Finding 28661 (2022-004)

Significant Deficiency
Requirement
B
Questioned Costs
-
Year
2022
Accepted
2023-02-05

AI Summary

  • Core Issue: There is a significant deficiency in internal controls over compliance, specifically regarding payroll charges to federal grants.
  • Impacted Requirements: The Uniform Guidance mandates that payroll charges must be based on accurate records reflecting actual work performed.
  • Recommended Follow-Up: The District should improve its procedures for time and effort documentation to ensure accuracy and compliance with federal requirements.

Finding Text

Type of Finding: Significant Deficiency in Internal Control Over Compliance and Compliance Finding Criteria: The Uniform Guidance requires charges to Federal awards for salaries and wages must be based on records that accurately reflect the work performed. In addition, these records must be supported by a system of internal control which provides reasonable assurance that the charges are accurate, allowable, and properly allocated, be incorporated into the official records of the entity, and reasonable reflect the total activity for which the employee is compensated. Condition: During our testing of a sample of payroll transactions charged to the grant we noted one transaction for which the amount charged to the grant did not agree to the time and effort documentation completed by the employee. Context: Of a sample of 40 payroll disbursement charged to the grant we noted one disbursement which did not contain the proper time and effort documentation. This transaction represented $2,173 of the $873,611 in total payroll costs charged to the grant. This was a statistically valid sample. Questioned Costs: None Cause: Updates to the payroll allocations, based on time and effort documentation completed, were not all adequately incorporated into the systems for allocating payroll costs to federal awards. Effect: The District was not in compliance with the Uniform Guidance requirements around cost principles and time and effort documentation. Repeat Finding: No Recommendation: We recommend that the District reviews its procedures and controls over time and effort documentation for wages charged to Federal programs to ensure all documentation accurately reflects the work performed and that the time and effort documentation agrees with how the employee?s wages are allocated to the grant in the finance system. View of Responsible Official: There is no disagreement with the audit finding.

Corrective Action Plan

2022-004 Significant Deficiency in Internal Control Over Compliance and Compliance Finding Recommendation: We recommend that the District reviews its procedures and controls over time and effort documentation for wages charged to Federal programs to ensure all documentation accurately reflects the work performed and that the time and effort documentation agrees with how the employee?s wages are allocated to the grant in the finance system. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: The District will work to revise its procedures as necessary to ensure that all time and effort documentation is properly retained, reviewed, and incorporated into the official payroll records of the District. Name(s) of the contact person(s) responsible for corrective action: Christopher Onyango-Robshaw, Coordinator of Finance. Planned completion date for corrective action plan: June 30, 2023

Categories

Allowable Costs / Cost Principles Significant Deficiency

Other Findings in this Audit

  • 28646 2022-001
    Material Weakness
  • 28647 2022-002
    Material Weakness
  • 28648 2022-001
    Material Weakness
  • 28649 2022-002
    Material Weakness
  • 28650 2022-001
    Material Weakness
  • 28651 2022-002
    Material Weakness
  • 28652 2022-001
    Material Weakness
  • 28653 2022-002
    Material Weakness
  • 28654 2022-001
    Material Weakness
  • 28655 2022-002
    Material Weakness
  • 28656 2022-001
    Material Weakness
  • 28657 2022-002
    Material Weakness
  • 28658 2022-003
    Significant Deficiency
  • 28659 2022-003
    Significant Deficiency
  • 28660 2022-003
    Significant Deficiency
  • 605088 2022-001
    Material Weakness
  • 605089 2022-002
    Material Weakness
  • 605090 2022-001
    Material Weakness
  • 605091 2022-002
    Material Weakness
  • 605092 2022-001
    Material Weakness
  • 605093 2022-002
    Material Weakness
  • 605094 2022-001
    Material Weakness
  • 605095 2022-002
    Material Weakness
  • 605096 2022-001
    Material Weakness
  • 605097 2022-002
    Material Weakness
  • 605098 2022-001
    Material Weakness
  • 605099 2022-002
    Material Weakness
  • 605100 2022-003
    Significant Deficiency
  • 605101 2022-003
    Significant Deficiency
  • 605102 2022-003
    Significant Deficiency
  • 605103 2022-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.027 Special Education_grants to States $6.94M
10.553 School Breakfast Program $2.86M
84.010 Title I Grants to Local Educational Agencies $2.38M
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $1.30M
21.027 Coronavirus State and Local Fiscal Recovery Funds $789,904
10.559 Summer Food Service Program for Children $510,808
84.367 Supporting Effective Instruction $503,264
10.555 National School Lunch Program $475,152
84.048 Career and Technical Education -- Basic Grants to States $345,838
84.424 Student Support and Academic Enrichment Program $312,546
84.365 English Language Acquisition State Grants $297,600
84.173 Special Education_preschool Grants $238,022
84.181 Special Education-Grants for Infants and Families $159,741
84.425 Education Stabilization Fund $89,096
84.002 Adult Education - Basic Grants to States $65,864
84.060 Indian Education_grants to Local Educational Agencies $60,947
21.019 Coronavirus Relief Fund $5,950