Finding 626632 (2022-003)

Significant Deficiency Repeat Finding
Requirement
J
Questioned Costs
-
Year
2022
Accepted
2023-01-22

AI Summary

  • Core Issue: The District lacks proper reconciliation and monitoring of the School Nutrition Fund, leading to discrepancies in recorded charges for services.
  • Impacted Requirements: Compliance with GAAP and state regulations for non-profit school food services is not being met, risking inaccurate financial reporting.
  • Recommended Follow-Up: Implement routine reconciliation processes between the Food and Nutrition Services and Finance Departments to ensure accurate financial tracking and reporting.

Finding Text

Finding: The District has insufficient reconciling and monitoring activities over the School Nutrition Fund charges for services. Criteria: A properly designed system of internal control over financial reporting allows entities to initiate, authorize, record, process and report financial data reliably in accordance with generally accepted accounting principles (GAAP). The Office of Management and Budget 2022 Compliance Supplement states, ?An SFA is required to account for all revenues and expenditures of its non-profit school food service in accordance with state requirements. An SFA must operate its food services on a non-profit basis; all revenue generated by the school food service must be used to operate and improve its food services (7 CFR sections 210.14(a), 210.14(c), 210.19(a)(2), 215.7(d)(1), 220.2, and 220.7(e)(1)(i)).? Condition: The District does not have routine reconciliation and monitoring processes to ensure the District?s School Nutrition has properly recorded charges for services. The District does not reconcile the charges for services recorded in the District?s trial balance to the District?s subsidiary point of sale system and other sales that are not included in the point of sale system. Context: The District?s point of sale system and meal sales had an unreconciled difference of approximately $27,000. During the audit process, the District was requested by the audit team to investigate the difference. The District subsequently identified approximately $12,000 of vendor rebates that are separate from the point of sale process resulting in approximately $15,000 not identified. Effect: Revenue collected by the District for the Child Nutrition Program may not be posted to the proper fund. Errors could occur in reporting revenue and not be timely identified. Identification as a repeat finding: This is a repeat finding. Cause: The Food and Nutrition Services Department point of sale report for revenue from items sold does not reconcile to the Finance Department held trial balance of revenue accounts. A portion of the difference is vendor rebates recorded in revenue trial balance accounts. The remaining difference is unidentified. A process must be developed to ensure the operations of the Food and Nutrition Services Department are properly recorded in the District?s revenue trial balance accounts.Recommendation: We recommend the District continue to implement new processes in which reconciling the financial information of both departments is an assigned job duty to ensure the financial transactions are reconciled and monitored on a routine basis throughout the fiscal year.

Categories

Subrecipient Monitoring Reporting School Nutrition Programs Internal Control / Segregation of Duties

Other Findings in this Audit

  • 50188 2022-003
    Significant Deficiency Repeat
  • 50189 2022-004
    Significant Deficiency
  • 50190 2022-003
    Significant Deficiency Repeat
  • 50191 2022-004
    Significant Deficiency
  • 50192 2022-003
    Significant Deficiency Repeat
  • 50193 2022-004
    Significant Deficiency
  • 50194 2022-003
    Significant Deficiency Repeat
  • 50195 2022-004
    Significant Deficiency
  • 50196 2022-003
    Significant Deficiency Repeat
  • 50197 2022-004
    Significant Deficiency
  • 50198 2022-003
    Significant Deficiency Repeat
  • 50199 2022-004
    Significant Deficiency
  • 50200 2022-007
    - Repeat
  • 50201 2022-007
    - Repeat
  • 50202 2022-005
    -
  • 50203 2022-006
    -
  • 50204 2022-005
    -
  • 50205 2022-006
    -
  • 50206 2022-005
    -
  • 50207 2022-006
    -
  • 626630 2022-003
    Significant Deficiency Repeat
  • 626631 2022-004
    Significant Deficiency
  • 626633 2022-004
    Significant Deficiency
  • 626634 2022-003
    Significant Deficiency Repeat
  • 626635 2022-004
    Significant Deficiency
  • 626636 2022-003
    Significant Deficiency Repeat
  • 626637 2022-004
    Significant Deficiency
  • 626638 2022-003
    Significant Deficiency Repeat
  • 626639 2022-004
    Significant Deficiency
  • 626640 2022-003
    Significant Deficiency Repeat
  • 626641 2022-004
    Significant Deficiency
  • 626642 2022-007
    - Repeat
  • 626643 2022-007
    - Repeat
  • 626644 2022-005
    -
  • 626645 2022-006
    -
  • 626646 2022-005
    -
  • 626647 2022-006
    -
  • 626648 2022-005
    -
  • 626649 2022-006
    -

Programs in Audit

ALN Program Name Expenditures
10.555 National School Lunch Program $7.88M
10.553 School Breakfast Program $1.81M
84.010 Title I Grants to Local Educational Agencies $1.69M
84.367 Supporting Effective Instruction State Grants $822,961
84.425 Covid-19 Elementary and Secondary School Emergency Relief (esser Ii) Fund $765,392
84.027 Special Education_grants to States $754,106
84.424 Student Support and Academic Enrichment Program- Essa Title IV $548,437
10.555 Commodities (noncash) $531,729
84.287 Twenty-First Century Community Learning Centers $312,516
10.559 Summer Food Service Program for Children $280,021
10.582 Fresh Fruit and Vegetable Program $277,759
84.425 Covid-19 Arp-Elementary and Secondary School Emergency Relief (arp Esser) $263,743
10.555 Commodities- Dod (noncash) $254,880
84.048 Career and Technical Education -- Basic Grants to States $253,303
84.126 Rehabilitation Services_vocational Rehabilitation Grants to States $199,494
84.027 Covid-19 Special Education_grants to States $120,048
84.425 Covid-19 Governor's Emergency Education Relief (geer) Fund $81,785
10.579 School Lunch Equipment Grants Stabilization $81,522
84.425 Covid-19 Elementary and Secondary School Emergency Relief (esser) Fund $70,225
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $65,222
93.575 Covid-19 Child Care and Development Block Grant $60,538
84.369 Grants for State Assessments and Related Activities $49,041
93.575 Child Care and Development Block Grant $24,000
84.365 English Language Acquisition State Grants $23,676
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $17,929
84.425 Covid-19 Arp-Elementary and Secondary School Emergency Relief- Homeless Children and Youth $10,563
84.196 McKinney-Vento $6,697
10.649 Covid-19 Pandemic Ebt Administrative Costs $5,814
93.938 Cooperative Agreements to Support Comprehensive School Health Programs to Prevent the Spread of Hiv and Other Important Health Problems $639