Finding 32903 (2022-002)

Significant Deficiency
Requirement
E
Questioned Costs
-
Year
2022
Accepted
2023-04-09

AI Summary

  • Issue: The Organization mistakenly requested retroactive adjustments on HAP vouchers twice, leading to excess subsidy revenue from HUD.
  • Requirements: Internal controls must ensure accurate contract rental rates are used and that subsidy amounts do not exceed limits.
  • Follow-up: Implement procedures to prevent duplicate requests and ensure proper adjustments are made only once.

Finding Text

Condition: During the year ended December 31, 2022, the Organization requested retroactive adjustments on their 2022 Housing Assistance Payment (HAP) voucher requests to account for the increase in contract rent per unit that was not appropriately requested in the prior year. The Organization mistakenly requested these adjustments twice, and therefore, received subsidy revenue from HUD in excess of what they were entitled to. Criteria: Internal controls should be in place to ensure the Organization is utilizing the proper contract rental rate in the monthly HAP vouchers, and to ensure the amounts received per tenant do not exceed the maximum amount allowed. Cause: Human error in incorporating the contract rent increase adjustments into the monthly HAP voucher requests submitted to HUD. Effect: The Organization requested and received $12,098 more of HUD rent subsidies than they were entitled to. Recommendation: We recommend the Organization implement procedures to ensure that subsidy amounts requested from HUD do not exceed the maximum amount, and to ensure any contract rent related adjustments are only requested for once.

Corrective Action Plan

Corrective Action Plan: This situation was one that had never arisen before. The assumption was made that the deposited amount had been communicated to the necessary parties. Beginning immediately, any discrepancy between the amount requested and the amount received will be communicated until a final resolution has been reached. This information will be communicated to the CFO, the Controller and the Program Director by the Staff Accountant who initially receives this information and matches the ACH with the submission. Contact Person Responsible for Corrective Action: Karen Smith, CFO Anticipated Completion Date of Corrective Action: Immediately, staff meetings have already been conducted to address this issue.

Categories

HUD Housing Programs Internal Control / Segregation of Duties

Other Findings in this Audit

  • 32902 2022-001
    - Repeat
  • 609344 2022-001
    - Repeat
  • 609345 2022-002
    Significant Deficiency

Programs in Audit

ALN Program Name Expenditures
14.157 Supportive Housing for the Elderly $308,631