Finding 31659 (2022-004)

Significant Deficiency Repeat Finding
Requirement
E
Questioned Costs
-
Year
2022
Accepted
2023-03-29
Audit: 33048
Organization: Clatsop Community College (OR)

AI Summary

  • Core Issue: The College failed to provide evidence that a student received a SAP warning, impacting compliance with federal requirements.
  • Impacted Requirements: The College must maintain a satisfactory academic progress policy and internal controls to ensure compliance with Title IV and Uniform Guidance.
  • Recommended Follow-Up: Implement a process to ensure documentation is preserved during software changes to avoid future compliance issues.

Finding Text

Criteria or specific requirement: The College must establish a reasonable satisfactory academic progress (SAP) policy for determining whether an otherwise eligible student is making satisfactory academic progress in his or her educational program and may receive assistance under the Title IV (34 CFR 668.34). In addition, per the Uniform Guidance 2 CFR 200.303, non-federal entities receiving federal awards are required to establish and maintain internal controls designed to reasonably ensure compliance with federal laws, regulations, and program compliance requirements. In addition, per the Uniform Guidance 2 CFR 200.303, non-federal entities receiving federal awards are required to establish and maintain internal controls designed to reasonably ensure compliance with federal laws, regulations, and program compliance requirements. Condition: In our testing, we noted an instance in which the College could not provide evidence the student received a SAP warning. Questioned Costs: None Context: During our testing we noted 1 of the 40 students tested did not have documentation available supporting that the student received SAP warning when they were not meeting SAP. The student's prior term was in 2017-2018 when the college used a different software, and student's SAP warning did not carry over into the new software. Cause: The student's prior term was in 2017-2018 when the college used a different software, and student's SAP warning did not carry over into the new software. Effect: Students could have received aid that were not meeting SAP. In this situation, the student was eligible to receive aid in the following terms. Repeat Finding: Yes. See prior year finding 2021-004 Recommendation: We recommend a process be put in place to ensure documentation is maintained and available, particularly when making software changes. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

Student Financial Assistance Cluster ? Assistance Listing No. 84.063, 84.268, 84.007, 84.033 Recommendation: We recommend a process be put in place to ensure documentation is maintained and available, particularly when making software changes. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: SAP policy has been updated to include only classes taken under current major to better work within system limitations. Staff will run SAP manually on students with prior attendance in legacy system. Name(s) of the contact person(s) responsible for corrective action: Sarah Geleynse Planned completion date for corrective action plan: Completed

Categories

Student Financial Aid Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties

Other Findings in this Audit

  • 31660 2022-005
    Significant Deficiency Repeat
  • 31661 2022-006
    Significant Deficiency Repeat
  • 31662 2022-008
    Significant Deficiency Repeat
  • 31663 2022-009
    Significant Deficiency
  • 31664 2022-003
    Significant Deficiency Repeat
  • 31665 2022-004
    Significant Deficiency Repeat
  • 31666 2022-006
    Significant Deficiency Repeat
  • 31667 2022-007
    Significant Deficiency
  • 31668 2022-008
    Significant Deficiency Repeat
  • 31669 2022-009
    Significant Deficiency
  • 31670 2022-004
    Significant Deficiency Repeat
  • 31671 2022-006
    Significant Deficiency Repeat
  • 31672 2022-008
    Significant Deficiency Repeat
  • 31673 2022-009
    Significant Deficiency
  • 31674 2022-004
    Significant Deficiency Repeat
  • 31675 2022-006
    Significant Deficiency Repeat
  • 31676 2022-008
    Significant Deficiency Repeat
  • 31677 2022-009
    Significant Deficiency
  • 31678 2022-001
    Significant Deficiency Repeat
  • 31679 2022-002
    Material Weakness
  • 31680 2022-001
    Significant Deficiency Repeat
  • 608101 2022-004
    Significant Deficiency Repeat
  • 608102 2022-005
    Significant Deficiency Repeat
  • 608103 2022-006
    Significant Deficiency Repeat
  • 608104 2022-008
    Significant Deficiency Repeat
  • 608105 2022-009
    Significant Deficiency
  • 608106 2022-003
    Significant Deficiency Repeat
  • 608107 2022-004
    Significant Deficiency Repeat
  • 608108 2022-006
    Significant Deficiency Repeat
  • 608109 2022-007
    Significant Deficiency
  • 608110 2022-008
    Significant Deficiency Repeat
  • 608111 2022-009
    Significant Deficiency
  • 608112 2022-004
    Significant Deficiency Repeat
  • 608113 2022-006
    Significant Deficiency Repeat
  • 608114 2022-008
    Significant Deficiency Repeat
  • 608115 2022-009
    Significant Deficiency
  • 608116 2022-004
    Significant Deficiency Repeat
  • 608117 2022-006
    Significant Deficiency Repeat
  • 608118 2022-008
    Significant Deficiency Repeat
  • 608119 2022-009
    Significant Deficiency
  • 608120 2022-001
    Significant Deficiency Repeat
  • 608121 2022-002
    Material Weakness
  • 608122 2022-001
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
84.063 Federal Pell Grant Program $971,466
84.425 Covid-19 - Heerf - Institutional Portion $750,129
84.425 Covid-19 - Heerf - Student Aid Portion $750,114
84.044 Triotalent Search $390,189
84.268 Federal Direct Student Loans $370,785
84.047 Trioupward Bound $334,883
84.042 Triostudent Support Services $315,173
84.048 Career and Technical Education - Basic Grants to States $198,683
84.002 Adult Education - Basic Grants to States $151,765
84.033 Federal Work-Study Program $102,454
84.007 Federal Supplemental Educational Opportunity Grants $96,216
59.037 Small Business Development Center $74,062