Finding 372321 (2023-007)

Significant Deficiency
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-03-05
Audit: 293624
Organization: Dodge City Community College (KS)
Auditor: Loyd Group LLC

AI Summary

  • Core Issue: Students were not properly identified as withdrawn, leading to missed or late Return of Title IV Funds calculations for 29 students.
  • Impacted Requirements: Institutions must perform calculations for Title IV assistance when a student withdraws, ensuring compliance with federal regulations.
  • Recommended Follow-Up: Train Student Financial Aid staff on regulations and collaborate with IT to create a report for regular identification of students needing calculations.

Finding Text

Condition: During our review of the return of Title IV funds, we noted that students were not being properly identified as withdrawn, either officially or unofficially. This resulted in 7 students noted that never had a calculation performed, but should have, and 22 students that were reported late. Criteria: When a recipient of Title IV funds withdraws from an institution during a payment period or period of enrollment in which the recipient began attendance, the institution must perform a Return of Title IV Funds calculation to determine the amount of Title IV assistance the student earned as of the student’s withdrawal date. Cause: Student Financial Aid personnel does not have a method to properly identify students who are required to have a return of funds calculation. After several attempts to obtain a listing of students, the auditors requested assistance from the IT department, who was able to get the auditors a list very quickly. This list was compared to Student Financial Aid recipients to identify the population of students who should have had a calculation performed. Effect: Funds required to be sent back to the Department of Education are either missed or are late. Perspective: There has been high turnover in the SFA department, including a time where there was not a Director in place. Recommendation: We recommend training of Student Financial Aid personnel on the rules and regulations over return of funds. In addition, we recommend that Student Financial Aid personnel work with the IT department to develop a report that can be ran weekly or bi-weekly to identify the students and timely prepare the calculations. Views of Responsible Officials and Planned Corrective Actions: Dodge City Community College staff involved are undergoing training to learn requirements. Processes and procedures are being developed to ensure timely calculations and refunds.

Categories

Student Financial Aid

Other Findings in this Audit

  • 372314 2023-005
    Significant Deficiency Repeat
  • 372315 2023-006
    Significant Deficiency Repeat
  • 372316 2023-006
    Significant Deficiency Repeat
  • 372317 2023-006
    Significant Deficiency Repeat
  • 372318 2023-006
    Significant Deficiency Repeat
  • 372319 2023-007
    Significant Deficiency
  • 372320 2023-007
    Significant Deficiency
  • 948756 2023-005
    Significant Deficiency Repeat
  • 948757 2023-006
    Significant Deficiency Repeat
  • 948758 2023-006
    Significant Deficiency Repeat
  • 948759 2023-006
    Significant Deficiency Repeat
  • 948760 2023-006
    Significant Deficiency Repeat
  • 948761 2023-007
    Significant Deficiency
  • 948762 2023-007
    Significant Deficiency
  • 948763 2023-007
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.063 Federal Pell Grant Program $2.19M
84.268 Federal Direct Student Loans $1.12M
84.031 Higher Education_institutional Aid $509,316
84.044 Trio_talent Search $230,515
84.002 Adult Education - Basic Grants to States $213,056
84.042 Trio_student Support Services $151,200
84.007 Federal Supplemental Educational Opportunity Grants $75,863
47.076 Education and Human Resources $49,419
94.002 Retired and Senior Volunteer Program $49,265
84.033 Federal Work-Study Program $39,927
84.425 Education Stabilization Fund $29,197
84.048 Career and Technical Education -- Basic Grants to States $24,828
93.859 Biomedical Research and Research Training $24,299
12.598 Centers for Academic Excellence $10,653