Finding 605095 (2022-002)

Material Weakness
Requirement
I
Questioned Costs
-
Year
2022
Accepted
2023-02-05

AI Summary

  • Core Issue: The School District failed to verify vendor compliance with suspension and debarment requirements for two transactions in the Child Nutrition program.
  • Impacted Requirements: Compliance with the Uniform Guidance, specifically the need to check the System for Award Management (SAM) for vendor eligibility.
  • Recommended Follow-Up: Ensure adherence to procurement policies and perform required verifications for all covered transactions involving federal funds.

Finding Text

Type of Finding: Material Weakness in Internal Control Over Compliance and Compliance Finding Criteria: The district should have controls in place to ensure compliance with suspension and debarment requirements of the Child Nutrition Cluster. The Uniform Guidance requires that when a non-federal entity enters into a covered transaction with an entity at a lower tier, the non-federal entity must verify that the entity, as defined in 2 CFR section 180.995 and agency adopting regulations, is not suspended or debarred or otherwise excluded from participating in the transaction. This verification may be accomplished by either checking the System for Award Management (SAM) Exclusions maintained by the General Services Administration (GSA), collecting a certification from the entity, or adding a clause to the covered transaction with the entity. Condition: The School District did not perform the required verification procedures over covered transactions in the child nutrition program in fiscal year 2022. Context: Of eight covered transactions tested, it was noted that the District did not perform the required verifications on two of the transactions. Subsequently the District performed the required verifications and identified that none of the vendors used were suspended or debarred. Questioned Costs: None Cause: The District has a process in place to verify vendors aren?t suspended or debarred but in the two instances noted there was a gap in when the contract was checked. Effect: The District could have entered into a covered transaction with an entity which was suspended or debarred without realizing it. Repeat Finding: No Recommendation: We recommend that the District follow its procurement policies as well as requirements within the Uniform Guidance to perform the proper verification procedures on all covered transactions entered into with federal funds. View of Responsible Official: There is no disagreement with the audit finding.

Categories

Procurement, Suspension & Debarment

Other Findings in this Audit

  • 28646 2022-001
    Material Weakness
  • 28647 2022-002
    Material Weakness
  • 28648 2022-001
    Material Weakness
  • 28649 2022-002
    Material Weakness
  • 28650 2022-001
    Material Weakness
  • 28651 2022-002
    Material Weakness
  • 28652 2022-001
    Material Weakness
  • 28653 2022-002
    Material Weakness
  • 28654 2022-001
    Material Weakness
  • 28655 2022-002
    Material Weakness
  • 28656 2022-001
    Material Weakness
  • 28657 2022-002
    Material Weakness
  • 28658 2022-003
    Significant Deficiency
  • 28659 2022-003
    Significant Deficiency
  • 28660 2022-003
    Significant Deficiency
  • 28661 2022-004
    Significant Deficiency
  • 605088 2022-001
    Material Weakness
  • 605089 2022-002
    Material Weakness
  • 605090 2022-001
    Material Weakness
  • 605091 2022-002
    Material Weakness
  • 605092 2022-001
    Material Weakness
  • 605093 2022-002
    Material Weakness
  • 605094 2022-001
    Material Weakness
  • 605096 2022-001
    Material Weakness
  • 605097 2022-002
    Material Weakness
  • 605098 2022-001
    Material Weakness
  • 605099 2022-002
    Material Weakness
  • 605100 2022-003
    Significant Deficiency
  • 605101 2022-003
    Significant Deficiency
  • 605102 2022-003
    Significant Deficiency
  • 605103 2022-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.027 Special Education_grants to States $6.94M
10.553 School Breakfast Program $2.86M
84.010 Title I Grants to Local Educational Agencies $2.38M
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $1.30M
21.027 Coronavirus State and Local Fiscal Recovery Funds $789,904
10.559 Summer Food Service Program for Children $510,808
84.367 Supporting Effective Instruction $503,264
10.555 National School Lunch Program $475,152
84.048 Career and Technical Education -- Basic Grants to States $345,838
84.424 Student Support and Academic Enrichment Program $312,546
84.365 English Language Acquisition State Grants $297,600
84.173 Special Education_preschool Grants $238,022
84.181 Special Education-Grants for Infants and Families $159,741
84.425 Education Stabilization Fund $89,096
84.002 Adult Education - Basic Grants to States $65,864
84.060 Indian Education_grants to Local Educational Agencies $60,947
21.019 Coronavirus Relief Fund $5,950