Finding 525263 (2023-002)

Material Weakness Repeat Finding
Requirement
B
Questioned Costs
$1
Year
2023
Accepted
2025-03-03

AI Summary

  • Core Issue: Inadequate internal controls over expenses led to missing documentation for some expenditures in the Child Care and Development Block Grant program.
  • Impacted Requirements: Management must ensure all expenditures are supported by proper documentation to verify their legitimacy.
  • Recommended Follow-Up: Review and strengthen internal controls to ensure all expenses are documented and compliant with program requirements.

Finding Text

Criteria or Specific Requirement – Management is required to ensure that there are sufficient internal controls in place over expenses charged to the program. This includes internal controls that ensure that expenditures are verifiable with adequate supporting documentation. Conditions – Documentation for certain expenditures was not maintained to support the expenditures charged to the Child Care and Development Block Grant program. Context – During our testing of allowable costs and activities, we sampled thirteen non-payroll expenditures totaling $20,257. The total population of non-payroll expenditures charged to the program was $422,829. In our sample, we found that two selections of expenditures totaling $1,373 did not have adequate supporting documentation on file. In the same sample, we also identified one expenditure totaling $2,345 which may be unallowable and is reported as a separate finding (see finding 2023-003). Cause – Supporting documentation was not consistently maintained. Effect – Unallowable costs may have been charged to the program.

Corrective Action Plan

Recommendation – We recommend that management ensure that supporting documentation for expenses charged to federal programs be maintained to ensure future compliance with applicable federal cost rules. Views of Responsible Officials and Planned Corrective Actions – Expense documentation will be maintained to support expenses in the future.

Categories

Questioned Costs Allowable Costs / Cost Principles

Other Findings in this Audit

  • 525262 2023-001
    Material Weakness
  • 525264 2023-003
    Material Weakness Repeat
  • 525265 2023-004
    Material Weakness
  • 525266 2023-005
    Material Weakness
  • 525267 2023-006
    Material Weakness
  • 525268 2023-007
    Material Weakness
  • 1101704 2023-001
    Material Weakness
  • 1101705 2023-002
    Material Weakness Repeat
  • 1101706 2023-003
    Material Weakness Repeat
  • 1101707 2023-004
    Material Weakness
  • 1101708 2023-005
    Material Weakness
  • 1101709 2023-006
    Material Weakness
  • 1101710 2023-007
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $993,207
93.575 Child Care and Development Block Grant $541,441
84.425D Education Stabilization Fund $114,776