Finding 1175549 (2024-006)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2026-02-26

AI Summary

  • Core Issue: Assabet Valley Regional Technical High School submitted a final expense report that did not match its accounting records, leading to noncompliance with reporting requirements.
  • Impacted Requirements: Final expenditure reports must be filed within 60 days and align with the school's accounting ledgers, as mandated by the Massachusetts Department of Education.
  • Recommended Follow-Up: Implement procedures to ensure future final expenditure reports accurately reflect the general ledger to maintain compliance.

Finding Text

Finding 2024-006 – Special Education Cluster – AL No. 84.027 Department of Education Massachusetts Department of Elementary and Secondary Education Noncompliance and Material Weakness Related to Internal Control over Compliance of the Major Program Condition: Upon review of the Assabet Valley Regional Technical High School’s final expense report filed with the Massachusetts Department of Elementary and Secondary Education it was noted that the reports did not agree with the School’s accounting ledgers. Criteria: Massachusetts Department of Education and Secondary Education Requires: • Final expenditure reports are required to be filed within 60 days of the grant period ending date and agree with accounting ledgers. Context: The Final expense report for the FY 2023 Special Education PL94-142 reported that the grant was fully spent, however the grant was not fully spent per the School’s general ledger. Effect: Assabet Valley Regional Technical High School was not in compliance with the Final Expenditure Reporting requirement as set forth by the Massachusetts Department of Education and Secondary Education as it did not agree to the Schools general ledgers. Questioned Costs: N/A Cause: In June 2023 Assabet’s staff member handling grants retired. They only came in once a week to help with grants until new staff could be hired. In October of 2023 our current grant manager was hired and had very limited training on grants before the retiree quit fully in January 2024. Due to this, training in Edgrants was extremely limited and the FY23 grants mentioned where not handled correctly. Identification as a Repeat Finding: This is not a repeat finding. Recommendation: We recommend the Assabet Valley Regional Technical High School follow procedures to ensure that the Final Expenditure Reports are in agreement with the School’s general ledger. Managements Response: In June 2023 Assabet’s staff member handling grants retired. They only came in once a week to help with grants until new staff could be hired. In October of 2023 our current grant manager was hired and had very limited training on grants before the retiree quit fully in January 2024. Due to this, training in Edgrants was extremely limited and the FY23 grants mentioned where not handled correctly. All grants since FY24/25 in Gem$ have been managed correctly with processing the FER (no longer FR-1) within the 60 days of the grant period. This will be an ongoing every year for all Federal and State Grants. FER’s will be completed once the grant is fully spent according to our general ledger.

Corrective Action Plan

Finding 2024-006 – Special Education Cluster – AL No. 84.027 Department of Education Massachusetts Department of Elementary and Secondary Education Noncompliance and Material Weakness Related to Internal Control over Compliance of the Major Program Condition: Upon review of the Assabet Valley Regional Technical High School’s final expense report filed with the Massachusetts Department of Elementary and Secondary Education it was noted that the reports did not agree with the School’s general ledgers. Criteria: Massachusetts Department of Education and Secondary Education Requires: • Final expenditure reports are required to be filed within 60 days of the grant period ending date and agree with general ledgers. Context: The Final expense report for the FY 2023 Special Education PL94-142 reported that the grant was fully spent, however the grant was not fully spent per the School’s general ledger. Effect: Assabet Valley Regional Technical High School was not in compliance with the Final Expenditure Reporting requirement as set forth by the Massachusetts Department of Education and Secondary Education as it did not agree to the Schools accounting ledgers. Questioned Costs: N/A Cause: In June 2023 Assabet’s staff member handling grants retired. They only came in once a week to help with grants until new staff could be hired. In October of 2023 our current grant manager was hired and had very limited training on grants before the retiree quit fully in January 2024. Due to this, training in Edgrants was extremely limited and the FY23 grants mentioned where not handled correctly. Identification as a Repeat Finding: This is not a repeat finding. Recommendation: We recommend the Assabet Valley Regional Technical High School follow procedures to ensure that the Final Expenditure Reports are in agreement with the School’s general ledger. Responsible for Corrective Plan: Sabrina Howley Estimated Completion Date: 11/5/25, Ongoing Action Taken: In June 2023 Assabet’s staff member handling grants retired. They only came in once a week to help with grants until new staff could be hired. In October of 2023 our current grant manager was hired and had very limited training on grants before the retiree quit fully in January 2024. Due to this, training in Edgrants was extremely limited and the FY23 grants mentioned where not handled correctly. All grants since FY24/25 in Gem$ have been managed correctly with processing the FER (no longer FR-1) within the 60 days of the grant period. This will be an ongoing every year for all Federal and State Grants. FER’s will be completed once the grant is fully spent according to our general ledger.

Categories

Material Weakness Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1175548 2024-005
    Material Weakness Repeat
  • 1175550 2024-004
    Material Weakness Repeat
  • 1175551 2024-005
    Material Weakness Repeat
  • 1175552 2024-007
    Material Weakness Repeat
  • 1175553 2024-008
    Material Weakness Repeat
  • 1175554 2024-001
    Material Weakness Repeat
  • 1175555 2024-001
    Material Weakness Repeat
  • 1175556 2024-003
    Material Weakness Repeat
  • 1175557 2024-002
    Material Weakness Repeat
  • 1175558 2024-001
    Material Weakness Repeat
  • 1175559 2024-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 FEDERAL DIRECT STUDENT LOANS $200,428
84.063 FEDERAL PELL GRANT PROGRAM $157,868
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $155,255
10.553 SCHOOL BREAKFAST PROGRAM $146,672
10.555 NATIONAL SCHOOL LUNCH PROGRAM $56,090
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $20,300
10.579 CHILD NUTRITION DISCRETIONARY GRANTS LIMITED AVAILABILITY $13,048
84.027 SPECIAL EDUCATION GRANTS TO STATES $10,535
84.425 EDUCATION STABILIZATION FUND $9,977
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $8,810
84.365 ENGLISH LANGUAGE ACQUISITION STATE GRANTS $8,248
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $6,180