Finding 50203 (2022-006)

-
Requirement
B
Questioned Costs
-
Year
2022
Accepted
2023-01-22

AI Summary

  • Core Issue: The District awarded a retention bonus to an employee who was not eligible due to hiring date restrictions.
  • Impacted Requirements: ESSER funds can only be used for bonuses related to COVID-19 disruptions, and the District's policy required employment by February 14, 2022.
  • Recommended Follow-Up: Implement policies to verify employee eligibility before awarding retention bonuses.

Finding Text

Finding: The District improperly awarded a retention bonus to an ineligible employee. Criteria: When the U.S. Department of Education (ED) awarded ESSER I, II and III funds to states it noted the funds ?generally will not be used for bonuses, merit pay, or similar expenditures, unless related to disruptions or closures resulting from COVID-19.? This does not mean all bonuses, merit pay, or similar expenditures are unallowable, only those unrelated to COVID-related disruptions or closures. For example, a local educational agency (LEA) might use local ESSER funds to provide employees with additional pay to: ? Address recruitment or retention challenges in light of the pandemic, ? Provide additional compensation to teachers and other staff that work inperson, ? Provide additional compensation to teachers and other staff that have assumed new duties because of COVID, ? Incentivize effective teachers to move to schools with vulnerable students ? that have been disproportionately impacted by the pandemic, or ? Provide additional pay to substitute teachers where there is a shortage. Districts will also need to be able to document that use of ESSER I/II/III funds for this purpose is necessary and the amount provided is reasonable (2 CFR ? 200.404). The District policy for awarding retention bonuses required the employee to be employed by the District as of February 14, 2022. Condition: The District used Education Stabilization Fund ESSER II to fund retention bonuses. The District awarded a retention bonus to an employee hired after the February 14, 2022 eligibility date. Context: The District awarded $1,300 to an employee hired after the eligibility date. Effect: Education Stabilization Funds could be expended for ineligible purposes. Questioned Costs: $1,300. Identification as a repeat finding: This is not a repeat finding. Cause: The District did not review the bonus listing and hire dates to ensure only eligible employees received the retention bonus. Recommendation: We recommend the District implement policies and procedures to ensure that retention bonuses are only paid to eligible employees.

Corrective Action Plan

Response and Corrective Action Plan: The District will review current policies and procedures for bonus payouts. Cindy Lewis, June 30, 2023.

Categories

Eligibility Allowable Costs / Cost Principles

Other Findings in this Audit

  • 50188 2022-003
    Significant Deficiency Repeat
  • 50189 2022-004
    Significant Deficiency
  • 50190 2022-003
    Significant Deficiency Repeat
  • 50191 2022-004
    Significant Deficiency
  • 50192 2022-003
    Significant Deficiency Repeat
  • 50193 2022-004
    Significant Deficiency
  • 50194 2022-003
    Significant Deficiency Repeat
  • 50195 2022-004
    Significant Deficiency
  • 50196 2022-003
    Significant Deficiency Repeat
  • 50197 2022-004
    Significant Deficiency
  • 50198 2022-003
    Significant Deficiency Repeat
  • 50199 2022-004
    Significant Deficiency
  • 50200 2022-007
    - Repeat
  • 50201 2022-007
    - Repeat
  • 50202 2022-005
    -
  • 50204 2022-005
    -
  • 50205 2022-006
    -
  • 50206 2022-005
    -
  • 50207 2022-006
    -
  • 626630 2022-003
    Significant Deficiency Repeat
  • 626631 2022-004
    Significant Deficiency
  • 626632 2022-003
    Significant Deficiency Repeat
  • 626633 2022-004
    Significant Deficiency
  • 626634 2022-003
    Significant Deficiency Repeat
  • 626635 2022-004
    Significant Deficiency
  • 626636 2022-003
    Significant Deficiency Repeat
  • 626637 2022-004
    Significant Deficiency
  • 626638 2022-003
    Significant Deficiency Repeat
  • 626639 2022-004
    Significant Deficiency
  • 626640 2022-003
    Significant Deficiency Repeat
  • 626641 2022-004
    Significant Deficiency
  • 626642 2022-007
    - Repeat
  • 626643 2022-007
    - Repeat
  • 626644 2022-005
    -
  • 626645 2022-006
    -
  • 626646 2022-005
    -
  • 626647 2022-006
    -
  • 626648 2022-005
    -
  • 626649 2022-006
    -

Programs in Audit

ALN Program Name Expenditures
10.555 National School Lunch Program $7.88M
10.553 School Breakfast Program $1.81M
84.010 Title I Grants to Local Educational Agencies $1.69M
84.367 Supporting Effective Instruction State Grants $822,961
84.425 Covid-19 Elementary and Secondary School Emergency Relief (esser Ii) Fund $765,392
84.027 Special Education_grants to States $754,106
84.424 Student Support and Academic Enrichment Program- Essa Title IV $548,437
10.555 Commodities (noncash) $531,729
84.287 Twenty-First Century Community Learning Centers $312,516
10.559 Summer Food Service Program for Children $280,021
10.582 Fresh Fruit and Vegetable Program $277,759
84.425 Covid-19 Arp-Elementary and Secondary School Emergency Relief (arp Esser) $263,743
10.555 Commodities- Dod (noncash) $254,880
84.048 Career and Technical Education -- Basic Grants to States $253,303
84.126 Rehabilitation Services_vocational Rehabilitation Grants to States $199,494
84.027 Covid-19 Special Education_grants to States $120,048
84.425 Covid-19 Governor's Emergency Education Relief (geer) Fund $81,785
10.579 School Lunch Equipment Grants Stabilization $81,522
84.425 Covid-19 Elementary and Secondary School Emergency Relief (esser) Fund $70,225
10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program $65,222
93.575 Covid-19 Child Care and Development Block Grant $60,538
84.369 Grants for State Assessments and Related Activities $49,041
93.575 Child Care and Development Block Grant $24,000
84.365 English Language Acquisition State Grants $23,676
93.243 Substance Abuse and Mental Health Services_projects of Regional and National Significance $17,929
84.425 Covid-19 Arp-Elementary and Secondary School Emergency Relief- Homeless Children and Youth $10,563
84.196 McKinney-Vento $6,697
10.649 Covid-19 Pandemic Ebt Administrative Costs $5,814
93.938 Cooperative Agreements to Support Comprehensive School Health Programs to Prevent the Spread of Hiv and Other Important Health Problems $639