Finding 5698 (2023-001)

Significant Deficiency
Requirement
AB
Questioned Costs
-
Year
2023
Accepted
2023-12-20

AI Summary

  • Core Issue: Some reimbursement requests included costs that are not eligible for funding.
  • Impacted Requirements: Only eligible costs should be submitted for reimbursement, but discrepancies were found between invoices and supporting documentation.
  • Recommended Follow-Up: Have an independent review of all reimbursement amounts before submission to ensure accuracy.

Finding Text

Finding 2023-001 – major program FAL 21.027 Coronavirus State and Local Fiscal Recovery Funds . Criteria: Only eligible costs should be submitted for reimbursement.Condition: Certain amounts to be submitted for reimbursement did not agree to supporting documentation. Cause: In some instances, the total amount of an invoice will not be reimbursable. When this occurs, care is given by Cooperative personnel to separate the amounts included in the invoice total between reimbursable and non-reimbursable costs. In some instances, the total invoice amounts were input for reimbursement rather than only the reimbursable amounts. Effect: Some costs to be submitted for reimbursement included non-reimbursable amounts. Recommendation: We suggest review be made of all amounts input for reimbursement by someone independent of the preparation process. Management Response – Management’s response is included in Management’s Corrective Action Plan located on page 41.

Corrective Action Plan

Acknowledgment of Finding: Meriwether Lewis Electric Cooperative acknowledges the audit finding regarding the internal control over costs to be submitted for reimbursement. Cause and Intent: The clerical errors leading to this discrepancy were unintended and stemmed from the retrospective review and abundance of invoices related prior to receiving the grant contract. Much of this project covered within the grant contract was completed prior to receipt of the contract. These errors were solely attributable to clerical oversight and had no intentional misrepresentation or malpractice. The retrospective nature of gathering a substantial volume of invoices over an extended period resulted in inadvertent mistakes in cost allocation. Corrective Action Taken: In response to the audit finding, Meriwether Lewis Electric Cooperative has taken corrective action. This includes: a. Review and Rectification- Once an amount was identified, a review of all invoices and related documentation has been conducted to identify and rectify any clerical inaccuracies that could have resulted in ineligible costs. b. Reconciliation and Adjustment- Misallocated costs identified during the review have been excluded. c. Enhanced Controls- Strengthened controls and oversight measures have been implemented within the reimbursement preparation process to prevent future errors. Mitigating Measures: While the errors resulted in a misallocation of costs, the overall financial impact on the grant reimbursement remains mitigated. The corrective actions taken promptly rectified the issues, ensuring compliance with federal regulations and the accurate allocation of costs related to the project. Commitment to Continuous Improvement: Meriwether Lewis Electric Cooperative remains committed to maintaining the highest standards of compliance and integrity in financial reporting. The Cooperative is dedicated to ongoing training, process and procedure improvements and strengthen controls to prevent future errors. Timeline and Accountability: The corrective action plan is anticipated to be effective within the next fiscal year. The Cooperative President & CEO is responsible for oversight of organizational policies and procedures.Conclusion: Meriwether Lewis Electric Cooperative strives for transparency, honesty and integrity within financial reporting and adherence to federal guidelines.

Categories

Cash Management

Other Findings in this Audit

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $4.05M
97.036 Disaster Grants - Public Assistance (presidentially Declared Disasters) $559,209
32.002 Universal Service Fund - High Cost $118,363