Finding 600491 (2022-001)

Significant Deficiency Repeat Finding
Requirement
E
Questioned Costs
$1
Year
2022
Accepted
2023-03-29

AI Summary

  • Core Issue: A student received more aid than allowed, violating federal loan limits.
  • Impacted Requirements: Compliance with 34 CFR 685.203(a) regarding loan amounts based on dependency and education status.
  • Recommended Follow-Up: Implement stronger policies and procedures to ensure accurate loan eligibility determinations.

Finding Text

2022-001 Federal Agency: Department of Education Federal Program Title: Federal Direct Loan Program Assistance Listing Number: 84.268 Award Period: July 1, 2021, through June 30, 2022 Type of Finding: Significant Deficiency in Internal Control over Compliance Criteria or specific requirement: The Code of Federal Regulations, 34 CFR 685.203(a) outlines the maximum subsidized and unsubsidized loan amounts for students based on their dependency status, year of education, and other factors. Condition: We identified 1 student that received aid more than their respective cost of attendance. Questioned costs: Known costs of approximately $7,312. Context: Instances of noncompliance noted above in our sample of 60 students tested. Cause: Consistent turnover in the financial aid office within recent years had likely led to a disconnect with regard to controls in place to appropriately package and review students' financial aid during this period. Effect: Potential incorrect awarding and unfulfilled financial need of students in similar circumstances. Repeat Finding: Yes ? 2021-002. Recommendation: We recommend that the University ensures they have appropriate policies and procedures, as well as safeguards in place to ensure loan eligibility is correctly determined. Views of responsible officials: There is no disagreement with the audit finding. Management has addressed their corrective action plan in a separately issued letter.

Categories

Questioned Costs Student Financial Aid Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties Eligibility Significant Deficiency

Other Findings in this Audit

  • 24049 2022-001
    Significant Deficiency Repeat
  • 24050 2022-002
    Material Weakness Repeat
  • 24051 2022-003
    Material Weakness Repeat
  • 24052 2022-004
    Material Weakness Repeat
  • 24053 2022-002
    Material Weakness Repeat
  • 24054 2022-003
    Material Weakness Repeat
  • 24055 2022-004
    Material Weakness Repeat
  • 24056 2022-002
    Material Weakness Repeat
  • 24057 2022-003
    Material Weakness Repeat
  • 24058 2022-004
    Material Weakness Repeat
  • 24059 2022-002
    Material Weakness Repeat
  • 24060 2022-003
    Material Weakness Repeat
  • 24061 2022-004
    Material Weakness Repeat
  • 600492 2022-002
    Material Weakness Repeat
  • 600493 2022-003
    Material Weakness Repeat
  • 600494 2022-004
    Material Weakness Repeat
  • 600495 2022-002
    Material Weakness Repeat
  • 600496 2022-003
    Material Weakness Repeat
  • 600497 2022-004
    Material Weakness Repeat
  • 600498 2022-002
    Material Weakness Repeat
  • 600499 2022-003
    Material Weakness Repeat
  • 600500 2022-004
    Material Weakness Repeat
  • 600501 2022-002
    Material Weakness Repeat
  • 600502 2022-003
    Material Weakness Repeat
  • 600503 2022-004
    Material Weakness Repeat

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $4.61M
84.063 Federal Pell Grant Program $2.25M
84.425 Education Stabilization Fund $1.95M
84.007 Federal Supplemental Educational Opportunity Grants $138,638
84.033 Federal Work-Study Program $18,144