Finding 607320 (2022-006)

-
Requirement
I
Questioned Costs
$1
Year
2022
Accepted
2023-06-20

AI Summary

  • Core Issue: The Alliance did not fully document the evaluation process for contract awards, lacking total points summaries and award letters for 3 out of 5 contracts.
  • Impacted Requirements: Compliance with Federal procurement standards under 2 CFR Part 200 was not met, risking disallowed costs for the awarded contracts totaling $1,149,256.60.
  • Recommended Follow-up: Enhance procedures to ensure complete documentation of contract award evaluations and maintain records as required by federal regulations.

Finding Text

2022-6 Emergency Solutions Grant Program ? Assistance Listing No. 14.231, Grant No. APZ11, Grant Period ? Year Ended June 30, 2022, Covid Grants Condition: The Alliance awarded contracts to subrecipients to perform duties under the grant. Documentation of evaluation of the proposals for contracts awarded for this Program included a record of points awarded; however, there was no summary of the total points for each vendor to demonstrate that the vendor with the highest ranking was awarded the contract. Award letters were not provided for 3 of the 5 contracts awarded. Criteria: Purchases, including contracts, must be made pursuant to Federal Regulations. 2 CFR Part 200 which provides the standards for procurement. These standards provide that: ? Micro-purchase method: Purchases under $10,000 can be made without competitive solicitation. ? Small Purchases Method: Purchases from $10,000 to $250,000 price or rate quotations must be obtained from an adequate number of qualified sources. ? Competitive Solicitation: For purchases exceeding $250,000, the non-federal entity must use the competitive proposals method or the noncompetitive proposals method (i.e., solicit a proposal from only one source) but only when one or more of four circumstances are met, in accordance with 2 CFR section 200.320(c)). Cause: The Alliance had no written procedures to establish the process for document retention for award of contracts. Effect: The cost of assistance may be disallowed. Context: Of five contracts awarded in this Program, totaling $1,149,256.60, three could be awarded under the small purchase procedures and two could be awarded under the competitive solicitation provisions. The awards for these contracts were advertised, evaluated using a defined evaluation system, and awarded. Recommendation: Procedures should be enhanced to provide assurance that the basis for contract awards is documented. TOTAL QUESTIONED COSTS FOR EMERGENCY SOLUTIONS GRANT PROGRAM ? Assistance Listing No. 14.231, Grant No. APZ11 - $1,149,256.60

Categories

Questioned Costs Procurement, Suspension & Debarment

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
14.231 Emergency Solutions Grant Program $3.04M
14.267 Continuum of Care Program $330,170
93.558 Temporary Assistance for Needy Families $36,860
14.218 Community Development Block Grants/entitlement Grants $8,304