Finding 38123 (2022-003)

-
Requirement
A
Questioned Costs
-
Year
2022
Accepted
2023-05-30
Audit: 36033
Organization: Gratz College (PA)
Auditor: Kreischer Miller

AI Summary

  • Core Issue: The College misused Student Aid funds by purchasing audio-visual equipment instead of providing awards to students.
  • Impacted Requirements: This action violates compliance requirements for the Education Stabilization Fund, leading to noncompliance with federal guidelines.
  • Recommended Follow-Up: The College should create a process to reconcile ESF funds to ensure proper allocation and usage in the future.

Finding Text

Finding 2022-003 Federal Assistance Listing Number: 84.425 Subprogram Number(s): 84.425E Federal Agency: U.S. Department of Education Program Name: Education Stabilization Fund Type(s) of Compliance Requirements: Activities Allowed/Unallowed Type of Finding: Noncompliance Criteria: The Student Aid Portion of the Higher Education Emergency Relief Fund (HEERF) is to provide awards to students. Condition: The College expended Student Aid funds on the purchase of audio-visual equipment. Cause: The College misapplied funds drawn under the Student Aid Portion. Effect: The College is noncompliant with the ESF program. Context: 1 sample selection ($15,044) out of total sample of 1 item tested from a population of 3 items ($17,920). Recommendation: We recommend that the College develop a process to reconcile amounts drawn under the ESF to ensure the proper allocation and use of funds.

Corrective Action Plan

Finding 2022-003 Corrective Action Plan To ensure that funds drawn under the ESF properly allocated to the appropriate sub-program and are used in accordance with guidance provided by the granting agency, the College will develop a reconciliation process that includes a review of allowable use of funds under the granting agency?s grant award notification and a second review of the reconciliation of funds drawn and expended of the allocations made to the sub-programs against the College?s internal records. Anticipated Completion Date The College anticipates completion of this corrective action on or before August 31, 2023. Name of Contact Person Responsible for Corrective Action Thomas R. Cipriano, Jr. ? Manager of Business Operations and Facilities Ross Holgado ? Manager of Financial Reporting

Categories

Procurement, Suspension & Debarment Allowable Costs / Cost Principles Equipment & Real Property Management

Other Findings in this Audit

  • 38121 2022-001
    Material Weakness Repeat
  • 38122 2022-002
    - Repeat
  • 38124 2022-004
    Material Weakness
  • 38125 2022-005
    Significant Deficiency
  • 38126 2022-006
    -
  • 38127 2022-001
    Material Weakness Repeat
  • 38128 2022-002
    - Repeat
  • 38129 2022-006
    -
  • 38130 2022-001
    Material Weakness Repeat
  • 38131 2022-002
    - Repeat
  • 38132 2022-005
    Significant Deficiency
  • 38133 2022-006
    -
  • 614563 2022-001
    Material Weakness Repeat
  • 614564 2022-002
    - Repeat
  • 614565 2022-003
    -
  • 614566 2022-004
    Material Weakness
  • 614567 2022-005
    Significant Deficiency
  • 614568 2022-006
    -
  • 614569 2022-001
    Material Weakness Repeat
  • 614570 2022-002
    - Repeat
  • 614571 2022-006
    -
  • 614572 2022-001
    Material Weakness Repeat
  • 614573 2022-002
    - Repeat
  • 614574 2022-005
    Significant Deficiency
  • 614575 2022-006
    -

Programs in Audit

ALN Program Name Expenditures
84.268 Federal Direct Student Loans $1.20M
84.425 Covid 19 - Education Stabilization Fund $204,099
84.425 Covid-19 - Education Stabilization Fund $15,990
84.063 Federal Pell Grant Program $6,495