarded to all eligible students.
  • Recommended Follow-Up: Update controls to reassess eligibility after changes in academic status and improve communication between financial aid and registrar staff.

Finding Text

Criteria or specific requirement – Eligibility – Pell must be awarded to all students who qualify. (34 CFR 690.61 through 690.66, and 690.75 through 690.76; Pell Grant Payment Schedules; General Provisions regulations, part 668, subpart K, and FSA Handbook). Condition – A student was not awarded a Pell Grant when the student was eligible. Questioned costs - $3,447 – Assistance Listing Number 84.063 Context –Out of the population of 1,170 students who received federal financial aid, a sample of 25 students were selected for testing. Our sampling method was not, and was not intended to be, statistically valid. One student was eligible for a Pell Grant after subsequently meeting the University’s satisfactory academic policy (SAP) due to a grade change after the initial calculation for awards. The University did not recognize that this student was eligible and did not award a Pell Grant. Effect – A students who was eligible for a Pell Grant was not awarded. Cause – The University’s controls did not reassess students’ eligibility after changes in SAP. Identification as a repeat finding, if applicable – N/A Recommendation – The University should update their controls to ensure students with changes to eligibility status are considered for federal aid. Views of responsible officials and planned corrective actions – The Office of Financial Aid will work with the Student Registrar and staff to develop a communication track to recognize and respond to grade changes to perform the most accurate assessment of the student's financial aid.

Categories

Questioned Costs Student Financial Aid Eligibility Special Tests & Provisions

Other Findings in this Audit

  • 3543 2023-001
    Significant Deficiency
  • 3544 2023-002
    Significant Deficiency Repeat
  • 3545 2023-002
    Significant Deficiency Repeat
  • 579986 2023-002
    Significant Deficiency Repeat
  • 579987 2023-002
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $11.48M
84.063 Federal Pell Grant Program $2.06M
84.038 Federal Perkins Loan Program $1.45M
84.033 Federal Work-Study Program $275,573
84.007 Federal Supplemental Educational Opportunity Grants $164,009
84.200 Graduate Assistance in Areas of National Need (gaann) $96,160
45.310 Grants to States $70,536
81.049 Neutron Scattering Cross Sections $21,790