Finding 372314 (2023-005)

Significant Deficiency Repeat Finding
Requirement
N
Questioned Costs
-
Year
2023
Accepted
2024-03-05
Audit: 293624
Organization: Dodge City Community College (KS)
Auditor: Loyd Group LLC

AI Summary

  • Core Issue: Enrollment statuses for Title IV aid recipients were not reported accurately or on time to NSLDS, affecting students' repayment status.
  • Impacted Requirements: Schools must report all students' statuses, including withdrawals and graduations, as per the NSLDS Enrollment Reporting Guide.
  • Recommended Follow-Up: Ensure enrollment reporting staff thoroughly review roster files for accuracy and timeliness, and implement new procedures to address past issues.

Finding Text

Condition: We examined a sample of Title IV aid recipients to verify that information reported on the Enrollment Reporting roster file sent to the National Student Loan Data System (NSLDS) matched the student's academic files and found instances where students received Title IV aid during a semester but the status of withdrawn or graduate were not reported correctly or timely on the NSLDS Enrollment Reporting roster files sent during that semester. Criteria: Per the NSLDS Enrollment Reporting Guide, a school should report all students that NSLDS includes in its request to the school on a roster file. This includes timely and accurate reporting of the status of the student of withdrawn or graduate. Cause: The status of the students were not timely and accurately reported to NSLDS. Effect: Students could potentially not be placed in grace or repayment status when they should be. Perspective: There has been high turnover in the SFA department, including a time where there was not a Director in place. They have had interim Director who also left in December 2023. A new Director has been hired in January 2024 and has begun working on issues. Recommendation: We recommend that personnel in charge of enrollment reporting be diligent in reviewing the roster file to ensure that all appropriate students are shown and attendance changes are reported in a timely and accurate manner. Views of Responsible Officials and Planned Corrective Actions: Dodge City Community College staff involved in enrollment reporting to the NSLDS have reviewed the NSLDS Reporting Manual to better understand and accurately report the student's enrollment status. There has been high turnover in the SFA department, including a time where there was not a Director in place. The new Director came on in the fall of 2022 and then left in December 2023. The College is still working on fully implementing new procedures and catching up submissions.

Corrective Action Plan

Condition: We examined a sample of Title IV aid recipients to verify that information reported on the Enrollment Reporting roster file sent to the National Student Loan Data System (NSLDS) matched the student's academic files and found instances where students received Title IV aid during a semester but the status of withdrawn or graduate were not reported correctly or timely on the NSLDS Enrollment Reporting roster files sent during that semester. Criteria: Per the NSLDS Enrollment Reporting Guide, a school should report all students that NSLDS includes in its request to the school on a roster file. This includes timely and accurate reporting of the status of the student of withdrawn or graduate. Cause: The status of the students were not timely and accurately reported to NSLDS. Effect: Students could potentially not be placed in grace or repayment status when they should be. Perspective: There has been high turnover in the SFA department, including a time where there was not a Director in place. They have had interim Director who also left in December 2023. A new Director has been hired in January 2024 and has begun working on issues. Recommendation: We recommend that personnel in charge of enrollment reporting be diligent in reviewing the roster file to ensure that all appropriate students are shown and attendance changes are reported in a timely and accurate manner. Views of Responsible Officials and Planned Corrective Actions: Dodge City Community College staff involved in enrollment reporting to the NSLDS have reviewed the NSLDS Reporting Manual to better understand and accurately report the student's enrollment status. There has been high turnover in the SFA department, including a time where there was not a Director in place. The new Director came on in the fall of 2022 and then left in December 2023. The College is still working on fully implementing new procedures and catching up submissions.

Categories

Student Financial Aid Reporting Matching / Level of Effort / Earmarking

Other Findings in this Audit

  • 372315 2023-006
    Significant Deficiency Repeat
  • 372316 2023-006
    Significant Deficiency Repeat
  • 372317 2023-006
    Significant Deficiency Repeat
  • 372318 2023-006
    Significant Deficiency Repeat
  • 372319 2023-007
    Significant Deficiency
  • 372320 2023-007
    Significant Deficiency
  • 372321 2023-007
    Significant Deficiency
  • 948756 2023-005
    Significant Deficiency Repeat
  • 948757 2023-006
    Significant Deficiency Repeat
  • 948758 2023-006
    Significant Deficiency Repeat
  • 948759 2023-006
    Significant Deficiency Repeat
  • 948760 2023-006
    Significant Deficiency Repeat
  • 948761 2023-007
    Significant Deficiency
  • 948762 2023-007
    Significant Deficiency
  • 948763 2023-007
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
84.063 Federal Pell Grant Program $2.19M
84.268 Federal Direct Student Loans $1.12M
84.031 Higher Education_institutional Aid $509,316
84.044 Trio_talent Search $230,515
84.002 Adult Education - Basic Grants to States $213,056
84.042 Trio_student Support Services $151,200
84.007 Federal Supplemental Educational Opportunity Grants $75,863
47.076 Education and Human Resources $49,419
94.002 Retired and Senior Volunteer Program $49,265
84.033 Federal Work-Study Program $39,927
84.425 Education Stabilization Fund $29,197
84.048 Career and Technical Education -- Basic Grants to States $24,828
93.859 Biomedical Research and Research Training $24,299
12.598 Centers for Academic Excellence $10,653