Finding 1175551 (2024-005)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
-
Year
2024
Accepted
2026-02-26

AI Summary

  • Core Issue: Unallowable costs were charged to the Special Education Cluster, violating compliance requirements.
  • Impacted Requirements: Costs must adhere to Uniform Guidance 2 CFR Part 200, subpart E (Cost Principles).
  • Recommended Follow-Up: Implement a double/triple check system for all expenditures to ensure compliance with grant requirements.

Finding Text

Finding 2024-005 – Special Education Cluster – AL No. 84.027 Department of Education Massachusetts Department of Elementary and Secondary Education Noncompliance and Significant Deficiency Related to Internal Control over Compliance of the Major Program Condition: During our test of controls over compliance it was noted that there are expenditures charged to the Special Education Cluster for expenses that are unallowable costs. Criteria: Costs charged to the major programs should meet the requirements as set forth by Uniform Guidance 2 CFR Part 200, subpart E (Cost Principles). Context: During our test of expenditures and review of the general ledger against the Special Education Cluster as it is related to compliance it was noted that the FY 23 Special Education PL94-142 grant had two invoices charged to the grant for promotional items (mugs, shirts, totes, jackets, etc.…) to the budget line as classroom supplies. The FY 2024 Special Education IEP 274 grant had an expense whose supporting documentation was a quote as the invoice was not received. Effect: Assabet Valley RTHS was not in compliance with the allowable costs/ cost principals requirement as set forth by the Uniform Guidance 2 CFR Part 200, subpart E (Cost Principles). Questioned Costs: Questioned costs for one of the invoices charged to the FY 23 Special Education PL94-142 was for 72 porcelain mugs was $292.46. Questioned costs for the other invoice charged to the FY 23 Special Education PL94-142 grant was for shirts, totes, jackets, apron, and windbreakers was $1,320.99. Questioned costs for the FY 2024 Special Education IEP 274 grant whose supporting documentation was a quote was $7,950.00. Cause: I glanced at the invoice quickly not paying attention as I normally would due to it was the end of the year and we were closing out the grant, also our former sped director had approved the purchase. Identification as a Repeat Finding: This is not a repeat finding. Recommendation: We recommend the Assabet Valley RTHS follow procedures to ensure that expenditures charged to the grants are allowable costs as set forth by Uniform Guidance 2 CFR Part 200, subpart E (Cost Principles) Managements Response: All requests for purchases will be double/triple checked. Before paying an invoice items will be checked again that they match the grant requested requirements and laws.

Corrective Action Plan

Finding 2024-005 – Special Education Cluster – AL No. 84.027 Department of Education Massachusetts Department of Elementary and Secondary Education Noncompliance and Significant Deficiency Related to Internal Control over Compliance of the Major Program Condition: During our test of controls over compliance it was noted that there are expenditures charged to the Special Education Cluster for expenses that are unallowable costs. Criteria: Costs charged to the major programs should meet the requirements as set forth by Uniform Guidance 2 CFR Part 200, subpart E (Cost Principles). Context: During our test of expenditures and review of the general ledger against the Special Education Cluster as it is related to compliance it was noted that the FY 23 Special Education PL94-142 grant had two invoices charged to the grant for promotional items (mugs, shirts, totes, jackets, etc.…) to the budget line as classroom supplies. The FY 2024 Special Education IEP 274 grant had an expense whose supporting documentation was a quote as the invoice was not received. Effect: Assabet Valley RTHS was not in compliance with the allowable costs/ cost principals requirement as set forth by the Uniform Guidance 2 CFR Part 200, subpart E (Cost Principles). Questioned Costs: Questioned costs for one of the invoices charged to the FY 23 Special Education PL94-142 was for 72 porcelain mugs was $292.46. Questioned costs for the other invoice charged to the FY 23 Special Education PL94-142 grant was for shirts, totes, jackets, apron, and windbreakers was $1,320.99. Questioned costs for the FY 2024 Special Education IEP 274 grant whose supporting documentation was a quote was $7,950.00. Cause: I glanced at the invoice quickly not paying attention as I normally would due to it was the end of the year and we were closing out the grant, also our former sped director had approved the purchase. Identification as a Repeat Finding: This is not a repeat finding. Recommendation: We recommend the Assabet Valley RTHS follow procedures to ensure that expenditures charged to the grants are allowable costs as set forth by Uniform Guidance 2 CFR Part 200, subpart E (Cost Principles) Responsible for Corrective Plan: Sabrina Howley Estimated Completion Date: 11/5/25, Ongoing Action Taken: All requests for purchases will be double/triple checked. Before paying an invoice items will be checked again that they match the grant requested requirements and laws.

Categories

Allowable Costs / Cost Principles

Other Findings in this Audit

  • 1175548 2024-005
    Material Weakness Repeat
  • 1175549 2024-006
    Material Weakness Repeat
  • 1175550 2024-004
    Material Weakness Repeat
  • 1175552 2024-007
    Material Weakness Repeat
  • 1175553 2024-008
    Material Weakness Repeat
  • 1175554 2024-001
    Material Weakness Repeat
  • 1175555 2024-001
    Material Weakness Repeat
  • 1175556 2024-003
    Material Weakness Repeat
  • 1175557 2024-002
    Material Weakness Repeat
  • 1175558 2024-001
    Material Weakness Repeat
  • 1175559 2024-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 FEDERAL DIRECT STUDENT LOANS $200,428
84.063 FEDERAL PELL GRANT PROGRAM $157,868
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $155,255
10.553 SCHOOL BREAKFAST PROGRAM $146,672
10.555 NATIONAL SCHOOL LUNCH PROGRAM $56,090
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $20,300
10.579 CHILD NUTRITION DISCRETIONARY GRANTS LIMITED AVAILABILITY $13,048
84.027 SPECIAL EDUCATION GRANTS TO STATES $10,535
84.425 EDUCATION STABILIZATION FUND $9,977
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $8,810
84.365 ENGLISH LANGUAGE ACQUISITION STATE GRANTS $8,248
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $6,180