Finding 608121 (2022-002)

Material Weakness
Requirement
ABCL
Questioned Costs
$1
Year
2022
Accepted
2023-03-29
Audit: 33048
Organization: Clatsop Community College (OR)

AI Summary

  • Core Issue: The College improperly required students to authorize the use of emergency financial aid grants to pay off account balances, violating federal guidelines.
  • Impacted Requirements: This practice contravenes the stipulation that grants should not be used to settle existing debts and fails to meet internal control standards for compliance.
  • Recommended Follow-Up: The College should establish procedures to verify HEERF funding sources before applying them to ensure compliance with federal regulations.

Finding Text

Criteria or specific requirement: The student emergency financial aid grant is provided to the student, and may be used by the student for any component of the student's cost of attendance or for emergency costs that arise due to coronavirus, such as tuition, food, housing, health care, or child care. Institutions may not compel a student to use a portion of their grants to satisfy any existing debts or balance. In addition, per the Uniform Guidance 2 CFR 200.303, non-federal entities receiving federal awards are required to establish and maintain internal controls designed to reasonably ensure compliance with federal laws, regulations, and program compliance requirements. Condition: A portion of the HEERF Student Aid Portion funds were awarded to students only if the student signed and returned a letter authorizing the College to use those funds to pay off their account balance for five terms. Questioned Costs: $143,186 Context: We performed testing over 40 disbursements made to students from the HEERF Student Aid Portion disbursements noting 10 of the disbursements were unallowable. The College drew down federal funding from the student portion award to cover the costs incurred. The College also reported the disbursements made on their quarterly reporting. Cause: The College sent letters to students notifying them of available funding and requesting their permission to use the funding for that purpose. The letter indicated the funding would be made from Institution Portion of the HEERF funds. When applying the funds to the student accounts, the College used HEERF Student Aid Portion funds. Effect: The College was not in compliance with allowable costs under the HEERF Student Aid Portion requirements. As a result of this noncompliance, the College incorrectly drew down funds from the HEERF Student Aid Portion and reported unallowed costs on their quarterly reports for the student portion. Repeat Finding: No Recommendation: We recommend the College implement procedures to review HEERF funding sources before applying to expenditures to ensure appropriate application. Views of responsible officials: There is no disagreement with the audit finding.

Categories

Questioned Costs Allowable Costs / Cost Principles Reporting Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 31659 2022-004
    Significant Deficiency Repeat
  • 31660 2022-005
    Significant Deficiency Repeat
  • 31661 2022-006
    Significant Deficiency Repeat
  • 31662 2022-008
    Significant Deficiency Repeat
  • 31663 2022-009
    Significant Deficiency
  • 31664 2022-003
    Significant Deficiency Repeat
  • 31665 2022-004
    Significant Deficiency Repeat
  • 31666 2022-006
    Significant Deficiency Repeat
  • 31667 2022-007
    Significant Deficiency
  • 31668 2022-008
    Significant Deficiency Repeat
  • 31669 2022-009
    Significant Deficiency
  • 31670 2022-004
    Significant Deficiency Repeat
  • 31671 2022-006
    Significant Deficiency Repeat
  • 31672 2022-008
    Significant Deficiency Repeat
  • 31673 2022-009
    Significant Deficiency
  • 31674 2022-004
    Significant Deficiency Repeat
  • 31675 2022-006
    Significant Deficiency Repeat
  • 31676 2022-008
    Significant Deficiency Repeat
  • 31677 2022-009
    Significant Deficiency
  • 31678 2022-001
    Significant Deficiency Repeat
  • 31679 2022-002
    Material Weakness
  • 31680 2022-001
    Significant Deficiency Repeat
  • 608101 2022-004
    Significant Deficiency Repeat
  • 608102 2022-005
    Significant Deficiency Repeat
  • 608103 2022-006
    Significant Deficiency Repeat
  • 608104 2022-008
    Significant Deficiency Repeat
  • 608105 2022-009
    Significant Deficiency
  • 608106 2022-003
    Significant Deficiency Repeat
  • 608107 2022-004
    Significant Deficiency Repeat
  • 608108 2022-006
    Significant Deficiency Repeat
  • 608109 2022-007
    Significant Deficiency
  • 608110 2022-008
    Significant Deficiency Repeat
  • 608111 2022-009
    Significant Deficiency
  • 608112 2022-004
    Significant Deficiency Repeat
  • 608113 2022-006
    Significant Deficiency Repeat
  • 608114 2022-008
    Significant Deficiency Repeat
  • 608115 2022-009
    Significant Deficiency
  • 608116 2022-004
    Significant Deficiency Repeat
  • 608117 2022-006
    Significant Deficiency Repeat
  • 608118 2022-008
    Significant Deficiency Repeat
  • 608119 2022-009
    Significant Deficiency
  • 608120 2022-001
    Significant Deficiency Repeat
  • 608122 2022-001
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
84.063 Federal Pell Grant Program $971,466
84.425 Covid-19 - Heerf - Institutional Portion $750,129
84.425 Covid-19 - Heerf - Student Aid Portion $750,114
84.044 Triotalent Search $390,189
84.268 Federal Direct Student Loans $370,785
84.047 Trioupward Bound $334,883
84.042 Triostudent Support Services $315,173
84.048 Career and Technical Education - Basic Grants to States $198,683
84.002 Adult Education - Basic Grants to States $151,765
84.033 Federal Work-Study Program $102,454
84.007 Federal Supplemental Educational Opportunity Grants $96,216
59.037 Small Business Development Center $74,062