Finding 31667 (2022-007)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2023-03-29
Audit: 33048
Organization: Clatsop Community College (OR)

AI Summary

  • Core Issue: The College failed to send proper notifications to students regarding loan disbursements, missing key required information.
  • Impacted Requirements: Notifications must include the disbursement date, amount, cancellation rights, and procedures, as per federal regulations.
  • Recommended Follow-Up: The College should review and improve its loan disbursement notification procedures to ensure compliance with all requirements.

Finding Text

Criteria or specific requirement: The institution must notify the student, or parent, in writing of (1) the date and amount of the disbursement; (2) the student?s right, or parent?s right, to cancel all or a portion of that loan or loan disbursement and have the loan proceeds returned to the holder of that loan or the TEACH Grant payments returned to ED; and (3) the procedure and time by which the student or parent must notify the institution that he or she wishes to cancel the loan, TEACH Grant, or TEACH Grant disbursement. The notification requirement for loan funds applies only if the funds are disbursed by EFT payment or master check (34 CFR 668.165). In addition, per the Uniform Guidance 2 CFR 200.303, non-federal entities receiving federal awards are required to establish and maintain internal controls designed to reasonably ensure compliance with federal laws, regulations, and program compliance requirements. Condition: We tested notifications of loan disbursements and noted only a general notification of disbursements went out stating the date that funds were anticipated to be disbursed to student accounts in general. The required elements of the notification of disbursements were not met by this blanket notification. Questioned Costs: None Context: In our testing, we noted that seven of the seven students tested that receive Loans did not receive a notification of disbursements. Cause: The College did not send award disbursement notifications to students at the time of the loan disbursement. Effect: The College was not in compliance with the requirement to provide notification to a student when their loan disbursement is made. Repeat Finding: No. Recommendation: We recommend the College evaluate its procedures around disbursements of loans and ensure that notifications of disbursements are sent and contain all of the required elements outlined in the FSA Handbook. Views of responsible officials: There is no disagreement with the audit finding.

Corrective Action Plan

Student Financial Assistance Cluster ? Assistance Listing No. 84.268 Recommendation: We recommend the College evaluate its procedures around disbursements of loans and ensure that notifications of disbursements are sent and contain all of the required elements outlined in the FSA Handbook. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: The financial aid office is drafting a disbursement notification that will be emailed by the business office at the time of loan disbursement. Name(s) of the contact person(s) responsible for corrective action: Sarah Geleynse Planned completion date for corrective action plan: June 1, 2023

Categories

Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 31659 2022-004
    Significant Deficiency Repeat
  • 31660 2022-005
    Significant Deficiency Repeat
  • 31661 2022-006
    Significant Deficiency Repeat
  • 31662 2022-008
    Significant Deficiency Repeat
  • 31663 2022-009
    Significant Deficiency
  • 31664 2022-003
    Significant Deficiency Repeat
  • 31665 2022-004
    Significant Deficiency Repeat
  • 31666 2022-006
    Significant Deficiency Repeat
  • 31668 2022-008
    Significant Deficiency Repeat
  • 31669 2022-009
    Significant Deficiency
  • 31670 2022-004
    Significant Deficiency Repeat
  • 31671 2022-006
    Significant Deficiency Repeat
  • 31672 2022-008
    Significant Deficiency Repeat
  • 31673 2022-009
    Significant Deficiency
  • 31674 2022-004
    Significant Deficiency Repeat
  • 31675 2022-006
    Significant Deficiency Repeat
  • 31676 2022-008
    Significant Deficiency Repeat
  • 31677 2022-009
    Significant Deficiency
  • 31678 2022-001
    Significant Deficiency Repeat
  • 31679 2022-002
    Material Weakness
  • 31680 2022-001
    Significant Deficiency Repeat
  • 608101 2022-004
    Significant Deficiency Repeat
  • 608102 2022-005
    Significant Deficiency Repeat
  • 608103 2022-006
    Significant Deficiency Repeat
  • 608104 2022-008
    Significant Deficiency Repeat
  • 608105 2022-009
    Significant Deficiency
  • 608106 2022-003
    Significant Deficiency Repeat
  • 608107 2022-004
    Significant Deficiency Repeat
  • 608108 2022-006
    Significant Deficiency Repeat
  • 608109 2022-007
    Significant Deficiency
  • 608110 2022-008
    Significant Deficiency Repeat
  • 608111 2022-009
    Significant Deficiency
  • 608112 2022-004
    Significant Deficiency Repeat
  • 608113 2022-006
    Significant Deficiency Repeat
  • 608114 2022-008
    Significant Deficiency Repeat
  • 608115 2022-009
    Significant Deficiency
  • 608116 2022-004
    Significant Deficiency Repeat
  • 608117 2022-006
    Significant Deficiency Repeat
  • 608118 2022-008
    Significant Deficiency Repeat
  • 608119 2022-009
    Significant Deficiency
  • 608120 2022-001
    Significant Deficiency Repeat
  • 608121 2022-002
    Material Weakness
  • 608122 2022-001
    Significant Deficiency Repeat

Programs in Audit

ALN Program Name Expenditures
84.063 Federal Pell Grant Program $971,466
84.425 Covid-19 - Heerf - Institutional Portion $750,129
84.425 Covid-19 - Heerf - Student Aid Portion $750,114
84.044 Triotalent Search $390,189
84.268 Federal Direct Student Loans $370,785
84.047 Trioupward Bound $334,883
84.042 Triostudent Support Services $315,173
84.048 Career and Technical Education - Basic Grants to States $198,683
84.002 Adult Education - Basic Grants to States $151,765
84.033 Federal Work-Study Program $102,454
84.007 Federal Supplemental Educational Opportunity Grants $96,216
59.037 Small Business Development Center $74,062