Finding 421521 (2022-006)

Material Weakness
Requirement
E
Questioned Costs
-
Year
2022
Accepted
2023-04-09

AI Summary

  • Core Issue: The School Corporation lacked an effective internal control system to ensure compliance with Title I grant eligibility requirements.
  • Impacted Requirements: Compliance with 2 CFR 200.303 regarding internal controls over federal awards was not met, risking noncompliance with grant agreements.
  • Recommended Follow-Up: Management should implement a robust internal control system to ensure ongoing compliance with grant eligibility requirements.

Finding Text

FINDING 2022-006Subject: Title I Grants to Local Educational Agencies - EligibilityFederal Agency: Department of EducationFederal Program: Title I Grants to Local Educational AgenciesAssistance Listings Number: 84.010Federal Award Numbers and Years (or Other Identifying Numbers): FY18, FY19, FY20, FY21Pass-Through Entity: Indiana Department of EducationCompliance Requirement: EligibilityAudit Finding: Material WeaknessCondition and ContextAn effective internal control system was not in place at the School Corporation to ensurecompliance with requirements related to the grant agreement and the Eligibility compliance requirement.Eligibility for Title I funding for the School Corporation was determined through the Textbook RentalApplication process. During the audit period, one employee entered the determinations in the SchoolDistrict's software system by uploading Direct Certification reports from the state or manually enteringTextbook Rental Assistance Applications into the software system. There was not a documented oversightor review process in place to prevent, or detect and correct, errors.The lack of internal controls was a systemic issue throughout the audit period.Criteria2 CFR 200.303 states in part:"The Non-Federal entity must:(a) Establish and maintain effective internal control over the Federal award that providesreasonable assurance that the non-Federal entity is managing the Federal award incompliance with Federal statutes, regulations, and the terms and conditions of the Federalaward. These internal controls should be in compliance with guidance in 'Standards forInternal Control in the Federal Government' issued by the Comptroller General of theUnited States or the 'Internal Control Integrated Framework', issued by the Committee ofSponsoring Organizations of the Treadway Commission (COSO). . . ."INDIANA STATE BOARD OF ACCOUNTS26BLACKFORD COUNTY SCHOOLSSCHEDULE OF FINDINGS AND QUESTIONED COSTS(Continued)CauseManagement had not designed or implemented an effective system of internal controls that wouldhave ensured compliance with the grant agreement and the Eligibility compliance requirement.EffectThe failure to establish an effective system of internal controls placed the School Corporation atrisk of noncompliance with the grant agreement and the Eligibility compliance requirement.Questioned CostsThere were no questioned costs identified.RecommendationWe recommended that the School Corporation's management establish a system of internal controlsto ensure compliance with the grant agreement and the Eligibility compliance requirement.Views of Responsible OfficialsFor the views of responsible officials, refer to the Corrective Action Plan that is part of this report.

Categories

Matching / Level of Effort / Earmarking Internal Control / Segregation of Duties Subrecipient Monitoring Eligibility Material Weakness

Other Findings in this Audit

  • 421492 2022-003
    Material Weakness
  • 421493 2022-004
    Material Weakness
  • 421494 2022-005
    Material Weakness Repeat
  • 421495 2022-003
    Material Weakness
  • 421496 2022-004
    Material Weakness
  • 421497 2022-005
    Material Weakness Repeat
  • 421498 2022-003
    Material Weakness
  • 421499 2022-004
    Material Weakness
  • 421500 2022-005
    Material Weakness Repeat
  • 421501 2022-003
    Material Weakness
  • 421502 2022-004
    Material Weakness
  • 421503 2022-005
    Material Weakness Repeat
  • 421504 2022-003
    Material Weakness
  • 421505 2022-004
    Material Weakness
  • 421506 2022-005
    Material Weakness Repeat
  • 421507 2022-003
    Material Weakness
  • 421508 2022-004
    Material Weakness
  • 421509 2022-005
    Material Weakness Repeat
  • 421510 2022-003
    Material Weakness
  • 421511 2022-004
    Material Weakness
  • 421512 2022-005
    Material Weakness Repeat
  • 421513 2022-003
    Material Weakness
  • 421514 2022-004
    Material Weakness
  • 421515 2022-005
    Material Weakness Repeat
  • 421516 2022-003
    Material Weakness
  • 421517 2022-004
    Material Weakness
  • 421518 2022-005
    Material Weakness Repeat
  • 421519 2022-006
    Material Weakness
  • 421520 2022-007
    Material Weakness
  • 421522 2022-007
    Material Weakness
  • 421523 2022-008
    Material Weakness
  • 421524 2022-010
    Material Weakness
  • 421525 2022-008
    Material Weakness
  • 421526 2022-008
    Material Weakness
  • 421527 2022-009
    Material Weakness
  • 421528 2022-010
    Material Weakness
  • 421529 2022-010
    Material Weakness
  • 421530 2022-008
    Material Weakness
  • 421531 2022-010
    Material Weakness
  • 997934 2022-003
    Material Weakness
  • 997935 2022-004
    Material Weakness
  • 997936 2022-005
    Material Weakness Repeat
  • 997937 2022-003
    Material Weakness
  • 997938 2022-004
    Material Weakness
  • 997939 2022-005
    Material Weakness Repeat
  • 997940 2022-003
    Material Weakness
  • 997941 2022-004
    Material Weakness
  • 997942 2022-005
    Material Weakness Repeat
  • 997943 2022-003
    Material Weakness
  • 997944 2022-004
    Material Weakness
  • 997945 2022-005
    Material Weakness Repeat
  • 997946 2022-003
    Material Weakness
  • 997947 2022-004
    Material Weakness
  • 997948 2022-005
    Material Weakness Repeat
  • 997949 2022-003
    Material Weakness
  • 997950 2022-004
    Material Weakness
  • 997951 2022-005
    Material Weakness Repeat
  • 997952 2022-003
    Material Weakness
  • 997953 2022-004
    Material Weakness
  • 997954 2022-005
    Material Weakness Repeat
  • 997955 2022-003
    Material Weakness
  • 997956 2022-004
    Material Weakness
  • 997957 2022-005
    Material Weakness Repeat
  • 997958 2022-003
    Material Weakness
  • 997959 2022-004
    Material Weakness
  • 997960 2022-005
    Material Weakness Repeat
  • 997961 2022-006
    Material Weakness
  • 997962 2022-007
    Material Weakness
  • 997963 2022-006
    Material Weakness
  • 997964 2022-007
    Material Weakness
  • 997965 2022-008
    Material Weakness
  • 997966 2022-010
    Material Weakness
  • 997967 2022-008
    Material Weakness
  • 997968 2022-008
    Material Weakness
  • 997969 2022-009
    Material Weakness
  • 997970 2022-010
    Material Weakness
  • 997971 2022-010
    Material Weakness
  • 997972 2022-008
    Material Weakness
  • 997973 2022-010
    Material Weakness

Programs in Audit

ALN Program Name Expenditures
84.010 Title I Grants to Local Educational Agencies Fy21 $717,986
84.425 Education Stabilization Fund Fy22 $589,805
84.027 Special Education_grants to States Fy21 $554,953
84.010 Title I Grants to Local Educational Agencies Fy22 $526,585
84.027 Special Education_grants to States Fy22 $453,465
84.425 Education Stabilization Fund Fy21 $335,828
10.553 School Breakfast Program Fy22 $243,305
84.367 Improving Teacher Quality State Grants Fy21 $102,890
10.555 National School Lunch Program Fy21 $92,793
93.778 Medical Assistance Program Fy22 $84,344
12.357 Rotc Language and Culture Training Grants Fy22 $68,004
12.357 Rotc Language and Culture Training Grants Fy21 $66,919
84.367 Improving Teacher Quality State Grants Fy22 $65,445
84.358 Rural Education Fy22 $65,311
84.358 Rural Education Fy21 $64,242
93.778 Medical Assistance Program Fy21 $59,038
84.424 Student Support and Academic Enrichment Program Fy21 $54,539
10.555 National School Lunch Program Fy22 $42,495
84.424 Student Support and Academic Enrichment Program Fy22 $39,323
93.575 Child Care and Development Block Grant Fy22 $38,147
10.553 School Breakfast Program Fy21 $33,633
84.173 Special Education_preschool Grants Fy21 $30,884
84.173 Special Education_preschool Grants Fy22 $30,805
10.559 Summer Food Service Program for Children Fy21 $16,180
84.048 Career and Technical Education -- Basic Grants to States Fy22 $11,400
84.048 Career and Technical Education -- Basic Grants to States Fy21 $9,908
84.027 Idea 611 Arp Allocations Fy22 $3,900
10.559 Summer Food Service Program for Children Fy22 $2,150