Finding 996949 (2022-003)

Significant Deficiency Repeat Finding
Requirement
L
Questioned Costs
-
Year
2022
Accepted
2023-03-27

AI Summary

  • Core Issue: The College failed to provide accurate records for the estimated number of students eligible for emergency financial aid grants in quarterly reports.
  • Impacted Requirements: This non-compliance with the American Rescue Plan's reporting requirements affects both institutional and student funding disclosures.
  • Recommended Follow-up: Establish procedures to maintain an audit trail for federal grant reports and ensure accurate tracking of eligible students in the database.

Finding Text

Criteria or specific requirement: Per the American Rescue Plan (ARP), Public Law 117-2, an institution receiving funds under Higher Education Emergency Relief Fund (HEERF III) is required to publicly post on the institution?s website certain key information on a quarterly basis. This reporting is required for both the institutional and the student portion of funding.Condition: During testing to determine if the required quarterly reports (both the student funding reports and the institutional funding reports) were both timely and accurate/supported by the College?s books and records, we noted for the three quarterly student funding reports, the College did not have records to support the estimated total number of students eligible to receive emergency financial aid grants reported. As such, the amounts reported could not be substantiated.Context: Of the three student funding quarterly reports tested, the estimated total number of students eligible to receive emergency financial aid grants could not be substantiated.Questioned costs: None.Cause: When obtaining the number of eligible students reported on the student funding quarterly reports, a snapshot of eligible students was obtained. The student aid database, PowerFAIDS, doesn?t track by date or quarter in a way that would allow the recreation of the total eligible students nor was a report kept for future reference.Effect: The College is not in compliance with all statutory or regulatory provisions as it pertains to the HEERF student quarterly reporting.Repeat Finding: Yes. See 2021-003.Recommendation: For any reports required by federal grants or programs, the College should establish procedures that include ensuring an audit trail remains for information reported. Those who review after prepared should trace back to such information.Views of responsible officials and management?s response: The College agrees with the finding.

Categories

Reporting Special Tests & Provisions

Other Findings in this Audit

  • 420504 2022-002
    Significant Deficiency Repeat
  • 420505 2022-001
    Significant Deficiency Repeat
  • 420506 2022-002
    Significant Deficiency Repeat
  • 420507 2022-003
    Significant Deficiency Repeat
  • 420508 2022-004
    Significant Deficiency
  • 420509 2022-004
    Significant Deficiency
  • 420510 2022-004
    Significant Deficiency
  • 420511 2022-004
    Significant Deficiency
  • 420512 2022-005
    Significant Deficiency
  • 420513 2022-004
    Significant Deficiency
  • 420514 2022-004
    Significant Deficiency
  • 420515 2022-004
    Significant Deficiency
  • 420516 2022-004
    Significant Deficiency
  • 420517 2022-004
    Significant Deficiency
  • 420518 2022-004
    Significant Deficiency
  • 420519 2022-004
    Significant Deficiency
  • 420520 2022-004
    Significant Deficiency
  • 420521 2022-004
    Significant Deficiency
  • 420522 2022-004
    Significant Deficiency
  • 420523 2022-004
    Significant Deficiency
  • 420524 2022-004
    Significant Deficiency
  • 996946 2022-002
    Significant Deficiency Repeat
  • 996947 2022-001
    Significant Deficiency Repeat
  • 996948 2022-002
    Significant Deficiency Repeat
  • 996950 2022-004
    Significant Deficiency
  • 996951 2022-004
    Significant Deficiency
  • 996952 2022-004
    Significant Deficiency
  • 996953 2022-004
    Significant Deficiency
  • 996954 2022-005
    Significant Deficiency
  • 996955 2022-004
    Significant Deficiency
  • 996956 2022-004
    Significant Deficiency
  • 996957 2022-004
    Significant Deficiency
  • 996958 2022-004
    Significant Deficiency
  • 996959 2022-004
    Significant Deficiency
  • 996960 2022-004
    Significant Deficiency
  • 996961 2022-004
    Significant Deficiency
  • 996962 2022-004
    Significant Deficiency
  • 996963 2022-004
    Significant Deficiency
  • 996964 2022-004
    Significant Deficiency
  • 996965 2022-004
    Significant Deficiency
  • 996966 2022-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Loans $4.81M
84.063 Federal Pell Grant Program $1.65M
84.038 Federal Perkins Loans $1.64M
84.425 Covid-19-Education Stabilization Fund III - Institutional Portion $1.47M
84.425 Covid-19-Education Stabilization Fund III - Student Aid Portion $1.47M
59.075 Covid - 19 - Ussba Shuttered Venue Grant $408,143
84.033 Federal Work-Study Program $201,850
84.007 Federal Supplemental Educational Opportunity Grants $194,857
47.049 Nsf: Mri: Confocal Raman Spect $177,696
47.050 Nsf: Grtaz Mercury Oxid Pat $141,931
47.076 Nsf: Noyce Scholarship $126,661
47.074 Nsf: Barnes Career $69,807
47.050 Nsf: Testing Models-Sibumas $58,865
47.078 Nsf: Ici-Hot in West Antactica $57,089
47.050 Nsf: Schanz Bedrock Rivers $49,831
93.575 Child Care Operations Stablizations Grant $45,303
47.049 Nsf: Leaps Malmskog $33,085
47.076 Nsf: Advance Geosciences $21,615
47.076 Nsf: Progress; Barnes Iuse Mentoring $18,646
43.001 NASA Subaward Through Jpl California Institute of Technology, Cluster with K2, Research Support Agreement (rsa) $18,425
47.078 Nsf: Testing the Linchpin Wais $16,366
47.049 Nsf: Leaps Light $8,755
47.049 Nsf: Leaps2; Part Suppo Malmskog $2,527
47.074 Nsf: Barnes Soil & Wildfire $1,869
93.575 Child Care Workforce Sustainability Grant $1,600