Finding 485982 (2023-001)

Material Weakness
Requirement
P
Questioned Costs
-
Year
2023
Accepted
2024-09-06
Audit: 318702
Organization: City of Quincy, Illinois (IL)

AI Summary

  • Core Issue: The City had to restate its fund balance due to missing prior year accruals and deferrals related to property taxes and other accounts.
  • Impacted Requirements: Accurate internal controls are needed for regular recording of accruals and deferrals to ensure proper financial reporting.
  • Recommended Follow-Up: Implement stronger internal controls and conduct monthly reviews of financial statements to ensure timely and accurate reporting before audits.

Finding Text

Finding 2023-001: Restatement to Fund Balance Condition: During audit fieldwork, our testing resulted in a restatement of fund balance in order to correct prior year accruals and deferrals related to property taxes, accounts payable, grant receivables, etc. that were not included on the unadjusted trial balances. Criteria: A good system of internal controls would provide for accurate recording of accruals and deferrals on a regular basis in order to provide for accurate financial reporting. Cause: Year-end entries related to property taxes, accounts payable, grant receivables, etc. were required in order to accurately present the City’s financial statements. Effect: A material adjustment to the City’s beginning fund balance was required to properly state the City’s prior year end accruals and deferrals. Recommendation: We recommend that the City implement effective internal controls in order to provide an accurate assessment of reporting requirements for year-end accruals and deferrals. This implementation of improved controls would result in the appropriate recognition of financial reporting requirements. Corrective Action Plan: The City should implement internal controls to properly record necessary accruals and deferrals on a timely basis prior to audit fieldwork. Additionally, the City Comptroller should provide monthly reviews of the financial statements.

Corrective Action Plan

Finding 2023-001: Restatement to Fund Balance Condition: During audit fieldwork, our testing resulted in a restatement of fund balance to correct prior year accruals and deferrals related to property taxes, accounts payable, grant receivables, etc. that were not included on the unadjusted trial balances Plan: The City will implement internal controls to properly record necessary accruals and deferrals on a timely basis prior to audit fieldwork. Additionally, the City Comptroller should provide monthly reviews of the financial statements Anticipated Date of Completion: Fiscal Year Ending April 30, 2024

Categories

Cash Management Reporting Internal Control / Segregation of Duties

Other Findings in this Audit

  • 485983 2023-002
    Significant Deficiency
  • 485984 2023-003
    Significant Deficiency Repeat
  • 485985 2023-004
    Significant Deficiency
  • 1062424 2023-001
    Material Weakness
  • 1062425 2023-002
    Significant Deficiency
  • 1062426 2023-003
    Significant Deficiency Repeat
  • 1062427 2023-004
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
21.027 Coronavirus State and Local Fiscal Recovery Funds $2.72M
20.509 Formula Grants for Rural Areas and Tribal Transit Program $274,802
20.106 Airport Improvement Program $189,028
16.710 Public Safety Partnership and Community Policing Grants $32,273
16.738 Edward Byrne Memorial Justice Assistance Grant Program $16,041
20.600 State and Community Highway Safety $14,674
97.067 Homeland Security Grant Program $5,449