Finding 981187 (2023-001)

Significant Deficiency
Requirement
L
Questioned Costs
-
Year
2023
Accepted
2024-06-29

AI Summary

  • Core Issue: DRVT failed to file required FFATA sub-award reports for FY23, missing compliance deadlines.
  • Impacted Requirements: All Protection and Advocacy grants must adhere to FFATA reporting, especially for subawards over $30,000.
  • Recommended Follow-up: DRVT should ensure compliance by training staff on FFATA requirements and utilizing provided contacts for assistance.

Finding Text

CFDA# 93.630 Developmental Disabilities Basic Support and Advocacy Grants Criteria: All Protection and Advocacy grants are subject to the Federal Funding Accountability and Transparency Act (FFATA) and are required to file a FFATA sub-award report at fsrs.gov by the end of the month following the month in which DRVT awards any subaward equal to or greater than $30,000 (unless DRVT’s total income was less than $300,000 in the prior year). Condition: DRVT had begun filing FFATA sub-award reports as required in FY22, but failed to do so in FY23. Cause: DRVT’s Chief Financial Officer resigned at the end of FY23, and the new Financial Director did not receive adequate training due to scheduling conflicts between the previous CFO and the new Finance Director. The new Finance Director was not aware of FFATA reporting requirements. FFATA reporting requirements are referred to in the notice of awards. Effect: Compliance with this reporting requirement has been overlooked. Recommendation: DRVT should comply with FFATA reporting requirements. Information contacts are provided in the notice of award, and DRVT can reach out to the appropriate contact for questions regarding compliance with grant awards. They are surprisingly prompt with their e-mail responses. Managment's Response: Management agrees with the finding and will take steps to review and comply with all grant reporting requirements. See Corrective Action Plan for further details.

Categories

Subrecipient Monitoring Reporting

Other Findings in this Audit

  • 404745 2023-001
    Significant Deficiency
  • 404746 2023-001
    Significant Deficiency
  • 404747 2023-002
    Significant Deficiency
  • 981188 2023-001
    Significant Deficiency
  • 981189 2023-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
93.138 Protection and Advocacy for Individuals with Mental Illness $568,579
84.240 Program of Protection and Advocacy of Individual Rights $152,563
16.575 Crime Victim Assistance $86,946
96.009 Social Security State Grants for Work Incentives Assistance to Disabled Beneficiaries $62,666
93.630 Developmental Disabilities Basic Support and Advocacy Grants $57,000
93.843 Acl Assistive Technology State Grants for Protection and Advocacy $53,766
93.618 Voting Access for Individuals with Disabilities-Grants for Protection and Advocacy Systems $46,700
93.873 State Grants for Protection and Advocacy Services $42,621
93.778 Medical Assistance Program $14,770
93.497 Family Violence Prevention and Services/ Sexual Assault/rape Crisis Services and Supports $10,008
93.671 Family Violence Prevention and Services/domestic Violence Shelter and Supportive Services $9,867
16.588 Violence Against Women Formula Grants $7,898
16.590 Grants to Encourage Arrest Policies and Enforcement of Protection Orders Program $1,374