Finding 43953 (2022-005)

Significant Deficiency
Requirement
A
Questioned Costs
$1
Year
2022
Accepted
2023-08-08

AI Summary

  • Core Issue: There were significant financial management deficiencies, including unauthorized payments and lack of vendor approval.
  • Impacted Requirements: Compliance with USDA guidelines and federal regulations regarding budget approvals and allowable expenses was not met.
  • Recommended Follow-Up: Anita Moreau should clarify the use of funds, establish proper approval processes, and reimburse the organization for questioned costs.

Finding Text

Finding No. 2022-005: Significant Deficiency - Administrative financial $20,228 review Condition: During the Texas Department of Agriculture (TDA) audit in January 2022, TDA noted Anita Moreau received a PPP loan in 2020, paid an employee more than was authorized in the budget and did not get approval for a vendor in their budget. Criteria: In compliance with USDA FNS Instruction 796-2, Rev 4., Section VIII, Part D; Section 7400 "Nonprofit food Service" of CCC/ADC/At-Risk Handbooks; 2 CFR 200.404 & 405, the sponsor must seek approval for all vendors and pay vendors what has been approved per budget. Cause: During the review, TDA sampled expenses to ensure they were necessary, reasonable and allowable. Effect: For expenses tested, TDA noted for 2020 Anita Moreau received a PPP Loan for payroll expenses, in 2021 Anita Moreau overpaid an employee $500 and a vendor was not included in budget. Recommendation: TDA recommends Anita Moreau to provide a detailed explanation of the circumstances around the funds used for program purposes; develop and implement processes and procedures to ensure all costs are properly categorized and disclosed and approvals are appropriately requested; and reimburse the Organization for the amount of questioned costs above.

Corrective Action Plan

Views of Responsible Officials and Planned Corrective Actions: Anita Moreau has implemented policies to ensure all costs are properly authorized and approved by TDA. Anita Moreau has repaid the $20,228 on December 28, 2022. On February 3, 2023, TDA reviewed the Corrective Action Plan provided by Anita Moreau and has concluded its review.

Categories

Questioned Costs Allowable Costs / Cost Principles Significant Deficiency Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 43949 2022-001
    Significant Deficiency
  • 43950 2022-002
    Significant Deficiency
  • 43951 2022-003
    Significant Deficiency
  • 43952 2022-004
    Significant Deficiency
  • 620391 2022-001
    Significant Deficiency
  • 620392 2022-002
    Significant Deficiency
  • 620393 2022-003
    Significant Deficiency
  • 620394 2022-004
    Significant Deficiency
  • 620395 2022-005
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
10.558 Child and Adult Care Food Program $7.86M