Audit 29205

FY End
2022-12-31
Total Expended
$4.53M
Findings
4
Programs
1
Organization: Sacred Heart Village II Inc. (DE)
Year: 2022 Accepted: 2023-04-09

Organization Exclusion Status:

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Findings

ID Ref Severity Repeat Requirement
32902 2022-001 - Yes N
32903 2022-002 Significant Deficiency - E
609344 2022-001 - Yes N
609345 2022-002 Significant Deficiency - E

Programs

ALN Program Spent Major Findings
14.157 Supportive Housing for the Elderly $308,631 Yes 1

Contacts

Name Title Type
PCALQJNYL745 Karen Smith Auditee
3025161068 Jonathan Moll Auditor
No contacts on file

Notes to SEFA

Title: Loan/loan guarantee outstanding balances Accounting Policies: The accompanying schedule of expenditures of federal awards presents the activities in the federal assistance programs of the Organization. All financial awards received directly or indirectly from federal agencies are included on the schedule. The information in this schedule is presented in accordance with the requirements of OMB Compliance Supplement. The accompanying schedule of expenditures of federal awards has been prepared on the accrual basis of accounting. Management believes all federal awards considered necessary for a fair presentation in accordance with Government Auditing Standards have been included. Amounts reported in the accompanying schedule agree with amounts reported in the Organizations financial statements. De Minimis Rate Used: N Rate Explanation: The auditee did not use the de minimis cost rate. SUPPORTIVE HOUSING FOR THE ELDERLY (14.157) - Balances outstanding at the end of the audit period were 4219200.

Finding Details

Condition: The Organization funded its reserve for replacement account in the amount of $30,000 during the year ended December 31, 2022. This amount meets the annual funding requirement. However, the reserve for replacement account is underfunded by $77,671 as of December 31, 2022, due to the cumulative effect of underfunding the reserve in previous years. Criteria: As required by the Regulatory Agreement with HUD, the Organization must fund a reserve for replacement account in the amount of $30,005 on an annual basis. Cause: The Organization did not possess adequate cash flow to meet the requirement in previous years. Effect: The reserve for replacement account was underfunded during the years ended December 31, 2017 through 2021. During those years, the Organization was not in compliance with the reserve for replacement requirement as stated in the Regulatory Agreement. As of December 31, 2022, the reserve for replacement account was underfunded by a total of $77,671. Recommendation: We recommend the Organization contact HUD to evaluate its obligation to fund prior deficiencies incurred.
Condition: During the year ended December 31, 2022, the Organization requested retroactive adjustments on their 2022 Housing Assistance Payment (HAP) voucher requests to account for the increase in contract rent per unit that was not appropriately requested in the prior year. The Organization mistakenly requested these adjustments twice, and therefore, received subsidy revenue from HUD in excess of what they were entitled to. Criteria: Internal controls should be in place to ensure the Organization is utilizing the proper contract rental rate in the monthly HAP vouchers, and to ensure the amounts received per tenant do not exceed the maximum amount allowed. Cause: Human error in incorporating the contract rent increase adjustments into the monthly HAP voucher requests submitted to HUD. Effect: The Organization requested and received $12,098 more of HUD rent subsidies than they were entitled to. Recommendation: We recommend the Organization implement procedures to ensure that subsidy amounts requested from HUD do not exceed the maximum amount, and to ensure any contract rent related adjustments are only requested for once.
Condition: The Organization funded its reserve for replacement account in the amount of $30,000 during the year ended December 31, 2022. This amount meets the annual funding requirement. However, the reserve for replacement account is underfunded by $77,671 as of December 31, 2022, due to the cumulative effect of underfunding the reserve in previous years. Criteria: As required by the Regulatory Agreement with HUD, the Organization must fund a reserve for replacement account in the amount of $30,005 on an annual basis. Cause: The Organization did not possess adequate cash flow to meet the requirement in previous years. Effect: The reserve for replacement account was underfunded during the years ended December 31, 2017 through 2021. During those years, the Organization was not in compliance with the reserve for replacement requirement as stated in the Regulatory Agreement. As of December 31, 2022, the reserve for replacement account was underfunded by a total of $77,671. Recommendation: We recommend the Organization contact HUD to evaluate its obligation to fund prior deficiencies incurred.
Condition: During the year ended December 31, 2022, the Organization requested retroactive adjustments on their 2022 Housing Assistance Payment (HAP) voucher requests to account for the increase in contract rent per unit that was not appropriately requested in the prior year. The Organization mistakenly requested these adjustments twice, and therefore, received subsidy revenue from HUD in excess of what they were entitled to. Criteria: Internal controls should be in place to ensure the Organization is utilizing the proper contract rental rate in the monthly HAP vouchers, and to ensure the amounts received per tenant do not exceed the maximum amount allowed. Cause: Human error in incorporating the contract rent increase adjustments into the monthly HAP voucher requests submitted to HUD. Effect: The Organization requested and received $12,098 more of HUD rent subsidies than they were entitled to. Recommendation: We recommend the Organization implement procedures to ensure that subsidy amounts requested from HUD do not exceed the maximum amount, and to ensure any contract rent related adjustments are only requested for once.