Finding 1175553 (2024-008)

Material Weakness Repeat Finding
Requirement
L
Questioned Costs
-
Year
2024
Accepted
2026-02-26

AI Summary

  • Core Issue: Assabet Valley Regional Technical High School's final expense report for the ESSER III grant does not match the general ledger and amended budget.
  • Impacted Requirements: The school failed to comply with the Massachusetts Department of Education's requirement to file accurate final expenditure reports within 60 days of the grant period ending.
  • Recommended Follow-Up: Ensure that future final expenditure reports align with the general ledger and provide adequate training for staff managing grants.

Finding Text

Finding 2024-008 – Education Stabilization Fund – ESSER III AL No. 84.425U Department of Education Massachusetts Department of Elementary and Secondary Education Noncompliance and Material Weakness Related to Internal Control over Compliance of the Major Program Condition: Upon review of the Assabet Valley Regional Technical High School’s final expense report filed with the Massachusetts Department of Elementary and Secondary Education it was noted that the report did not agree with the School’s general ledgers and final amended budget. Criteria: Massachusetts Department of Education and Secondary Education Requires: • Final expenditure reports are required to be filed within 60 days of the grant period ending date and general ledgers. Context: The Final expense report for the ESSER III grant does not agree with the general ledger actual expenses and the final amended budget for ESSER III. Effect: Assabet Valley Regional Technical High School was not in compliance with the Final Expenditure Reporting requirement as set forth by the Massachusetts Department of Education and Secondary Education. Questioned Costs: N/A Cause: In June 2023 Assabet’s staff member handling grants retired. They only came in once a week to help with grants until new staff could be hired. In October of 2023 our current grant manager was hired and had very limited training on grants before the retiree quit fully in January 2024. Due to this, training in Edgrants was extremely limited and the FY23 grants mentioned where not handled correctly. Identification as a Repeat Finding: This is not a repeat finding. Recommendation: We recommend the Assabet Valley Regional Technical High School follow procedures to ensure that the Final Expenditure Report is in agreement with the School’s general ledger total expenses. Managements Response: In June 2023 Assabet’s staff member handling grants retired. They only came in once a week to help with grants until new staff could be hired. In October of 2023 our current grant manager was hired and had very limited training on grants before the retiree quit fully in January 2024. Due to this, training in Edgrants was extremely limited and the FY23 grants mentioned where not handled correctly. Esser III had been amended multiple times, by the time the FR-1 was completed the grant manager quickly went through not realizing it had to match funds and wasn’t automatically changed. Since that time Esser III has been amended and the FR-1 has been competed fully.

Corrective Action Plan

Finding 2024-008 – Education Stabilization Fund – ESSER III AL No. 84.425U Department of Education Massachusetts Department of Elementary and Secondary Education Noncompliance and Material Weakness Related to Internal Control over Compliance of the Major Program Condition: Upon review of the Assabet Valley Regional Technical High School’s final expense report filed with the Massachusetts Department of Elementary and Secondary Education it was noted that the report did not agree with the School’s accounting ledgers and final amended budget. Criteria: Massachusetts Department of Education and Secondary Education Requires: • Final expenditure reports are required to be filed within 60 days of the grant period ending date and accounting ledgers. Context: The Final expense report for the ESSER III grant does not agree with the general ledger actual expenses and the final amended budget for ESSER III. Effect: Assabet Valley Regional Technical High School was not in compliance with the Final Expenditure Reporting requirement as set forth by the Massachusetts Department of Education and Secondary Education. Questioned Costs: N/A Cause: In June 2023 Assabet’s staff member handling grants retired. They only came in once a week to help with grants until new staff could be hired. In October of 2023 our current grant manager was hired and had very limited training on grants before the retiree quit fully in January 2024. Due to this, training in Edgrants was extremely limited and the FY23 grants mentioned where not handled correctly. Identification as a Repeat Finding: This is not a repeat finding. Recommendation: We recommend the Assabet Valley Regional Technical High School follow procedures to ensure that the Final Expenditure Reports are in agreement with the School’s general ledger total expenses. Responsible for Corrective Plan: Sabrina Howley Estimated Completion Date: 11/5/25, ongoing Action Taken: In June 2023 Assabet’s staff member handling grants retired. They only came in once a week to help with grants until new staff could be hired. In October of 2023 our current grant manager was hired and had very limited training on grants before the retiree quit fully in January 2024. Due to this, training in Edgrants was extremely limited and the FY23 grants mentioned where not handled correctly. Esser III had been amended multiple times, by the time the FR-1 was completed the grant manager quickly went through not realizing it had to match funds and wasn’t automatically changed. Since that time Esser III has been amended and the FR-1 has been competed fully.

Categories

Material Weakness Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 1175548 2024-005
    Material Weakness Repeat
  • 1175549 2024-006
    Material Weakness Repeat
  • 1175550 2024-004
    Material Weakness Repeat
  • 1175551 2024-005
    Material Weakness Repeat
  • 1175552 2024-007
    Material Weakness Repeat
  • 1175554 2024-001
    Material Weakness Repeat
  • 1175555 2024-001
    Material Weakness Repeat
  • 1175556 2024-003
    Material Weakness Repeat
  • 1175557 2024-002
    Material Weakness Repeat
  • 1175558 2024-001
    Material Weakness Repeat
  • 1175559 2024-002
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 FEDERAL DIRECT STUDENT LOANS $200,428
84.063 FEDERAL PELL GRANT PROGRAM $157,868
84.010 TITLE I GRANTS TO LOCAL EDUCATIONAL AGENCIES $155,255
10.553 SCHOOL BREAKFAST PROGRAM $146,672
10.555 NATIONAL SCHOOL LUNCH PROGRAM $56,090
84.367 SUPPORTING EFFECTIVE INSTRUCTION STATE GRANTS (FORMERLY IMPROVING TEACHER QUALITY STATE GRANTS) $20,300
10.579 CHILD NUTRITION DISCRETIONARY GRANTS LIMITED AVAILABILITY $13,048
84.027 SPECIAL EDUCATION GRANTS TO STATES $10,535
84.425 EDUCATION STABILIZATION FUND $9,977
84.424 STUDENT SUPPORT AND ACADEMIC ENRICHMENT PROGRAM $8,810
84.365 ENGLISH LANGUAGE ACQUISITION STATE GRANTS $8,248
84.048 CAREER AND TECHNICAL EDUCATION -- BASIC GRANTS TO STATES $6,180