Finding 1175559 (2024-002)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2024
Accepted
2026-02-26

AI Summary

  • Core Issue: The School failed to provide timely semi-annual time and effort certifications for employees working on federal grants, violating compliance requirements.
  • Impacted Requirements: The lack of timely certifications means the School is not adhering to Uniform Guidance for federal awards.
  • Recommended Follow-up: Implement procedures to ensure timely preparation and signing of certifications by employees or supervisors to meet compliance standards.

Finding Text

Finding 2024-002 – Career and Technical Education - Perkins CFDA No. 84.048 Department of Education Massachusetts Department of Elementary and Secondary Education Other Matters Related to Internal Control over Compliance of the Major Program Criteria: Where employees work solely or partially on a single Federal award or cost objective, their salaries or wages must be supported by periodic certification that the employee worked solely on these programs for the period covered by the programs. The certifications should be prepared at least semi-annually, and should be signed by the employee or supervisory official having first-hand knowledge of the work performed by the employee. Condition: During our test of controls over compliance with time and effort certifications the School was not able to provide evidence that required semi-annual certifications of time and effort for those employees whose time was wholly spent on these programs was performed in a timely manner as required by Uniform Guidance. Questioned Costs: None Context: During our test of payroll transactions of the FY 2024 Perkins and FY 23 Perkins grants it was noted that the time and effort certifications were not completed in a timely manner as set forth by Uniform Guidance. Effect: The Assabet Valley Regional Technical High School was not in compliance with the time and effort certification requirements. Cause: Compliance of the past grants were not handled correctly due to employee staffing changes and training. Identification as a Repeat Finding: This is not a repeat finding Recommendation: We recommend the Assabet Valley Regional Technical High School follow procedures to ensure that semi-annual certifications are prepared and signed by either the employees or supervisory official having first-hand knowledge of the work performed by the employees in a timely manner in order to comply with the time and effort certification requirement. Management Response: Grants compliance will be strictly enforced per DESE and Federal regulations. This includes payroll, time and effort sheets.

Corrective Action Plan

Finding 2024-002 – Career and Technical Education - Perkins CFDA No. 84.048 Department of Education Massachusetts Department of Elementary and Secondary Education Other Matters Related to Internal Control over Compliance of the Major Program Criteria: Where employees work solely or partially on a single Federal award or cost objective, their salaries or wages must be supported by periodic certification that the employee worked solely on these programs for the period covered by the programs. The certifications should be prepared at least semi-annually, and should be signed by the employee or supervisory official having first-hand knowledge of the work performed by the employee. Condition: During our test of controls over compliance with time and effort certifications the School was not able to provide evidence that required semi-annual certifications of time and effort for those employees whose time was wholly spent on these programs was performed in a timely manner as required by Uniform Guidance. Questioned Costs: None Context: During our test of payroll transactions of the FY 2024 Perkins and FY 23 Perkins grants it was noted that the time and effort certifications were not completed in a timely manner as set forth by Uniform Guidance. Effect: The Assabet Valley Regional Technical High School was not in compliance with the time and effort certification requirements. Cause: Compliance of the past grants were not handled correctly due to employee staffing changes and training. Identification as a Repeat Finding: This is not a repeat finding Recommendation: We recommend the Assabet Valley Regional Technical High School follow procedures to ensure that semi-annual certifications are prepared and signed by either the employees or supervisory official having first-hand knowledge of the work performed by the employees in a timely manner in order to comply with the time and effort certification requirement. Responsible for Corrective Plan: Sabrina Howley Estimated Completion Date: 11/5/25 On going Action Taken: Grants compliance will be strictly enforced per DESE and Federal regulations. This includes payroll, time and effort sheets.

Categories

Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1175548 2024-005
    Material Weakness Repeat
  • 1175549 2024-006
    Material Weakness Repeat
  • 1175550 2024-004
    Material Weakness Repeat
  • 1175551 2024-005
    Material Weakness Repeat
  • 1175552 2024-007
    Material Weakness Repeat
  • 1175553 2024-008
    Material Weakness Repeat
  • 1175554 2024-001
    Material Weakness Repeat
  • 1175555 2024-001
    Material Weakness Repeat
  • 1175556 2024-003
    Material Weakness Repeat
  • 1175557 2024-002
    Material Weakness Repeat
  • 1175558 2024-001
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 FEDERAL DIRECT STUDENT LOANS $200,428
84.063 FEDERAL PELL GRANT PROGRAM $157,868
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $155,255
10.553 SCHOOL BREAKFAST PROGRAM $146,672
10.555 NATIONAL SCHOOL LUNCH PROGRAM $56,090
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $20,300
10.579 CHILD NUTRITION DISCRETIONARY GRANTS LIMITED AVAILABILITY $13,048
84.027 SPECIAL EDUCATION GRANTS TO STATES $10,535
84.425 EDUCATION STABILIZATION FUND $9,977
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $8,810
84.365 ENGLISH LANGUAGE ACQUISITION STATE GRANTS $8,248
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $6,180