Finding 948056 (2020-011)

Significant Deficiency
Requirement
M
Questioned Costs
-
Year
2020
Accepted
2024-03-01

AI Summary

  • Core Issue: Federal funds were disbursed before formal subrecipient agreements were signed, violating grant agreement criteria.
  • Impacted Requirements: Title 31, Subtitle V, §6304 mandates agreements must be in place before transferring funds to ensure compliance.
  • Recommended Follow-Up: Management should create a plan to ensure all subrecipient agreements are executed prior to any fund disbursement.

Finding Text

1. Criteria: In title 31, Subtitle V, §6304. Using grant agreements, establishes that “An executive agency shall use a grant agreement as the legal instrument reflecting a relationship between the United States Government and a State, a local government, or other recipient when— (1) the principal purpose of the relationship is to transfer a thing of value to the State or local government or other recipient to carry out a public purpose of support or stimulation authorized by a law of the United States instead of acquiring (by purchase, lease, or barter) property or services for the direct benefit or use of the United States Government; and (2) substantial involvement is not expected between the executive agency and the State, local government, or other recipient when carrying out the activity contemplated in the agreement.” Condition: From a sample of sixty (60) subrecipient agreements, forty-seven (47) had payments before the date the subrecipient agreement were signed, as follows: Cause: The Authority did not execute the subrecipient agreements before to disbursing the federal funds. Effects: Disburement of federal funds without formal subrecipient agreements would lead to noncompliance event. Questioned Costs: None. Recommendation: We recommend management to implement a plan to ascertain compliance with required procedures to perform agreements with subrecipients before disbursements commence.

Categories

Procurement, Suspension & Debarment Subrecipient Monitoring

Other Findings in this Audit

  • 371606 2020-003
    Significant Deficiency Repeat
  • 371607 2020-004
    Significant Deficiency
  • 371608 2020-005
    Significant Deficiency
  • 371609 2020-006
    Significant Deficiency Repeat
  • 371610 2020-007
    Significant Deficiency
  • 371611 2020-008
    Significant Deficiency Repeat
  • 371612 2020-009
    Significant Deficiency Repeat
  • 371613 2020-010
    Significant Deficiency Repeat
  • 371614 2020-011
    Significant Deficiency
  • 948048 2020-003
    Significant Deficiency Repeat
  • 948049 2020-004
    Significant Deficiency
  • 948050 2020-005
    Significant Deficiency
  • 948051 2020-006
    Significant Deficiency Repeat
  • 948052 2020-007
    Significant Deficiency
  • 948053 2020-008
    Significant Deficiency Repeat
  • 948054 2020-009
    Significant Deficiency Repeat
  • 948055 2020-010
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $632.66M
93.982 Individual Assistance Program - Crisis Counseling Assistance & Training Program $3.22M
97.039 Hazard Mitigation Grant $225,000
97.047 Pre-Disaster Mitigation $19,379