Finding 485034 (2019-009)

Material Weakness
Requirement
B
Questioned Costs
$1
Year
2019
Accepted
2024-08-23

AI Summary

  • Core Issue: Insufficient documentation for $179,806 in operating subsidy payments to Easter Hill, lacking required HUD Form 52723.
  • Impacted Requirements: Non-compliance with 24 CFR section 990 regarding proper calculation and documentation of operating subsidies.
  • Recommended Follow-up: Implement procedures to ensure all future subsidy payments are documented with HUD Form 52723 as required.

Finding Text

Finding SA2019-009: Operating Subsidy Payments Supporting Documentation AL number: 14.850 AL Title: Public and Indian Housing Name of Federal Agency: Department of Housing and Urban Development Federal Award Identification number and year: CA010 (2019) Criteria: 24 CFR section 990 requires Public Housing Authorities (PHA) to provide operating subsidies to public housing projects and document the specific calculation requirements through HUD Form 52723. Condition: During our audit, we were unable to obtain sufficient documentation for additional operating subsidy payments made to Easter Hill for Richmond Village I, II, and III in the amount of $179,806 made in fiscal year 2019 that staff indicated were for payments that should have been made in fiscal year 2018. Furthermore, the payments in the amount of $179,806 were not supported by the HUD Form 52723 and therefore, we were unable to determine if the subsidy payments were properly calculated in accordance with 24 CFR 990. Cause: Due to staffing shortage, operating subsidy payments were delayed for a period and then paid in a lump sum without attaching detailed supporting documents. Effect: The Housing Authority is not in compliance with the specific calculation requirements of HUD Form 52723 as specified in 24 CFR section 990. Questioned Costs: We question the costs in the amount of $179,806 noted above. Recommendation: The Housing Authority must develop procedures to ensure that all operating subsidy payments made are supported by HUD Form 52723 and in accordance with 24 CFR section 990. View of Responsible Officials and Planned Corrective Actions: Please see Corrective Action Plan separately prepared by the Housing Authority.

Corrective Action Plan

Finding Reference Number: SA2019-009 Operating Subsidy Payments Supporting Documentation • Name(s) of the contact person: Gabino Arredondo, Interim RHA Executive Director • Corrective Action Plan: Completed. Develop procedures to ensure operating subsidy payments are drawn down and recorded appropriately and back up financial information is included before drawdown and disbursement. Operating Subsidy amounts are based on data that is requested and calculated by HUD. On a monthly basis a Letter and Detailed Calculation sheet is made available to confirm the amount to be drawn down. When the Calculation sheet with attachments is completed and ready to be processed, it is reviewed by the RHA Executive Director and City of Richmond Finance staff before approval. Once internal approval the operating subsidy is drawn down and disbursed. All back-up supporting information for the operating subsidy is then saved in the City of Richmond Financial system. • Anticipated Completion Date: January 25, 2021

Categories

Questioned Costs HUD Housing Programs

Other Findings in this Audit

  • 485025 2019-001
    Material Weakness Repeat
  • 485026 2019-002
    Material Weakness Repeat
  • 485027 2019-003
    Material Weakness Repeat
  • 485028 2019-004
    Material Weakness Repeat
  • 485029 2019-005
    Material Weakness Repeat
  • 485030 2019-006
    Material Weakness Repeat
  • 485031 2019-007
    Material Weakness
  • 485032 2019-008
    Material Weakness
  • 485033 2019-008
    Material Weakness
  • 485035 2019-010
    Material Weakness
  • 485036 2019-011
    Material Weakness
  • 1061467 2019-001
    Material Weakness Repeat
  • 1061468 2019-002
    Material Weakness Repeat
  • 1061469 2019-003
    Material Weakness Repeat
  • 1061470 2019-004
    Material Weakness Repeat
  • 1061471 2019-005
    Material Weakness Repeat
  • 1061472 2019-006
    Material Weakness Repeat
  • 1061473 2019-007
    Material Weakness
  • 1061474 2019-008
    Material Weakness
  • 1061475 2019-008
    Material Weakness
  • 1061476 2019-009
    Material Weakness
  • 1061477 2019-010
    Material Weakness
  • 1061478 2019-011
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.871 Section 8 Housing Choice Vouchers $26.98M
14.850 Public and Indian Housing $1.69M
14.872 Public Housing Capital Fund $539,103