Finding 580807 (2023-004)

Material Weakness
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2023-12-14

AI Summary

  • Core Issue: The Commission lacks effective internal controls, leading to material weaknesses in compliance with Housing Quality Standards (HQS) inspections.
  • Impacted Requirements: The Commission failed to conduct timely annual inspections for 37 out of 40 tenant files, violating HUD regulations.
  • Recommended Follow-Up: Implement processes to ensure proper documentation and compliance with HQS inspection requirements moving forward.

Finding Text

Federal Agency: U.S. Department of Housing and Urban Development Federal Program Title: Section 8 Project-Based Cluster Assistance Listing Number: 14.195/14.856 Federal Award Identification Number and Year: MD004 (various funding increments active during period 7/1/22 - 6/30/23) Award Period: July 1, 2022 through June 30, 2023 Type of Finding:  Material Weakness in Internal Control over Compliance.  Material Noncompliance (Modified Opinion) Criteria: PHA must inspect the unit leased to a family at least annually to determine if the unit meets Housing Quality Standards (HQS). The PHA must prepare a unit inspection report (24 CFR sections 880.612, 881.601, 882.516, 882.808(n), 883.701, 884.217, 886.123, and 886.323).). Condition: During our testing, we noted the Commission did not have adequate internal controls designed to ensure that HQS requirements were being met. As a result, inspections were not completed timely or at all. Questioned costs: Unknown Context: Testing of 40 HCVP tenant files for annual inspection standards revealed the following exceptions: - 4 files did not have an annual inspection that was completed within the 12-month fiscal period. - 33 files did not have a previous or subsequent inspection performed to verify the Commission is performing inspection on an annual basis. Cause: The Commission does not have controls in place to ensure it is meeting HQS inspection requirements set by HUD. Effect: The Commission is not in compliance with program requirements over HQS inspections. Repeat Finding: Yes. Recommendation: The Commission should implement processes to ensure that all proper documentation is being maintained for inspections of tenant residences. View of Responsible Officials: There is no disagreement with the audit finding.

Categories

HUD Housing Programs Material Weakness Internal Control / Segregation of Duties

Other Findings in this Audit

  • 4356 2023-001
    Significant Deficiency
  • 4357 2023-001
    Significant Deficiency
  • 4358 2023-001
    Significant Deficiency
  • 4359 2023-002
    Material Weakness Repeat
  • 4360 2023-002
    Material Weakness Repeat
  • 4361 2023-002
    Material Weakness Repeat
  • 4362 2023-003
    Significant Deficiency Repeat
  • 4363 2023-003
    Significant Deficiency Repeat
  • 4364 2023-004
    Material Weakness
  • 4365 2023-004
    Material Weakness
  • 4366 2023-005
    Significant Deficiency
  • 4367 2023-005
    Significant Deficiency
  • 4368 2023-006
    Significant Deficiency
  • 4369 2023-006
    Significant Deficiency
  • 580798 2023-001
    Significant Deficiency
  • 580799 2023-001
    Significant Deficiency
  • 580800 2023-001
    Significant Deficiency
  • 580801 2023-002
    Material Weakness Repeat
  • 580802 2023-002
    Material Weakness Repeat
  • 580803 2023-002
    Material Weakness Repeat
  • 580804 2023-003
    Significant Deficiency Repeat
  • 580805 2023-003
    Significant Deficiency Repeat
  • 580806 2023-004
    Material Weakness
  • 580808 2023-005
    Significant Deficiency
  • 580809 2023-005
    Significant Deficiency
  • 580810 2023-006
    Significant Deficiency
  • 580811 2023-006
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.188 Housing Finance Agencies (hfa) Risk Sharing $319.67M
14.267 Continuum of Care Program $4.33M
14.195 Section 8 Housing Assistance Payments Program $3.90M
14.871 Section 8 Housing Choice Vouchers $1.86M
14.879 Mainstream Vouchers $1.78M
93.086 Healthy Marriage Promotion and Responsible Fatherhood Grants $789,489
14.269 Hurricane Sandy Community Development Block Grant Disaster Recovery Grants (cdbg-Dr) $760,068
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $680,147
14.856 Lower Income Housing Assistance Program_section 8 Moderate Rehabilitation $415,659
14.896 Family Self-Sufficiency Program $316,658
93.045 Special Programs for the Aging_title Iii, Part C_nutrition Services $18,843