Finding 967585 (2023-003)

Material Weakness
Requirement
N
Questioned Costs
$1
Year
2023
Accepted
2024-04-01

AI Summary

  • Core Issue: The management company withdrew $278,005 from the replacement reserve account without HUD approval.
  • Impacted Requirements: This action violates HUD regulations (24 CFR section 891.405) and puts the Project out of compliance with its Regulatory Agreement.
  • Recommended Follow-Up: Management should strengthen internal controls to ensure compliance with replacement reserve disbursement requirements.

Finding Text

Criteria: All disbursements from the replacement reserve account must be approved by HUD (24 CFR section 891.405). Condition: During fiscal year 2023, the management company without approval from HUD withdrew $278,005 from the replacement reserve account. The management company returned the total amount of $278,000 to the replacement reserve account during the fiscal year. Questioned Costs: $278,005 Cause: Management company failed to comply with the replacement reserve disbursement requirement. Effect: The unauthorized withdrawal of funds from the replacement reserve account by the management company resulted in the Project not to be in full compliance with its Regulatory Agreement. Recommendation: Management should enhance its internal controls to ensure management company’s compliance with replacement reserve account. Management Response: See Management's Corrective Action Plan on page 33.

Categories

Questioned Costs HUD Housing Programs Internal Control / Segregation of Duties

Other Findings in this Audit

  • 391141 2023-001
    Material Weakness
  • 391142 2023-002
    Material Weakness
  • 391143 2023-003
    Material Weakness
  • 391144 2023-004
    Material Weakness
  • 967583 2023-001
    Material Weakness
  • 967584 2023-002
    Material Weakness
  • 967586 2023-004
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.181 Supportive Housing for Persons with Disabilities $3.23M
14.181 Project Rental Assistance Contract $291,540