Finding 371610 (2020-007)

Significant Deficiency
Requirement
F
Questioned Costs
-
Year
2020
Accepted
2024-03-01

AI Summary

  • Core Issue: The property report is incomplete and inaccurate, failing to meet requirements outlined in 2 CFR 200.313.
  • Impacted Requirements: Missing details include property descriptions, serial numbers, asset IDs, federal participation percentages, and updates on damaged units.
  • Recommended Follow-Up: Enhance supervision to ensure the property report is regularly updated and accurate.

Finding Text

Criteria: • 2 CFR 200.313 (d) (1) establishes that property records must be maintained and should include a description of the property, a serial number or other identification number, the source of funding for the property, who holds the title, the acquisition date, and cost of the property, percentage of Federal participation in the project costs for the Federal award under which property was acquired, the location, use and condition of the property, and any ultimate disposition data including the date of disposal and sale price of the property. 2 CFR 200.313 (d) (3) establishes that a control system must be developed to ensure adequate safeguards to prevent loss, damage, or theft of the property. Any loss, damage, or theft must be investigated. Condition: While examined the property report for the year ended as of June 30, 2020, from a sample of 30 units, the following observations were identified: • • One (1) unit was replaced, and the replacement was no recorded in the property report. • • Description for one (1) unit does not match with information included in the property report. • • The serial numbers for six (6) units do not match with serial numbers per property report. • • Two (2) units do not have assets ID and/or tag number in the property report. • • The tag number for two (2) units do not match with tag number per property report. • • Two (2) units were damaged, and not in in use, however, property report was not updated to reflect it. • • Two (2) units appear assigned to incorrect custody. • • The property report does not include the percentage of federal participation on cost of units. Cause: Lack of supervision to keep the property report updated. Effects: Conditions may result in noncompliance with the requirements for equipment and real property management and with internal controls of COR3. Questioned Costs: None. Recommendation: We recommended management to increase supervision to maintain an updated property report.

Corrective Action Plan

Corrective Action Plan: A SOP must be carried out to implement internal controls to maintain a property report inventory. Contact Person: Zorimar Torres Mercado, Administrator Director Anticipated Completion Date: No later than December 31, 2023

Categories

Equipment & Real Property Management

Other Findings in this Audit

  • 371606 2020-003
    Significant Deficiency Repeat
  • 371607 2020-004
    Significant Deficiency
  • 371608 2020-005
    Significant Deficiency
  • 371609 2020-006
    Significant Deficiency Repeat
  • 371611 2020-008
    Significant Deficiency Repeat
  • 371612 2020-009
    Significant Deficiency Repeat
  • 371613 2020-010
    Significant Deficiency Repeat
  • 371614 2020-011
    Significant Deficiency
  • 948048 2020-003
    Significant Deficiency Repeat
  • 948049 2020-004
    Significant Deficiency
  • 948050 2020-005
    Significant Deficiency
  • 948051 2020-006
    Significant Deficiency Repeat
  • 948052 2020-007
    Significant Deficiency
  • 948053 2020-008
    Significant Deficiency Repeat
  • 948054 2020-009
    Significant Deficiency Repeat
  • 948055 2020-010
    Significant Deficiency Repeat
  • 948056 2020-011
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $632.66M
93.982 Individual Assistance Program - Crisis Counseling Assistance & Training Program $3.22M
97.039 Hazard Mitigation Grant $225,000
97.047 Pre-Disaster Mitigation $19,379