Finding 3543 (2023-001)

Significant Deficiency
Requirement
E
Questioned Costs
$1
Year
2023
Accepted
2023-12-06
Audit: 5557
Organization: University of Dallas (TX)
Auditor: Forvis LLP

AI Summary

  • Core Issue: A student who qualified for a Pell Grant was not awarded the funds due to a failure in eligibility reassessment.
  • Impacted Requirements: Compliance with federal regulations requiring Pell Grants to be awarded to all eligible students.
  • Recommended Follow-Up: Update controls to reassess eligibility after changes in academic status and improve communication between financial aid and registrar staff.

Finding Text

Criteria or specific requirement – Eligibility – Pell must be awarded to all students who qualify. (34 CFR 690.61 through 690.66, and 690.75 through 690.76; Pell Grant Payment Schedules; General Provisions regulations, part 668, subpart K, and FSA Handbook). Condition – A student was not awarded a Pell Grant when the student was eligible. Questioned costs - $3,447 – Assistance Listing Number 84.063 Context –Out of the population of 1,170 students who received federal financial aid, a sample of 25 students were selected for testing. Our sampling method was not, and was not intended to be, statistically valid. One student was eligible for a Pell Grant after subsequently meeting the University’s satisfactory academic policy (SAP) due to a grade change after the initial calculation for awards. The University did not recognize that this student was eligible and did not award a Pell Grant. Effect – A students who was eligible for a Pell Grant was not awarded. Cause – The University’s controls did not reassess students’ eligibility after changes in SAP. Identification as a repeat finding, if applicable – N/A Recommendation – The University should update their controls to ensure students with changes to eligibility status are considered for federal aid. Views of responsible officials and planned corrective actions – The Office of Financial Aid will work with the Student Registrar and staff to develop a communication track to recognize and respond to grade changes to perform the most accurate assessment of the student's financial aid.

Corrective Action Plan

Corrective Action Plan: While the student was not initially identified, the record was corrected within the appropriate term and the student received the full proceeds of their aid eligibility. The Office of Financial Aid will be notified of grade changes on a weekly basis, if applicable, by the Office of the Registrar who is responsible for documenting and recording corrections to grading. The Office of Financial Aid will recalculate, if appropriate, the student Satisfactory Academic Progress status and make any necessary awarding and disbursement updates to the student’s record. Implementation: The responsible parties include the Office of Financial Aid and the Office of the Registrar with initial submissions within the month of November 2023 and continuing forward until such further efficiencies have been identified.

Categories

Questioned Costs Student Financial Aid Eligibility Special Tests & Provisions

Other Findings in this Audit

  • 3544 2023-002
    Significant Deficiency Repeat
  • 3545 2023-002
    Significant Deficiency Repeat
  • 579985 2023-001
    Significant Deficiency
  • 579986 2023-002
    Significant Deficiency Repeat
  • 579987 2023-002
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $11.48M
84.063 Federal Pell Grant Program $2.06M
84.038 Federal Perkins Loan Program $1.45M
84.033 Federal Work-Study Program $275,573
84.007 Federal Supplemental Educational Opportunity Grants $164,009
84.200 Graduate Assistance in Areas of National Need (gaann) $96,160
45.310 Grants to States $70,536
81.049 Neutron Scattering Cross Sections $21,790