Finding 485983 (2023-002)

Significant Deficiency
Requirement
P
Questioned Costs
-
Year
2023
Accepted
2024-09-06
Audit: 318702
Organization: City of Quincy, Illinois (IL)

AI Summary

  • Core Issue: Material journal entries were needed to accurately reflect the City’s financial statements.
  • Impacted Requirements: Internal controls must ensure regular and accurate recording of journal entries for proper financial reporting.
  • Recommended Follow-Up: The City should enhance internal controls and review year-end adjustments to minimize necessary entries before audits.

Finding Text

Finding 2023-002: Material Journal Entries Condition: During audit fieldwork, our testing resulted in material journal entries to be posted in order to properly state the City’s financial statements. Criteria: A good system of internal controls would provide for accurate recording of necessary journal entries on a regular basis in order to provide for accurate financial reporting. Cause: Year-end accrual entries along with correcting entries to properly reclassify necessary revenues and expenses into the proper ledger accounts were required in order to accurately present the City’s financial statements. Effect: Material adjustments to the City’s ledger accounts were required to properly state the City’s financial statements as of fiscal year ended April 30, 2023. Recommendation: We recommend that the City implement effective internal controls in order to provide an accurate assessment of reporting requirements for year-end accruals and deferrals and necessary reclassification adjustment for proper classification in the City’s financial statements. Corrective Action Plan: The City Comptroller, along with staff, will review year-end adjustments as part of the audit preparation process and work to reduce the number of entries proposed by the auditors and prepare fully adjusted financial statements prior to audit fieldwork

Corrective Action Plan

Finding 2023-002: Material Journal Entries Condition: During audit fieldwork, our testing resulted in material journal entries to be posted to properly state the City’s financial statements. Plan: The City Comptroller, along with staff, will review year-end adjustments as part of the audit preparation process and work to reduce the number of entries proposed by the auditors and prepare fully adjusted financial statements prior to audit fieldwork Anticipated Date of Completion: Fiscal Year Ending April 30, 2024

Categories

Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 485982 2023-001
    Material Weakness
  • 485984 2023-003
    Significant Deficiency Repeat
  • 485985 2023-004
    Significant Deficiency
  • 1062424 2023-001
    Material Weakness
  • 1062425 2023-002
    Significant Deficiency
  • 1062426 2023-003
    Significant Deficiency Repeat
  • 1062427 2023-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $2.72M
20.509 Formula Grants for Rural Areas and Tribal Transit Program $274,802
20.106 Airport Improvement Program $189,028
16.710 Public Safety Partnership and Community Policing Grants $32,273
16.738 Edward Byrne Memorial Justice Assistance Grant Program $16,041
20.600 State and Community Highway Safety $14,674
97.067 Homeland Security Grant Program $5,449