Finding 479054 (2023-001)

Significant Deficiency
Requirement
E
Questioned Costs
-
Year
2023
Accepted
2024-07-22

AI Summary

  • Core Issue: Two clients were found to be over the age limit for the Transitional Living for Homeless Youth program.
  • Impacted Requirements: Clients must meet specific age eligibility criteria to receive services.
  • Recommended Follow-Up: Implement controls to verify client eligibility, including age checks at enrollment and regular reviews of ongoing clients.

Finding Text

2023 – 001 Federal Agency: Department of Health and Human Services Federal Program Title: Transitional Living for Homeless Youth Federal Assistance Listing Number: 93.550 Pass-Through Agency: N/A Pass-Through Number(s): N/A Award Period: 9/30/23-9/29/24 and 9/30/22-9/29/23 Type of Finding: • Significant Deficiency in Internal Control over Compliance and Other Matters Criteria or Specific Requirement: Clients must be under a certain age to be eligible for services. Condition: During the audit, it was discovered that two clients were over the age limit to be considered eligible for the program. Questioned Costs: N/A Context: The program is designed to provide services to clients who meet certain eligibility requirements, including age limits. Cause: The Organization did not have adequate controls in place to ensure that clients met the eligibility requirements before being enrolled in the program. Effect: The Organization provided services to clients who were not eligible. Repeat Finding: No Recommendation: It is recommended that the Organization implement controls to ensure that clients meet the eligibility requirements before being enrolled in the program. This could include verifying age at the time of enrollment and periodically re-verifying eligibility for ongoing clients. Additionally, the Organization should review its policies and procedures to ensure that they are in compliance with program requirements and make any necessary updates. Views of Responsible Officials: There is no disagreement with the audit finding.

Corrective Action Plan

Transitional Living for Homeless Youth – Assistance Listing No. 93.550 Recommendation: It is recommended that the Organization implement controls to ensure that clients meet eligibility requirements before being enrolled in the program. This could include verifying age at the time of enrollment and periodically re-verifying eligibility for on-going clients. Additionally, the Organization should review its policies and procedures to ensure that they are in compliance with program requirements and make any necessary updates. Explanation of disagreement with audit finding: There is no disagreement with the audit finding. Action taken in response to finding: Clearly define eligibility requirements for staff conducting intakes, along with the intake process. Staff and Program Director will reverify eligibility when doing check requests. Two opportunities will be provided for staff each year to revisit eligibility requirements and to provide staff with refresher training. Intake Process: At the time of intake into the program, client’s will be asked for their driver’s license, state ID, permit, tribal ID, or birth certificate. If the client doesn't have any Identification, staff will calculate the client's age using the client's reported date of birth. Staff will then attempt to help the client secure personal vital documents and add copies to the client file for verification. The Program Director will also verify eligibility. Training: Staff to be trained in the spring and fall of each year to revisit eligibility requirements, intake processes, along with agency core values, mission and vision. Name(s) of the contact person(s) responsible for corrective action: Elena Guerra, EYS Program Director Planned completion date for corrective action plan: • Clearly define eligibility requirements for staff by July 1, 2024. • Host trainings by September 30, 2024, and March 31, 2025. • Verify eligibility for new clients and current clients on an ongoing basis.

Categories

Eligibility Significant Deficiency Internal Control / Segregation of Duties

Other Findings in this Audit

  • 479055 2023-002
    Material Weakness
  • 479056 2023-003
    Material Weakness
  • 1055496 2023-001
    Significant Deficiency
  • 1055497 2023-002
    Material Weakness
  • 1055498 2023-003
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
93.550 Transitional Living for Homeless Youth $291,450
93.674 John H. Chafee Foster Care Program for Successful Transition to Adulthood $271,784
93.623 Basic Center Grant $215,531
93.557 Education and Prevention Grants to Reduce Sexual Abuse of Runaway, Homeless and Street Youth $151,212
16.575 Crime Victim Assistance $136,357
93.092 Affordable Care Act (aca) Personal Responsibility Education Program $86,560
14.235 Supportive Housing Program $86,012
21.019 Coronavirus Relief Fund $18,344
97.024 Emergency Food and Shelter National Board Program $4,089
21.027 Coronavirus State and Local Fiscal Recovery Funds $4,050