Finding 513241 (2021-007)

Material Weakness Repeat Finding
Requirement
N
Questioned Costs
$1
Year
2021
Accepted
2024-12-05
Audit: 331185
Organization: Republic of Palau (PW)

AI Summary

  • Core Issue: Health centers are not applying the sliding fee discount schedule correctly, leading to improper billing for 95% of invoices tested.
  • Impacted Requirements: The current billing practices violate federal requirements for adjusting fees based on patients' income and family size.
  • Recommended Follow-Up: Implement policies to ensure sliding fee discounts are based on family income and size, as required.

Finding Text

Finding No.: 2021-007 Federal Agency: U.S. Department of Health and Human Services AL Program: 93.224 Health Center Program Federal Award No.: 3 H80CS02467-34-02, 6 H80CS02467-34-03, 3 H80CS02467-34-04, 2 H80CS02467-34-00, 1 H8DCS36516-01-00, 1 H8ECS37981-01-00, 6 H80CS02467-35-02, 6 H80CS02467-35-03, 1 H8CCS34824-01-00 1 H8FCS41190-01-00, 6 H80CS02467-36-08, 5 H80CS02467-36-00 Area: Special Tests and Provisions – Sliding Fee Discounts Questioned Costs: $1,209 Criteria: In accordance with applicable special tests and provisions requirements for sliding fee discounts, health centers must prepare and apply a sliding fee discount schedule (SFDS) so that the amounts owed for health center services by eligible patients are adjusted (discounted) based on the patient’s ability to pay. Condition: For 57 (or 95%) of 60 invoices tested, aggregating $1,569 of $973,460 in total billed amount, patients were not properly billed based on the SFDS. Family income and size are not determining factors when patient services are provided. The discounts were applied and determined based on whether the patient is a resident or a nonresident, tourist or non-tourist, with insurance or none, senior citizen, and behavioral health patient. No. Hospital No. Invoice Number Bill Charge Audit Calculation Overbilled / (Underbilled) 1 30639 674345 $18 $5 $13 2 17749 650946 18 5 13 3 51658 679220 9 – 9 4 87762 653008 21 5 16 5 20033 649309 68 15 53 6 100337 634472 44 10 34 7 39547 643820 17 – 17 8 2603 642508 2 – 2 9 25719 650848 19 10 9 10 23159 665988 2 – 2 11 192 645642 5 – 5 12 104165 668724 20 – 20 13 4785 641898 45 56 (11) 14 14760 658001 $42 $5 $37 15 117589 673704 34 – 34 16 11149 662247 23 10 13 17 57317 666221 5 – 5 18 3139 670270 2 – 2 19 102258 648154 49 15 34 20 95374 662894 55 5 50 21 13731 633477 123 6 117 22 68287 678980 31 5 26 23 45549 649513 5 – 5 24 114000 683812 16 5 11 25 68281 686013 128 – 128 26 42808 695258 44 10 34 27 84611 689021 47 6 41 28 3492 641733 6 5 1 29 42764 675271 13 - 13 30 23943 664656 8 5 3 31 31580 692356 44 31 13 32 42028 655072 9 – 9 33 48835 685960 7 5 2 34 4467 685896 49 18 31 35 14833 678083 8 – 8 36 24584 664517 9 – 9 37 119191 630403 31 – 31 38 31215 645644 51 6 45 39 50445 677256 14 5 9 40 100140 632085 67 10 57 41 5571 673304 3 – 3 42 114601 647495 $24 $15 $9 43 24388 660339 10 5 5 44 3561 690511 4 – 4 45 112788 668194 5 – 5 46 91850 690014 58 – 58 47 65395 630750 8 5 3 48 15720 670735 21 – 21 49 10658 694876 22 16 6 50 7384 638162 15 10 5 51 58429 678081 34 12 22 52 83643 666947 20 – 20 53 11259 685649 66 – 66 54 27698 655658 14 – 14 55 11867 675837 11 10 1 56 17370 676270 14 5 9 57 4906 666942 32 24 8 Total: $1,569 $360 $1,209 Cause: Republic of Palau Public Law (RPPL) 7-13 Section 19, which amends RPPL 5-7, requires Palauan citizens and their spouses to be charged hospital fees at a subsidized rate compared to non-Palauans. Accordingly, the Ministry of Health implemented its sliding fee schedule policy in 2006 in accordance with RPPL 7-13. The community health centers program adopted its fee schedule policy based on income and family size. However, this policy cannot be implemented without the support of the Olbiil era Kelulau (National Congress). Effect: The Republic is in noncompliance with applicable special tests and provisions requirements for sliding fee discounts. The reportable questioned cost is $1,209. Identification as a Repeat Finding: Finding 2020-005 issued by the predecessor auditor. Recommendation: We recommend that the Republic implement policies related to the sliding fee discount based on family income and size, in accordance with the aforementioned criteria. Views of Responsible Officials: The Republic’s Corrective Action Plan does not indicate disagreement and provides planned corrective action.

Corrective Action Plan

2021-007 MHHS management concurs with finding and are working to change the conflicting law regarding the sliding fee On-going Sherilynn Madraisau Director Bureau of Public Health & Human Services Contact: 680-488-2552 Email: Sherilynn.madraisau@palauhealth.org

Categories

Questioned Costs Special Tests & Provisions

Other Findings in this Audit

  • 513237 2021-003
    Material Weakness
  • 513238 2021-004
    Significant Deficiency
  • 513239 2021-005
    Material Weakness
  • 513240 2021-006
    Significant Deficiency
  • 513242 2021-008
    Significant Deficiency
  • 1089679 2021-003
    Material Weakness
  • 1089680 2021-004
    Significant Deficiency
  • 1089681 2021-005
    Material Weakness
  • 1089682 2021-006
    Significant Deficiency
  • 1089683 2021-007
    Material Weakness Repeat
  • 1089684 2021-008
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
17.225 Unemployment Insurance $16.21M
20.106 Airport Improvement Program, Covid-19 Airports Programs, and Infrastructure Investment and Jobs Act Programs $3.41M
93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (elc) $1.18M
93.224 Community Health Centers $1.11M
84.027 Special Education Grants to States $1.07M
93.498 Provider Relief Fund and American Rescue Plan (arp) Rural Distribution $951,612
12.U00 Maritime Domain Awareness Radars $883,200
93.898 Cancer Prevention and Control Programs for State, Territorial and Tribal Organizations $881,358
93.268 Immunization Cooperative Agreements $862,040
84.256 Territories and Freely Associated States Education Grant Program $739,210
11.460 Special Oceanic and Atmospheric Projects $641,624
93.116 Project Grants and Cooperative Agreements for Tuberculosis Control Programs $370,344
93.243 Substance Abuse and Mental Health Services Projects of Regional and National Significance $368,303
93.069 Public Health Emergency Preparedness $304,241
93.889 National Bioterrorism Hospital Preparedness Program $288,139
93.354 Public Health Emergency Response: Cooperative Agreement for Emergency Response: Public Health Crisis Response $193,771
17.278 Wioa Dislocated Worker Formula Grants $177,030
93.217 Family Planning Services $174,995
84.048 Career and Technical Education -- Basic Grants to States $171,191
93.251 Universal Newborn Hearing and Screening $142,414
17.259 Wioa Youth Activities $141,249
93.092 Affordable Care Act (aca) Personal Responsibility Education Program $137,757
93.994 Maternal and Child Health Services Block Grant to the States $116,202
93.945 Assistance Programs for Chronic Disease Prevention and Control $83,315
93.377 Prevention and Control of Chronic Disease and Associated Risk Factors in the U.s. Affiliated Pacific Islands, U.s. Virgin Islands, and P. R. $70,798
45.310 Grants to States $68,225
93.421 Strengthening Public Health Systems and Services Through National Partnerships to Improve and Protect the Nation�s Health $67,437
93.127 Emergency Medical Services for Children $64,963
17.258 Wioa Adult Program $51,160
84.002 Adult Education - Basic Grants to States $39,911
93.110 Maternal and Child Health Federal Consolidated Programs $38,988
10.766 Community Facilities Loans and Grants $38,444
93.991 Preventive Health and Health Services Block Grant $25,240
93.283 Centers for Disease Control and Prevention Investigations and Technical Assistance $18,118
93.261 Scaling the National Diabetes Prevention Program to Priority Populations $8,385
93.788 Opioid Str $5,233
93.959 Block Grants for Prevention and Treatment of Substance Abuse $4,243
93.958 Block Grants for Community Mental Health Services $3,898
93.917 Hiv Care Formula Grants $3,178
15.875 Economic, Social, and Political Development of the Territories $-15.00M