Finding 967583 (2023-001)

Material Weakness
Requirement
N
Questioned Costs
$1
Year
2023
Accepted
2024-04-01

AI Summary

  • Core Issue: The management company misused $114,300 of project funds for unrelated expenses.
  • Impacted Requirements: This misuse violates 24 CFR section 891.400(e) regarding proper fund allocation.
  • Recommended Follow-Up: Management should improve internal controls to ensure funds are used solely for project-related activities.

Finding Text

Criteria: Project funds must be used for the operation of the project, including required insurance coverage, and to make required deposits to replacement reserve and residual receipts accounts (24 CFR section 891.400(e)). Condition: During fiscal year 2023, the management company used operating funds in the amount of $114,300 for purposes unrelated to the Project. The management company returned the total amount of $103,000 to the operating cash account during the fiscal year. Remaining $11,300 is included in prepaid expenses as of October 31, 2023. Questioned Costs: $114,300 Cause: Management company’s oversight of Project funds did not ensure compliance with requirements related to the use of Project funds. Effect: The unauthorized use of Project funds by the management company resulted in the Project not to be in full compliance with its Regulatory Agreement regarding use of project funds. Recommendation: Management should enhance its internal controls to ensure Project funds are only used for Project activities and expenses necessary for the ongoing operation and maintenance of the Project. Management Response: See Management's Corrective Action Plan on page 33.

Categories

Questioned Costs HUD Housing Programs Internal Control / Segregation of Duties Cash Management

Other Findings in this Audit

  • 391141 2023-001
    Material Weakness
  • 391142 2023-002
    Material Weakness
  • 391143 2023-003
    Material Weakness
  • 391144 2023-004
    Material Weakness
  • 967584 2023-002
    Material Weakness
  • 967585 2023-003
    Material Weakness
  • 967586 2023-004
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
14.181 Supportive Housing for Persons with Disabilities $3.23M
14.181 Project Rental Assistance Contract $291,540