Finding 497543 (2023-004)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-09-20
Audit: 320276
Organization: Rj Gordon (LA)
Auditor: Wharton CPA LLC

AI Summary

  • Issue: The Project failed to make timely monthly deposits into the reserve fund from January to November 2023.
  • Requirements Impacted: This violates the Regulatory Agreement, which mandates monthly deposits into a separate reserve account.
  • Follow-Up: Ensure the Property makes all required deposits on time and in the correct amounts moving forward.

Finding Text

2023-4 Reserve for Replacement Deposits Not Made Timely or Not at All Condition: The Project did not make the required deposit into the bank account on a monthly basis. Deposits made from January 2023 through May 2023 were underfunded; however, were caught up in June 2023. Additionally, deposits for the month of September 2023 and November 2023 were not made; however, were caught up in December 2023. Criteria: According to the Regulatory Agreement, “mortgagor will establish and maintain a reserve fund for replacements in a separate account in a bank…Concurrently with the effective commencement of rental assistance payments under the HAP Contract, the Mortgagor will deposit an amount…per month unless a different date or amount is approved in writing by HUD”. Cause: The cause is undeterminable. Effect: The Project is not in compliance with the Regulatory Agreement. The cash balance was overstated by $1,073 related to deposits that were never made to this account. The balance was corrected during the audit. Recommendation: I recommend the Property make the required monthly deposits at the correct amount according to the Regulatory Agreement.

Corrective Action Plan

In October 2023, management was notified by the banking institution of fraudulent activities that had taken place with some of the Reserve for Replacement accounts held at their institution. The banking institution closed all accounts and restricted all routine depository activity. When the new accounts were established, all required deposits for 2023, including the adjustment for the increase in the monthly deposit amount, were made.

Categories

HUD Housing Programs

Other Findings in this Audit

  • 497540 2023-001
    Significant Deficiency
  • 497541 2023-002
    Significant Deficiency
  • 497542 2023-003
    Significant Deficiency
  • 497544 2023-005
    Significant Deficiency
  • 1073982 2023-001
    Significant Deficiency
  • 1073983 2023-002
    Significant Deficiency
  • 1073984 2023-003
    Significant Deficiency
  • 1073985 2023-004
    Significant Deficiency
  • 1073986 2023-005
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.157 Supportive Housing for the Elderly $581,949
14.195 Section 8 Housing Assistance Payments Program $275,848