Finding 592226 (2022-007)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2022
Accepted
2022-12-19

AI Summary

  • Core Issue: VEDA is not requiring borrowers to have or provide proof of workman’s compensation insurance as mandated by federal regulations.
  • Impacted Requirements: This oversight violates federal guidelines under the USDA’s Intermediary Relending Program, specifically regarding borrower insurance obligations.
  • Recommended Follow-up: Management should establish a process to ensure documentation of workman’s compensation insurance is requested and maintained for all borrowers.

Finding Text

Finding Number: 2022-007 Information on the Federal Program: Federal Agency: United States Department of Agriculture Program Name: Intermediary Relending Program CFDA: 10.767 Federal Award Year: 2022 Specific Requirement: In accordance with Subtitle B ? Regulations of Department of Agriculture, Chapter XLII ? Rural Business ? Cooperative Service and Rural Utilities Services, Department of Agriculture, Part 4271 Direct and Insured Loan Making, Subpart D Intermediary Relending Program, Subpart 4274.333 (a) (7)(ii), Workman?s compensation insurance on ultimate recipients (borrowers) is required in accordance with State law. Condition Found: We noted that VEDA does not require the borrowers to maintain appropriate workman?s compensation insurance, nor do they request documentation to verify that adequate coverage maintained. Context: We noted these conditions for all seven new loans that were entered into with Ultimate Recipients during the grant year Questioned Costs:None noted Cause and Effect: The Authority was aware of the requirement to obtain support that the borrower held appropriate workman?s compensation insurance, but they did not have a process to request or maintain these documents. As a result, there is a risk that a borrower does not have workman?s compensation insurance required under the federal guidelines. Repeat Finding, if Applicable: N/A Recommendation: We recommend that management implement a process to request and maintain the documentation to support that each borrower under the IRP has appropriate workman?s compensation insurance

Categories

Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 15782 2022-005
    Significant Deficiency
  • 15783 2022-006
    Significant Deficiency
  • 15784 2022-007
    Significant Deficiency
  • 592224 2022-005
    Significant Deficiency
  • 592225 2022-006
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
10.407 Farm Ownership Loans $34.02M
10.767 Intermediary Relending Program $16.62M
10.406 Farm Operating Loans $12.04M
10.768 Business and Industry Loans $8.12M
59.012 7(a) Loan Guarantees $4.57M