Finding 616442 (2022-002)

Material Weakness
Requirement
P
Questioned Costs
-
Year
2022
Accepted
2023-01-26

AI Summary

  • Core Issue: Improper recording of property and equipment expenditures led to significant adjustments totaling approximately $995,000.
  • Impacted Requirements: Management must ensure accurate capitalization based on total invoices, proper valuation of donated assets, and correct disposal accounting.
  • Recommended Follow-Up: Implement a review process for financing arrangements, align recording with invoices, and develop a policy for in-kind contributions.

Finding Text

FINDING 2022-002 ? Capitalizing Property and Equipment Condition Found: During our testing of property and equipment, we noted multiple expenditures related to property and equipment that were not recorded properly. In one instance, a residence was purchased through a financing arrangement in which the disbursement was recorded as the total cost. In other instances, the School capitalized purchases based on what was disbursed instead of the total invoice received. In addition, there was an issue in correctly capitalizing improvements of buildings and donated assets. Lastly, there were disposals of vehicles that were improperly recorded by lowering depreciation expense instead of accumulated depreciation. Criteria: Property and equipment expenditures should be scrutinized by management to ensure that the proper amounts are capitalized, including reviewing the total invoice instead of the amount disbursed. In addition, donated property should be valued at the fair value on the date of the donation using third party appraisals when appropriate. Lastly, disposal of assets should decrease the accumulated depreciation balance and the gain/loss account, without affecting the depreciation expense. Cause: The School did not have adequate procedures in place to identify and record transactions related to property and equipment. Possible Asserted Effect: This resulted in numerous adjustments totaling approximately $995,000. Repeat Finding: There was not a similar finding in the prior year. Recommendation: We recommend the following: ? Property and equipment purchased under a financing arrangement should be reviewed thoroughly by management, and the total cost and related debt should be recorded on the purchase date. The asset cost should be depreciated over the estimated useful life, and subsequent payments on the debt should be recorded as reductions of the liability accrued. ? Property and equipment should be recorded based on the invoice and not that based on the disbursement made. Management should review the invoice along with the disbursement made. ? A written policy should be developed for recognizing in-kind contributions of goods and services. This policy will be most beneficial in that it will allow for easier and more consistent accounting treatment for contributed goods and services. Management Response: The School made the required adjustments to their accounting records. The School is reviewing their accounting policies and procedures and the recommendations above. The School will update their procedures during the FY 2023.

Categories

Procurement, Suspension & Debarment Equipment & Real Property Management

Other Findings in this Audit

  • 39999 2022-001
    Material Weakness
  • 40000 2022-002
    Material Weakness
  • 40001 2022-003
    Material Weakness
  • 40002 2022-004
    Significant Deficiency
  • 40003 2022-005
    - Repeat
  • 40004 2022-007
    -
  • 40005 2022-009
    - Repeat
  • 40043 2022-001
    Material Weakness
  • 40044 2022-002
    Material Weakness
  • 40045 2022-003
    Material Weakness
  • 40046 2022-004
    Significant Deficiency
  • 40047 2022-006
    -
  • 40048 2022-008
    - Repeat
  • 40049 2022-009
    - Repeat
  • 40050 2022-001
    Material Weakness
  • 40051 2022-002
    Material Weakness
  • 40052 2022-003
    Material Weakness
  • 40053 2022-004
    Significant Deficiency
  • 40054 2022-001
    Material Weakness
  • 40055 2022-002
    Material Weakness
  • 40056 2022-003
    Material Weakness
  • 40057 2022-004
    Significant Deficiency
  • 616441 2022-001
    Material Weakness
  • 616443 2022-003
    Material Weakness
  • 616444 2022-004
    Significant Deficiency
  • 616445 2022-005
    - Repeat
  • 616446 2022-007
    -
  • 616447 2022-009
    - Repeat
  • 616485 2022-001
    Material Weakness
  • 616486 2022-002
    Material Weakness
  • 616487 2022-003
    Material Weakness
  • 616488 2022-004
    Significant Deficiency
  • 616489 2022-006
    -
  • 616490 2022-008
    - Repeat
  • 616491 2022-009
    - Repeat
  • 616492 2022-001
    Material Weakness
  • 616493 2022-002
    Material Weakness
  • 616494 2022-003
    Material Weakness
  • 616495 2022-004
    Significant Deficiency
  • 616496 2022-001
    Material Weakness
  • 616497 2022-002
    Material Weakness
  • 616498 2022-003
    Material Weakness
  • 616499 2022-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.063 Federal Pell Grant Program $484,684
84.425 Education Stabilization Fund $300,177
84.268 Federal Direct Student Loans $149,449
84.033 Federal Work-Study Program $12,366
84.007 Federal Supplemental Educational Opportunity Grants $11,545